Theory Financial’s iShares U.S. Carbon Transition Readiness Aware Active ETF LCTU Stock Holding History

Theory Financial’s Portfolio LCTU Stock Details LCTU Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q3	$957K	Sell	11,717 -2,003	-15%	-$164K	0.3%	57
2026 Q2	$1.1M	Buy	13,720 +642	+5%	+$49.8K	0.35%	55
2026 Q1	$917K	Sell	13,078 -1,148	-8%	-$84.3K	0.32%	58
2025 Q4	$1.07M	Buy	14,226 +380	+3%	+$28K	0.36%	55
2025 Q3	$1.01M	Sell	13,846 -348	-2%	-$24.3K	0.36%	52
2025 Q2	$978K	Buy	14,194 +899	+7%	+$55.8K	0.37%	49
2025 Q1	$806K	Sell	13,295 -300	-2%	-$19.2K	0.34%	48
2024 Q4	$871K	Buy	13,595 +7,346	+118%	+$473K	0.36%	45
2024 Q3	$388K	Sell	6,249 -177	-3%	-$10.7K	0.17%	52
2024 Q2	$382K	Sell	6,426 -363	-5%	-$20.7K	0.18%	55
2024 Q1	$390K	Buy	+6,789	New	+$372K	0.2%	57

Other funds holding LCTU

LPL Financial San Diego, California $468B AUM 17.69% 1-Year Est. Return

Park Avenue Securities New York $16.4B AUM 18.52% 1-Year Est. Return

SoFi Wealth San Francisco, California $2.59B AUM 14.4% 1-Year Est. Return

Thrivent Financial for Lutherans Minneapolis, Minnesota $61B AUM 26.91% 1-Year Est. Return

AssetMark Inc Concord, California $59.5B AUM 15.92% 1-Year Est. Return

Avise Financial Cooperative Los Angeles, California $143M AUM 12.83% 1-Year Est. Return

Archer Investment Management Austin, Texas $317M AUM 11.87% 1-Year Est. Return

Vise Technologies New York $12B AUM 18.78% 1-Year Est. Return

Sharkey, Howes & Javer Denver, Colorado $830M AUM 12.73% 1-Year Est. Return

Perigon Wealth Management San Francisco, California $6.5B AUM 20.72% 1-Year Est. Return

Theory Financial's LCTU Position: Q3 2026 in Review

Theory Financial reduced its iShares U.S. Carbon Transition Readiness Aware Active ETF (LCTU) stake by 15% in Q3 2026, selling an estimated $164K and leaving 11,717 shares worth $957K. The position accounts for 0.3% of the portfolio, ranked #57.

Theory Financial first reported a position in LCTU in Q1 2024 and has held it in 11 quarters since. The position peaked at $1.1M in Q2 2026. 134 funds tracked by Wall St. Rank hold LCTU as of Q3 2026.

Theory Financial held 11,717 shares of iShares U.S. Carbon Transition Readiness Aware Active ETF worth $957K as of Q3 2026.
Theory Financial sold 2,003 iShares U.S. Carbon Transition Readiness Aware Active ETF shares in Q3 2026, an estimated $164K.
iShares U.S. Carbon Transition Readiness Aware Active ETF made up 0.3% of Theory Financial's portfolio in Q3 2026, its #57 holding.
Theory Financial first reported a position in iShares U.S. Carbon Transition Readiness Aware Active ETF in Q1 2024 and has held it in 11 quarters since.
Theory Financial's iShares U.S. Carbon Transition Readiness Aware Active ETF position peaked at $1.1M in Q2 2026.
134 funds tracked by Wall St. Rank held iShares U.S. Carbon Transition Readiness Aware Active ETF as of Q3 2026.

Based on Theory Financial's 13F filing for Q3 2026, filed 9 Nov 2026.