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Theory Financial Portfolio holdings

AUM $285M
1-Year Est. Return 14.75%
This Fund
S&P 500
This Quarter Est. Return
+8.65%
1 Year Est. Return
+14.75%
3 Year Est. Return
+40.45%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$187M
AUM Growth
+$16.7M
Cap. Flow
+$2.78M
Cap. Flow %
1.48%
Top 10 Hldgs %
42.34%
Holding
77
New
10
Increased
34
Reduced
21
Closed
8

Top Buys

Rank Stock Value
1
EPI icon
WisdomTree India Earnings Fund ETF
EPI
+$3.68M
2
XSMO icon
Invesco S&P SmallCap Momentum ETF
XSMO
+$3.56M
3
ARTY
iShares Future AI & Tech ETF
ARTY
+$3.52M
4
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$818K
5
OEF icon
iShares S&P 100 ETF
OEF
+$718K

Top Sells

Rank Stock Value
1
PSCT icon
Invesco S&P SmallCap Information Technology ETF
PSCT
+$3.52M
2
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$3.5M
3
GDX icon
VanEck Gold Miners ETF
GDX
+$3.31M
4
LLY icon
Eli Lilly
LLY
+$921K
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$392K

Sector Composition

Rank Sector Weight
1 Healthcare 0.51%
2 Technology 0.47%
3 Energy 0.32%
4 Consumer Discretionary 0.21%
5 Consumer Staples 0.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHZ icon
1
Schwab US Aggregate Bond ETF
SCHZ
$10.5B
$27.2M 14.51%
1,164,966
-4,868
-0.4% -$109K
MBB icon
2
iShares MBS ETF
MBB
$39.1B
$8.49M 4.54%
90,276
+1,503
+2% +$135K
IGIB icon
3
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.5B
$8.03M 4.29%
154,367
+581
+0.4% +$28.7K
SCHP icon
4
Schwab US TIPS ETF
SCHP
$16.3B
$6.45M 3.45%
247,172
-290
-0.1% -$7.38K
VGIT icon
5
Vanguard Intermediate-Term Treasury ETF
VGIT
$41.7B
$6.43M 3.44%
108,392
+575
+0.5% +$33.1K
QUAL icon
6
iShares MSCI USA Quality Factor ETF
QUAL
$46B
$5.07M 2.71%
34,479
+2,343
+7% +$324K
SPTS icon
7
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
$6.09B
$4.86M 2.6%
167,334
-651
-0.4% -$18.8K
SOXX icon
8
iShares Semiconductor ETF
SOXX
$42.7B
$4.3M 2.3%
22,416
+147
+0.7% +$24.7K
RZV icon
9
Invesco S&P SmallCap 600 Pure Value ETF
RZV
$293M
$4.28M 2.29%
39,869
+579
+1% +$54K
VBR icon
10
Vanguard Small-Cap Value ETF
VBR
$37.3B
$4.19M 2.24%
23,255
+485
+2% +$79.2K
VGT icon
11
Vanguard Information Technology ETF
VGT
$138B
$4.16M 2.22%
68,824
+272
+0.4% +$15.2K
VFH icon
12
Vanguard Financials ETF
VFH
$13.5B
$4.14M 2.21%
44,899
+387
+0.9% +$32.5K
AIRR icon
13
First Trust RBA American Industrial Renaissance ETF
AIRR
$10.4B
$4.13M 2.21%
71,437
+2,105
+3% +$109K
EZM icon
14
WisdomTree US MidCap Fund
EZM
$941M
$4.12M 2.2%
71,812
+1,694
+2% +$87.6K
VTV icon
15
Vanguard Value ETF
VTV
$189B
$4.11M 2.19%
27,477
+721
+3% +$101K
XSD icon
16
State Street SPDR S&P Semiconductor ETF
XSD
$2.75B
$4.1M 2.19%
18,257
+527
+3% +$104K
PHO icon
17
Invesco Water Resources ETF
PHO
$1.98B
$4.1M 2.19%
67,418
+1,366
+2% +$75.2K
PTF icon
18
Invesco Dorsey Wright Technology Momentum ETF
PTF
$598M
$4.06M 2.17%
80,348
+1,701
+2% +$78.2K
QQQM icon
19
Invesco NASDAQ 100 ETF
QQQM
$95.9B
$4.05M 2.17%
24,045
+433
+2% +$67.6K
SPYM
20
State Street SPDR Portfolio S&P 500 ETF
SPYM
$159B
$4.03M 2.16%
72,167
+15,612
+28% +$818K
XSMO icon
21
Invesco S&P SmallCap Momentum ETF
XSMO
$3.03B
$4.02M 2.15%
+70,907
New +$3.56M
EPI icon
22
WisdomTree India Earnings Fund ETF
EPI
$2.03B
$3.98M 2.13%
+97,187
New +$3.68M
IAUM icon
23
iShares Gold Trust Micro
IAUM
$6.4B
$3.95M 2.11%
191,904
+2,734
+1% +$54K
QUS icon
24
State Street SPDR MSCI USA StrategicFactors ETF
QUS
$1.52B
$3.94M 2.11%
29,838
+743
+3% +$92.9K
VIG icon
25
Vanguard Dividend Appreciation ETF
VIG
$112B
$3.93M 2.1%
23,092
+532
+2% +$85.6K
1
2 3 4

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Theory Financial's Q4 2023 Portfolio in Review

As of Q4 2023, Theory Financial held 77 positions worth $187M, up 9.8% from $171M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Theory Financial's Q4 2023 filing shows 10 new, 34 increased, 21 reduced and 8 closed positions. Its largest new stake was WisdomTree India Earnings Fund ETF: 97,187 shares worth $3.98M. The largest sale was Invesco S&P SmallCap Information Technology ETF, an estimated $3.52M.

By sector, the portfolio is most concentrated in Healthcare at 0.51% of assets, down from 1.1% a quarter earlier, followed by Technology and Energy.

  • Theory Financial's largest Q4 2023 buy was WisdomTree India Earnings Fund ETF: 97,187 shares worth $3.98M.
  • Theory Financial added most to State Street SPDR Portfolio S&P 500 ETF in Q4 2023, an estimated $818K increase.
  • Theory Financial's biggest Q4 2023 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $392K.
  • Theory Financial fully exited Invesco S&P SmallCap Information Technology ETF in Q4 2023, selling an estimated $3.52M.
  • Theory Financial's ten largest holdings make up 42% of its $187M portfolio in Q4 2023.
  • Theory Financial opened 10 new positions and closed 8 in Q4 2023.
  • Theory Financial's portfolio value rose 9.8% quarter-over-quarter to $187M.

Based on Theory Financial's 13F filing for Q4 2023, filed 7 Feb 2024.