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TF

Theory Financial Portfolio holdings

AUM $285M
1-Year Est. Return 14.75%
This Fund
S&P 500
This Quarter Est. Return
+3.8%
1 Year Est. Return
+14.75%
3 Year Est. Return
+40.45%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$167M
AUM Growth
+$15.7M
Cap. Flow
+$11.2M
Cap. Flow %
6.74%
Top 10 Hldgs %
45.61%
Holding
62
New
6
Increased
33
Reduced
12
Closed
2

Top Buys

Rank Stock Value
1
VGIT icon
Vanguard Intermediate-Term Treasury ETF
VGIT
+$4.3M
2
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$3.69M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$3.46M
4
VXUS icon
Vanguard Total International Stock ETF
VXUS
+$3.4M
5
SCHZ icon
Schwab US Aggregate Bond ETF
SCHZ
+$2.51M

Top Sells

Rank Stock Value
1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$4.09M
2
SMDV icon
ProShares Russell 2000 Dividend Growers ETF
SMDV
+$3.42M
3
FTXG icon
First Trust Nasdaq Food & Beverage ETF
FTXG
+$3.29M
4
SPTS icon
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
+$838K
5
XSD icon
State Street SPDR S&P Semiconductor ETF
XSD
+$324K

Sector Composition

Rank Sector Weight
1 Technology 1.57%
2 Healthcare 1.16%
3 Energy 0.47%
4 Consumer Discretionary 0.35%
5 Consumer Staples 0.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHZ icon
1
Schwab US Aggregate Bond ETF
SCHZ
$10.5B
$25.8M 15.48%
1,100,168
+108,008
+11% +$2.51M
IGIB icon
2
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.5B
$8.13M 4.88%
158,478
+72,870
+85% +$3.69M
SPTS icon
3
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
$6.09B
$7.89M 4.74%
270,096
-28,899
-10% -$838K
VGIT icon
4
Vanguard Intermediate-Term Treasury ETF
VGIT
$41.7B
$7.21M 4.33%
120,321
+72,625
+152% +$4.3M
SCHP icon
5
Schwab US TIPS ETF
SCHP
$16.3B
$7.21M 4.32%
268,840
+20,188
+8% +$531K
SOXX icon
6
iShares Semiconductor ETF
SOXX
$42.7B
$4.08M 2.45%
27,510
-2,226
-7% -$303K
VGT icon
7
Vanguard Information Technology ETF
VGT
$138B
$4.08M 2.44%
84,576
+2,072
+3% +$91.6K
XSD icon
8
State Street SPDR S&P Semiconductor ETF
XSD
$2.75B
$3.96M 2.38%
19,003
-1,655
-8% -$324K
AIRR icon
9
First Trust RBA American Industrial Renaissance ETF
AIRR
$10.4B
$3.86M 2.32%
80,459
-1,386
-2% -$66.4K
VTV icon
10
Vanguard Value ETF
VTV
$189B
$3.8M 2.28%
27,504
+654
+2% +$91.8K
PTF icon
11
Invesco Dorsey Wright Technology Momentum ETF
PTF
$598M
$3.72M 2.23%
85,278
+4,551
+6% +$187K
IAUM icon
12
iShares Gold Trust Micro
IAUM
$6.4B
$3.71M 2.23%
188,417
+182
+0.1% +$3.44K
PSCT icon
13
Invesco S&P SmallCap Information Technology ETF
PSCT
$493M
$3.7M 2.22%
84,333
-126
-0.1% -$5.46K
PHO icon
14
Invesco Water Resources ETF
PHO
$1.98B
$3.67M 2.2%
68,724
+1,413
+2% +$74.9K
VIG icon
15
Vanguard Dividend Appreciation ETF
VIG
$112B
$3.63M 2.18%
23,574
+951
+4% +$146K
VBR icon
16
Vanguard Small-Cap Value ETF
VBR
$37.3B
$3.6M 2.16%
22,690
+333
+1% +$55.1K
QUAL icon
17
iShares MSCI USA Quality Factor ETF
QUAL
$46B
$3.57M 2.14%
+28,792
New +$3.46M
DGRO icon
18
iShares Core Dividend Growth ETF
DGRO
$42.8B
$3.55M 2.13%
70,993
+2,058
+3% +$103K
EZM icon
19
WisdomTree US MidCap Fund
EZM
$941M
$3.51M 2.11%
70,591
+669
+1% +$34.5K
INFL icon
20
Horizon Kinetics Inflation Beneficiaries ETF
INFL
$1.49B
$3.5M 2.1%
113,556
+1,994
+2% +$62.2K
SCHD icon
21
Schwab US Dividend Equity ETF
SCHD
$103B
$3.5M 2.1%
143,445
+3,954
+3% +$98.9K
HDV
22
iShares Core High Dividend ETF
HDV
$14.5B
$3.47M 2.08%
170,665
+6,465
+4% +$133K
PDBC icon
23
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$6.3B
$3.45M 2.07%
242,870
+39,579
+19% +$568K
XLE icon
24
State Street Energy Select Sector SPDR ETF
XLE
$38.8B
$3.45M 2.07%
83,196
+2,364
+3% +$101K
RZV icon
25
Invesco S&P SmallCap 600 Pure Value ETF
RZV
$293M
$3.44M 2.06%
37,934
-731
-2% -$70.2K
1
2 3

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Theory Financial's Q1 2023 Portfolio in Review

As of Q1 2023, Theory Financial held 62 positions worth $167M, up 10% from $151M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Theory Financial deployed $11.2M of net new capital in Q1 2023, opening 6 new positions and adding to 33 existing holdings. Its largest new stake was iShares MSCI USA Quality Factor ETF: 28,792 shares worth $3.57M.

By sector, the portfolio is most concentrated in Technology at 1.6% of assets, up from 0.78% a quarter earlier, followed by Healthcare and Energy.

On the sell side, the largest reduction was iShares Floating Rate Bond ETF, an estimated $4.09M trimmed.

  • Theory Financial's largest Q1 2023 buy was iShares MSCI USA Quality Factor ETF: 28,792 shares worth $3.57M.
  • Theory Financial added most to Vanguard Intermediate-Term Treasury ETF in Q1 2023, an estimated $4.3M increase.
  • Theory Financial's biggest Q1 2023 reduction was iShares Floating Rate Bond ETF, cutting an estimated $4.09M.
  • Theory Financial fully exited ProShares Russell 2000 Dividend Growers ETF in Q1 2023, selling an estimated $3.42M.
  • Theory Financial's ten largest holdings make up 46% of its $167M portfolio in Q1 2023.
  • Theory Financial opened 6 new positions and closed 2 in Q1 2023.
  • Theory Financial's portfolio value rose 10% quarter-over-quarter to $167M.

Based on Theory Financial's 13F filing for Q1 2023, filed 12 May 2023.