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Theory Financial Portfolio holdings

AUM $317M
1-Year Est. Return 21.14%
This Fund
S&P 500
This Quarter Est. Return
+6.98%
1 Year Est. Return
+21.14%
3 Year Est. Return
+54.52%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$151M
AUM Growth
–
Cap. Flow
+$151M
Cap. Flow %
100.1%
Top 10 Hldgs %
43.71%
Holding
56
New
56
Increased
–
Reduced
–
Closed
–

Top Buys

Rank Stock Value
1
SCHZ icon
Schwab US Aggregate Bond ETF
SCHZ
+$22.6M
2
SPTS icon
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
+$8.64M
3
SCHP icon
Schwab US TIPS ETF
SCHP
+$6.51M
4
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$6.05M
5
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$4.2M

Top Sells

No sells this quarter

Sector Composition

Rank Sector Weight
1 Miscellaneous 96.41%
2 Healthcare 1.37%
3 Technology 0.78%
4 Energy 0.6%
5 Consumer Staples 0.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHZ icon
1
Schwab US Aggregate Bond ETF
SCHZ
$10.6B
$22.6M 15%
+992,160
New +$22.6M
SPTS icon
2
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
$7.32B
$8.64M 5.72%
+298,995
New +$8.64M
SCHP icon
3
Schwab US TIPS ETF
SCHP
$16B
$6.44M 4.26%
+248,652
New +$6.51M
FLOT icon
4
iShares Floating Rate Bond ETF
FLOT
$10.8B
$6.06M 4.02%
+120,474
New +$6.05M
IGIB icon
5
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.5B
$4.24M 2.81%
+85,608
New +$4.2M
VTV icon
6
Vanguard Morningstar Value ETF
VTV
$191B
$3.77M 2.5%
+26,850
New +$3.7M
AIRR icon
7
First Trust RBA American Industrial Renaissance ETF
AIRR
$9.06B
$3.61M 2.39%
+81,845
New +$3.6M
VBR icon
8
Vanguard Morningstar Small-Cap Value ETF
VBR
$36.7B
$3.55M 2.35%
+22,357
New +$3.56M
XLE icon
9
State Street Energy Select Sector SPDR ETF
XLE
$42.4B
$3.54M 2.34%
+80,832
New +$3.52M
SCHD icon
10
Schwab US Dividend Equity ETF
SCHD
$112B
$3.51M 2.33%
+139,491
New +$3.44M
INFL icon
11
Horizon Kinetics Inflation Beneficiaries ETF
INFL
$1.64B
$3.51M 2.33%
+111,562
New +$3.46M
PHO icon
12
Invesco Water Resources ETF
PHO
$1.94B
$3.47M 2.3%
+67,311
New +$3.39M
XSD icon
13
State Street SPDR S&P Semiconductor ETF
XSD
$2.56B
$3.45M 2.29%
+20,658
New +$3.45M
SOXX icon
14
iShares Semiconductor ETF
SOXX
$42.5B
$3.45M 2.28%
+29,736
New +$3.45M
DGRO icon
15
iShares Core Dividend Growth ETF
DGRO
$43.1B
$3.45M 2.28%
+68,935
New +$3.38M
VIG icon
16
Vanguard Dividend Appreciation ETF
VIG
$111B
$3.44M 2.28%
+22,623
New +$3.37M
IAUM icon
17
iShares Gold Trust Micro
IAUM
$6.78B
$3.43M 2.27%
+188,235
New +$3.25M
HDV
18
iShares Core High Dividend ETF
HDV
$15.5B
$3.42M 2.27%
+164,200
New +$3.36M
RZV icon
19
Invesco S&P SmallCap 600 Pure Value ETF
RZV
$293M
$3.42M 2.26%
+38,665
New +$3.41M
SMDV icon
20
ProShares Russell 2000 Dividend Growers ETF
SMDV
$685M
$3.42M 2.26%
+55,673
New +$3.43M
IGE icon
21
iShares North American Natural Resources ETF
IGE
$794M
$3.4M 2.25%
+83,620
New +$3.4M
EZM icon
22
WisdomTree US MidCap Fund
EZM
$928M
$3.4M 2.25%
+69,922
New +$3.41M
VFH icon
23
Vanguard Financials ETF
VFH
$13.4B
$3.38M 2.24%
+40,849
New +$3.38M
PSCT icon
24
Invesco S&P SmallCap Information Technology ETF
PSCT
$480M
$3.37M 2.23%
+84,459
New +$3.4M
VGT icon
25
Vanguard Information Technology ETF
VGT
$146B
$3.29M 2.18%
+82,504
New +$3.37M
1
2 3

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Theory Financial's Q4 2022 Portfolio in Review

As of Q4 2022, Theory Financial held 56 positions worth $151M. Its ten largest holdings account for 44% of the portfolio.

Theory Financial deployed $151M of net new capital in Q4 2022, opening 56 new positions. Its largest new stake was Schwab US Aggregate Bond ETF: 992,160 shares worth $22.6M.

By sector, the portfolio is most concentrated in Miscellaneous at 96% of assets, followed by Healthcare and Technology.

  • Theory Financial's largest Q4 2022 buy was Schwab US Aggregate Bond ETF: 992,160 shares worth $22.6M.
  • Theory Financial's ten largest holdings make up 44% of its $151M portfolio in Q4 2022.
  • Theory Financial opened 56 new positions and closed 0 in Q4 2022.

Based on Theory Financial's 13F filing for Q4 2022, filed 8 Feb 2023.