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Theory Financial Portfolio holdings

AUM $285M
1-Year Est. Return 14.75%
This Fund
S&P 500
This Quarter Est. Return
+1.23%
1 Year Est. Return
+14.75%
3 Year Est. Return
+40.45%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$297M
AUM Growth
+$13.2M
Cap. Flow
+$6.07M
Cap. Flow %
2.05%
Top 10 Hldgs %
42.44%
Holding
102
New
12
Increased
40
Reduced
36
Closed
1

Top Buys

Rank Stock Value
1
CTA icon
Simplify Managed Futures Strategy ETF
CTA
+$5.41M
2
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$4.41M
3
PDBC icon
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
+$2.25M
4
PICK icon
iShares MSCI Global Metals & Mining Producers ETF
PICK
+$2.22M
5
GLD icon
SPDR Gold Trust
GLD
+$1.77M

Top Sells

Rank Stock Value
1
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$3.08M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$2.94M
3
SPTS icon
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
+$2.76M
4
SCHP icon
Schwab US TIPS ETF
SCHP
+$1.91M
5
XLC icon
State Street Communication Services Select Sector SPDR ETF
XLC
+$1.74M

Sector Composition

Rank Sector Weight
1 Healthcare 0.58%
2 Technology 0.46%
3 Communication Services 0.37%
4 Financials 0.29%
5 Energy 0.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHZ icon
1
Schwab US Aggregate Bond ETF
SCHZ
$10.5B
$26.7M 9%
1,139,188
-70,908
-6% -$1.67M
XLC icon
2
State Street Communication Services Select Sector SPDR ETF
XLC
$22.1B
$24.2M 8.14%
205,097
-15,095
-7% -$1.74M
VFH icon
3
Vanguard Financials ETF
VFH
$13.5B
$18.8M 6.33%
143,424
-3,627
-2% -$471K
MBB icon
4
iShares MBS ETF
MBB
$39.1B
$10.6M 3.57%
110,574
-8,205
-7% -$783K
GRNY
5
FundStrat Granny Shots US Large Cap ETF
GRNY
$4.3B
$9.35M 3.15%
364,683
+68,318
+23% +$1.72M
IGIB icon
6
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.5B
$9.19M 3.09%
170,072
-9,145
-5% -$494K
HYLB icon
7
Xtrackers USD High Yield Corporate Bond ETF
HYLB
$3.51B
$8.54M 2.88%
230,286
+8,234
+4% +$303K
DYNF icon
8
BlackRock US Equity Factor Rotation ETF
DYNF
$38.1B
$6.5M 2.19%
106,128
+2,159
+2% +$130K
QUAL icon
9
iShares MSCI USA Quality Factor ETF
QUAL
$46B
$6.1M 2.05%
29,937
-14,969
-33% -$2.94M
SCHP icon
10
Schwab US TIPS ETF
SCHP
$16.3B
$6.06M 2.04%
227,768
-71,205
-24% -$1.91M
VXUS icon
11
Vanguard Total International Stock ETF
VXUS
$153B
$5.97M 2.01%
74,792
-14,736
-16% -$1.1M
IVE icon
12
iShares S&P 500 Value ETF
IVE
$49.1B
$5.92M 2%
27,279
+7,217
+36% +$1.51M
SOXX icon
13
iShares Semiconductor ETF
SOXX
$42.7B
$5.86M 1.97%
17,075
+261
+2% +$77K
PTF icon
14
Invesco Dorsey Wright Technology Momentum ETF
PTF
$598M
$5.63M 1.9%
67,775
+6,861
+11% +$536K
CTA icon
15
Simplify Managed Futures Strategy ETF
CTA
$1.54B
$5.62M 1.89%
+197,148
New +$5.41M
SPYM
16
State Street SPDR Portfolio S&P 500 ETF
SPYM
$159B
$5.43M 1.83%
66,662
+1,698
+3% +$135K
VGT icon
17
Vanguard Information Technology ETF
VGT
$138B
$5.43M 1.83%
57,152
+8,656
+18% +$822K
QQQM icon
18
Invesco NASDAQ 100 ETF
QQQM
$95.9B
$5.34M 1.8%
20,753
+3,054
+17% +$772K
IVW icon
19
iShares S&P 500 Growth ETF
IVW
$72.2B
$5.25M 1.77%
42,237
+887
+2% +$109K
GLD icon
20
SPDR Gold Trust
GLD
$132B
$5.16M 1.74%
11,110
+4,645
+72% +$1.77M
EZM icon
21
WisdomTree US MidCap Fund
EZM
$941M
$4.93M 1.66%
70,629
-12,215
-15% -$807K
XLK icon
22
State Street Technology Select Sector SPDR ETF
XLK
$114B
$4.46M 1.5%
+30,514
New +$4.41M
XLG icon
23
Invesco S&P 500 Top 50 ETF
XLG
$10.4B
$4.36M 1.47%
73,847
+1,618
+2% +$95.1K
XLV icon
24
State Street Health Care Select Sector SPDR ETF
XLV
$42.2B
$4.31M 1.45%
27,233
+6,963
+34% +$1.04M
EFV icon
25
iShares MSCI EAFE Value ETF
EFV
$28.3B
$3.99M 1.34%
53,710
-4,967
-8% -$345K
1
2 3 4 5

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ONPI
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AFS
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Theory Financial's Q4 2025 Portfolio in Review

As of Q4 2025, Theory Financial held 102 positions worth $297M, up 4.6% from $284M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Theory Financial's Q4 2025 filing shows 12 new, 40 increased, 36 reduced and 1 closed positions. Its largest new stake was Simplify Managed Futures Strategy ETF: 197,148 shares worth $5.62M. The largest sale was State Street Consumer Staples Select Sector SPDR ETF, an estimated $3.08M.

By sector, the portfolio is most concentrated in Healthcare at 0.58% of assets, up from 0.26% a quarter earlier, followed by Technology and Communication Services.

  • Theory Financial's largest Q4 2025 buy was Simplify Managed Futures Strategy ETF: 197,148 shares worth $5.62M.
  • Theory Financial added most to SPDR Gold Trust in Q4 2025, an estimated $1.77M increase.
  • Theory Financial's biggest Q4 2025 reduction was State Street Consumer Staples Select Sector SPDR ETF, cutting an estimated $3.08M.
  • Theory Financial fully exited iShares 0-5 Year TIPS Bond ETF in Q4 2025, selling an estimated $622K.
  • Theory Financial's ten largest holdings make up 42% of its $297M portfolio in Q4 2025.
  • Theory Financial opened 12 new positions and closed 1 in Q4 2025.
  • Theory Financial's portfolio value rose 4.6% quarter-over-quarter to $297M.

Based on Theory Financial's 13F filing for Q4 2025, filed 10 Feb 2026.