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Theory Financial Portfolio holdings

AUM $285M
1-Year Est. Return 14.75%
This Fund
S&P 500
This Quarter Est. Return
+2.87%
1 Year Est. Return
+14.75%
3 Year Est. Return
+40.45%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$174M
AUM Growth
+$7M
Cap. Flow
+$2.69M
Cap. Flow %
1.55%
Top 10 Hldgs %
44.08%
Holding
64
New
4
Increased
26
Reduced
24
Closed
4

Top Buys

Rank Stock Value
1
MBB icon
iShares MBS ETF
MBB
+$7.6M
2
GDX icon
VanEck Gold Miners ETF
GDX
+$3.32M
3
QQQM icon
Invesco NASDAQ 100 ETF
QQQM
+$3.24M
4
SCHZ icon
Schwab US Aggregate Bond ETF
SCHZ
+$561K
5
XOP icon
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
+$517K

Top Sells

Rank Stock Value
1
PDBC icon
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
+$3.45M
2
SPTS icon
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
+$2.65M
3
KRE icon
State Street SPDR S&P Regional Banking ETF
KRE
+$2.53M
4
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$1.69M
5
MSFT icon
Microsoft
MSFT
+$1.06M

Sector Composition

Rank Sector Weight
1 Healthcare 1.17%
2 Technology 0.56%
3 Energy 0.47%
4 Consumer Staples 0.29%
5 Consumer Discretionary 0.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHZ icon
1
Schwab US Aggregate Bond ETF
SCHZ
$10.5B
$25.9M 14.94%
1,124,268
+24,100
+2% +$561K
IGIB icon
2
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.5B
$7.95M 4.58%
157,208
-1,270
-0.8% -$64.5K
MBB icon
3
iShares MBS ETF
MBB
$39.1B
$7.53M 4.34%
+80,753
New +$7.6M
SCHP icon
4
Schwab US TIPS ETF
SCHP
$16.3B
$6.65M 3.83%
253,630
-15,210
-6% -$403K
VGIT icon
5
Vanguard Intermediate-Term Treasury ETF
VGIT
$41.7B
$6.31M 3.63%
107,512
-12,809
-11% -$764K
SPTS icon
6
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
$6.09B
$5.15M 2.96%
178,828
-91,268
-34% -$2.65M
SOXX icon
7
iShares Semiconductor ETF
SOXX
$42.7B
$4.32M 2.49%
25,536
-1,974
-7% -$296K
XSD icon
8
State Street SPDR S&P Semiconductor ETF
XSD
$2.75B
$4.25M 2.45%
19,213
+210
+1% +$41.5K
PSCT icon
9
Invesco S&P SmallCap Information Technology ETF
PSCT
$493M
$4.24M 2.44%
86,274
+1,941
+2% +$84.9K
AIRR icon
10
First Trust RBA American Industrial Renaissance ETF
AIRR
$10.4B
$4.23M 2.44%
78,276
-2,183
-3% -$106K
PTF icon
11
Invesco Dorsey Wright Technology Momentum ETF
PTF
$598M
$4.17M 2.4%
84,999
-279
-0.3% -$12.2K
VGT icon
12
Vanguard Information Technology ETF
VGT
$138B
$4.09M 2.35%
73,952
-10,624
-13% -$534K
QUAL icon
13
iShares MSCI USA Quality Factor ETF
QUAL
$46B
$3.93M 2.26%
29,106
+314
+1% +$39.9K
VBR icon
14
Vanguard Small-Cap Value ETF
VBR
$37.3B
$3.91M 2.25%
23,645
+955
+4% +$150K
EZM icon
15
WisdomTree US MidCap Fund
EZM
$941M
$3.87M 2.23%
73,045
+2,454
+3% +$122K
RZV icon
16
Invesco S&P SmallCap 600 Pure Value ETF
RZV
$293M
$3.86M 2.22%
41,258
+3,324
+9% +$295K
VTV icon
17
Vanguard Value ETF
VTV
$189B
$3.85M 2.22%
27,105
-399
-1% -$55.4K
PHO icon
18
Invesco Water Resources ETF
PHO
$1.98B
$3.84M 2.21%
68,098
-626
-0.9% -$33.5K
VIG icon
19
Vanguard Dividend Appreciation ETF
VIG
$112B
$3.76M 2.16%
23,148
-426
-2% -$66.7K
VFH icon
20
Vanguard Financials ETF
VFH
$13.5B
$3.75M 2.16%
46,118
+4,378
+10% +$344K
DGRO icon
21
iShares Core Dividend Growth ETF
DGRO
$42.8B
$3.72M 2.14%
72,100
+1,107
+2% +$55.7K
XLE icon
22
State Street Energy Select Sector SPDR ETF
XLE
$38.8B
$3.66M 2.11%
90,132
+6,936
+8% +$283K
SCHD icon
23
Schwab US Dividend Equity ETF
SCHD
$103B
$3.64M 2.1%
150,513
+7,068
+5% +$169K
VXUS icon
24
Vanguard Total International Stock ETF
VXUS
$153B
$3.59M 2.07%
64,071
+1,891
+3% +$106K
XOP icon
25
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.47B
$3.59M 2.07%
27,881
+4,126
+17% +$517K
1
2 3

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Theory Financial's Q2 2023 Portfolio in Review

As of Q2 2023, Theory Financial held 64 positions worth $174M, up 4.2% from $167M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Theory Financial's Q2 2023 filing shows 4 new, 26 increased, 24 reduced and 4 closed positions. Its largest new stake was iShares MBS ETF: 80,753 shares worth $7.53M. The largest sale was Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF, an estimated $3.45M.

By sector, the portfolio is most concentrated in Healthcare at 1.2% of assets, up from 1.2% a quarter earlier, followed by Technology and Energy.

  • Theory Financial's largest Q2 2023 buy was iShares MBS ETF: 80,753 shares worth $7.53M.
  • Theory Financial added most to Schwab US Aggregate Bond ETF in Q2 2023, an estimated $561K increase.
  • Theory Financial's biggest Q2 2023 reduction was State Street SPDR Portfolio Short Term Treasury ETF, cutting an estimated $2.65M.
  • Theory Financial fully exited Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF in Q2 2023, selling an estimated $3.45M.
  • Theory Financial's ten largest holdings make up 44% of its $174M portfolio in Q2 2023.
  • Theory Financial opened 4 new positions and closed 4 in Q2 2023.
  • Theory Financial's portfolio value rose 4.2% quarter-over-quarter to $174M.

Based on Theory Financial's 13F filing for Q2 2023, filed 8 Aug 2023.