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TF

Theory Financial Portfolio holdings

AUM $285M
1-Year Est. Return 14.75%
This Fund
S&P 500
This Quarter Est. Return
-3.16%
1 Year Est. Return
+14.75%
3 Year Est. Return
+40.45%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$171M
AUM Growth
-$3.18M
Cap. Flow
+$2.69M
Cap. Flow %
1.58%
Top 10 Hldgs %
43.25%
Holding
74
New
14
Increased
10
Reduced
40
Closed
7

Top Buys

Rank Stock Value
1
QUS icon
State Street SPDR MSCI USA StrategicFactors ETF
QUS
+$3.61M
2
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$2.96M
3
VTEB icon
Vanguard Tax-Exempt Bond Index Fund
VTEB
+$1.29M
4
SCHZ icon
Schwab US Aggregate Bond ETF
SCHZ
+$1.03M
5
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$945K

Top Sells

Rank Stock Value
1
INFL icon
Horizon Kinetics Inflation Beneficiaries ETF
INFL
+$3.59M
2
SPDW icon
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
+$701K
3
FNDX icon
Schwab Fundamental US Large Company Index ETF
FNDX
+$603K
4
XOP icon
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
+$600K
5
FNDF icon
Schwab Fundamental International Large Company Index ETF
FNDF
+$547K

Sector Composition

Rank Sector Weight
1 Healthcare 1.12%
2 Technology 0.49%
3 Energy 0.41%
4 Consumer Staples 0.27%
5 Consumer Discretionary 0.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHZ icon
1
Schwab US Aggregate Bond ETF
SCHZ
$10.5B
$25.9M 15.17%
1,169,834
+45,566
+4% +$1.03M
MBB icon
2
iShares MBS ETF
MBB
$39.1B
$7.88M 4.62%
88,773
+8,020
+10% +$733K
IGIB icon
3
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.5B
$7.48M 4.39%
153,786
-3,422
-2% -$170K
SCHP icon
4
Schwab US TIPS ETF
SCHP
$16.3B
$6.25M 3.66%
247,462
-6,168
-2% -$159K
VGIT icon
5
Vanguard Intermediate-Term Treasury ETF
VGIT
$41.7B
$6.16M 3.61%
107,817
+305
+0.3% +$17.7K
SPTS icon
6
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
$6.09B
$4.82M 2.83%
167,985
-10,843
-6% -$312K
QUAL icon
7
iShares MSCI USA Quality Factor ETF
QUAL
$46B
$4.24M 2.48%
32,136
+3,030
+10% +$414K
XLE icon
8
State Street Energy Select Sector SPDR ETF
XLE
$38.8B
$3.73M 2.18%
82,426
-7,706
-9% -$337K
VTV icon
9
Vanguard Value ETF
VTV
$189B
$3.69M 2.16%
26,756
-349
-1% -$50K
IGE icon
10
iShares North American Natural Resources ETF
IGE
$735M
$3.64M 2.13%
87,460
-4,422
-5% -$182K
VBR icon
11
Vanguard Small-Cap Value ETF
VBR
$37.3B
$3.63M 2.13%
22,770
-875
-4% -$146K
RZV icon
12
Invesco S&P SmallCap 600 Pure Value ETF
RZV
$293M
$3.58M 2.1%
39,290
-1,968
-5% -$187K
VFH icon
13
Vanguard Financials ETF
VFH
$13.5B
$3.58M 2.1%
44,512
-1,606
-3% -$134K
AIRR icon
14
First Trust RBA American Industrial Renaissance ETF
AIRR
$10.4B
$3.57M 2.09%
69,332
-8,944
-11% -$480K
EZM icon
15
WisdomTree US MidCap Fund
EZM
$941M
$3.56M 2.09%
70,118
-2,927
-4% -$156K
VGT icon
16
Vanguard Information Technology ETF
VGT
$138B
$3.56M 2.09%
68,552
-5,400
-7% -$294K
PSCT icon
17
Invesco S&P SmallCap Information Technology ETF
PSCT
$493M
$3.52M 2.06%
80,431
-5,843
-7% -$272K
SOXX icon
18
iShares Semiconductor ETF
SOXX
$42.7B
$3.52M 2.06%
22,269
-3,267
-13% -$544K
PHO icon
19
Invesco Water Resources ETF
PHO
$1.98B
$3.51M 2.06%
66,052
-2,046
-3% -$115K
QUS icon
20
State Street SPDR MSCI USA StrategicFactors ETF
QUS
$1.52B
$3.51M 2.06%
+29,095
New +$3.61M
VIG icon
21
Vanguard Dividend Appreciation ETF
VIG
$112B
$3.51M 2.06%
22,560
-588
-3% -$95.3K
XOP icon
22
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.47B
$3.5M 2.06%
23,692
-4,189
-15% -$600K
SCHD icon
23
Schwab US Dividend Equity ETF
SCHD
$103B
$3.5M 2.05%
148,344
-2,169
-1% -$53.2K
IAUM icon
24
iShares Gold Trust Micro
IAUM
$6.4B
$3.49M 2.05%
189,170
+9,121
+5% +$175K
HDV
25
iShares Core High Dividend ETF
HDV
$14.5B
$3.49M 2.05%
176,420
-1,500
-0.8% -$30.7K
1
2 3

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Theory Financial's Q3 2023 Portfolio in Review

As of Q3 2023, Theory Financial held 74 positions worth $171M, down 1.8% from $174M the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Theory Financial's Q3 2023 filing shows 14 new, 10 increased, 40 reduced and 7 closed positions. Its largest new stake was State Street SPDR MSCI USA StrategicFactors ETF: 29,095 shares worth $3.51M. The largest sale was Horizon Kinetics Inflation Beneficiaries ETF, an estimated $3.59M.

By sector, the portfolio is most concentrated in Healthcare at 1.1% of assets, down from 1.2% a quarter earlier, followed by Technology and Energy.

  • Theory Financial's largest Q3 2023 buy was State Street SPDR MSCI USA StrategicFactors ETF: 29,095 shares worth $3.51M.
  • Theory Financial added most to Schwab US Aggregate Bond ETF in Q3 2023, an estimated $1.03M increase.
  • Theory Financial's biggest Q3 2023 reduction was State Street SPDR Portfolio Developed World ex-US ETF, cutting an estimated $701K.
  • Theory Financial fully exited Horizon Kinetics Inflation Beneficiaries ETF in Q3 2023, selling an estimated $3.59M.
  • Theory Financial's ten largest holdings make up 43% of its $171M portfolio in Q3 2023.
  • Theory Financial opened 14 new positions and closed 7 in Q3 2023.
  • Theory Financial's portfolio value fell 1.8% quarter-over-quarter to $171M.

Based on Theory Financial's 13F filing for Q3 2023, filed 15 Nov 2023.