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Theory Financial Portfolio holdings

AUM $285M
1-Year Est. Return 14.75%
This Fund
S&P 500
This Quarter Est. Return
+5.34%
1 Year Est. Return
+14.75%
3 Year Est. Return
+40.45%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$227M
AUM Growth
+$15.3M
Cap. Flow
+$44.5M
Cap. Flow %
19.61%
Top 10 Hldgs %
48.82%
Holding
71
New
3
Increased
37
Reduced
21
Closed
5

Top Buys

Rank Stock Value
1
SCHZ icon
Schwab US Aggregate Bond ETF
SCHZ
+$30.9M
2
SCHP icon
Schwab US TIPS ETF
SCHP
+$6.32M
3
VFH icon
Vanguard Financials ETF
VFH
+$4.01M
4
FCTE
SMI 3Fourteen Full-Cycle Trend ETF
FCTE
+$3.67M
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$2.28M

Top Sells

Rank Stock Value
1
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$7.96M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$3.72M
3
EWJ icon
iShares MSCI Japan ETF
EWJ
+$1.55M
4
AIRR icon
First Trust RBA American Industrial Renaissance ETF
AIRR
+$1.32M
5
HEFA icon
iShares Currency Hedged MSCI EAFE ETF
HEFA
+$570K

Sector Composition

Rank Sector Weight
1 Technology 0.2%
2 Consumer Discretionary 0.18%
3 Communication Services 0.15%
4 Energy 0.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHZ icon
1
Schwab US Aggregate Bond ETF
SCHZ
$10.5B
$28.9M 12.72%
2,499,986
+1,320,528
+112% +$30.9M
VFH icon
2
Vanguard Financials ETF
VFH
$13.5B
$16M 7.04%
141,151
+37,809
+37% +$4.01M
XLC icon
3
State Street Communication Services Select Sector SPDR ETF
XLC
$22.1B
$12M 5.31%
130,915
+2,923
+2% +$252K
QUAL icon
4
iShares MSCI USA Quality Factor ETF
QUAL
$46B
$9.78M 4.31%
55,434
+10,683
+24% +$1.85M
MBB icon
5
iShares MBS ETF
MBB
$39.1B
$9.13M 4.02%
98,360
+2,402
+3% +$227K
SPYM
6
State Street SPDR Portfolio S&P 500 ETF
SPYM
$159B
$8.2M 3.61%
122,570
-3,933
-3% -$256K
IGIB icon
7
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.5B
$7.13M 3.14%
136,555
+1,461
+1% +$77K
XLP icon
8
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.3B
$6.76M 2.98%
84,329
+28,406
+51% +$2.28M
IUSB icon
9
iShares Core Universal USD Bond ETF
IUSB
$43B
$6.52M 2.87%
142,168
+36,677
+35% +$1.7M
PTF icon
10
Invesco Dorsey Wright Technology Momentum ETF
PTF
$598M
$6.36M 2.8%
99,014
+18,063
+22% +$1.1M
VGT icon
11
Vanguard Information Technology ETF
VGT
$138B
$6.15M 2.71%
84,504
+13,552
+19% +$963K
SCHP icon
12
Schwab US TIPS ETF
SCHP
$16.3B
$6.08M 2.68%
462,062
+239,436
+108% +$6.32M
QQQM icon
13
Invesco NASDAQ 100 ETF
QQQM
$95.9B
$6.06M 2.67%
30,408
+7,404
+32% +$1.44M
VGIT icon
14
Vanguard Intermediate-Term Treasury ETF
VGIT
$41.7B
$5.67M 2.5%
96,356
+3,066
+3% +$183K
XLU icon
15
State Street Utilities Select Sector SPDR ETF
XLU
$23.5B
$4.77M 2.1%
119,262
+34,614
+41% +$1.28M
SOXX icon
16
iShares Semiconductor ETF
SOXX
$42.7B
$4.57M 2.01%
20,924
+1,667
+9% +$383K
IVW icon
17
iShares S&P 500 Growth ETF
IVW
$72.2B
$4.38M 1.93%
46,030
+1,057
+2% +$97.6K
SPTS icon
18
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
$6.09B
$4.36M 1.92%
149,641
+3,508
+2% +$102K
XLE icon
19
State Street Energy Select Sector SPDR ETF
XLE
$38.8B
$4.2M 1.85%
94,776
+11,784
+14% +$527K
DYNF icon
20
BlackRock US Equity Factor Rotation ETF
DYNF
$38.1B
$4.08M 1.8%
82,334
+8,983
+12% +$428K
FCTE
21
SMI 3Fourteen Full-Cycle Trend ETF
FCTE
$237M
$3.69M 1.63%
+139,796
New +$3.67M
VTV icon
22
Vanguard Value ETF
VTV
$189B
$3.48M 1.53%
20,208
-692
-3% -$116K
VBR icon
23
Vanguard Small-Cap Value ETF
VBR
$37.3B
$3.48M 1.53%
17,496
-438
-2% -$84.2K
AIRR icon
24
First Trust RBA American Industrial Renaissance ETF
AIRR
$10.4B
$3.37M 1.48%
45,204
-18,614
-29% -$1.32M
QUS icon
25
State Street SPDR MSCI USA StrategicFactors ETF
QUS
$1.52B
$3.32M 1.46%
21,321
-987
-4% -$150K
1
2 3

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Theory Financial's Q3 2024 Portfolio in Review

As of Q3 2024, Theory Financial held 71 positions worth $227M, up 7.2% from $212M the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Theory Financial deployed $44.5M of net new capital in Q3 2024, opening 3 new positions and adding to 37 existing holdings. Its largest new stake was SMI 3Fourteen Full-Cycle Trend ETF: 139,796 shares worth $3.69M.

By sector, the portfolio is most concentrated in Technology at 0.2% of assets, down from 0.22% a quarter earlier, followed by Consumer Discretionary and Communication Services.

On the sell side, the largest reduction was First Trust RBA American Industrial Renaissance ETF, an estimated $1.32M trimmed.

  • Theory Financial's largest Q3 2024 buy was SMI 3Fourteen Full-Cycle Trend ETF: 139,796 shares worth $3.69M.
  • Theory Financial added most to Schwab US Aggregate Bond ETF in Q3 2024, an estimated $30.9M increase.
  • Theory Financial's biggest Q3 2024 reduction was First Trust RBA American Industrial Renaissance ETF, cutting an estimated $1.32M.
  • Theory Financial fully exited State Street Technology Select Sector SPDR ETF in Q3 2024, selling an estimated $7.96M.
  • Theory Financial's ten largest holdings make up 49% of its $227M portfolio in Q3 2024.
  • Theory Financial opened 3 new positions and closed 5 in Q3 2024.
  • Theory Financial's portfolio value rose 7.2% quarter-over-quarter to $227M.

Based on Theory Financial's 13F filing for Q3 2024, filed 7 Nov 2024.