We are live on ! Find out more
TF

Theory Financial Portfolio holdings

AUM $285M
1-Year Est. Return 14.75%
This Fund
S&P 500
This Quarter Est. Return
+5.6%
1 Year Est. Return
+14.75%
3 Year Est. Return
+40.45%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$284M
AUM Growth
+$20.1M
Cap. Flow
+$4.81M
Cap. Flow %
1.7%
Top 10 Hldgs %
47.09%
Holding
93
New
9
Increased
38
Reduced
28
Closed
3

Top Buys

Rank Stock Value
1
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$2.74M
2
GRNY
FundStrat Granny Shots US Large Cap ETF
GRNY
+$2.54M
3
NLR icon
VanEck Uranium + Nuclear Energy ETF
NLR
+$2.32M
4
XLG icon
Invesco S&P 500 Top 50 ETF
XLG
+$1.99M
5
EPI icon
WisdomTree India Earnings Fund ETF
EPI
+$1.66M

Top Sells

Rank Stock Value
1
VFH icon
Vanguard Financials ETF
VFH
+$11.9M
2
XLC icon
State Street Communication Services Select Sector SPDR ETF
XLC
+$3.07M
3
EFG icon
iShares MSCI EAFE Growth ETF
EFG
+$1.88M
4
IYW icon
iShares US Technology ETF
IYW
+$1.62M
5
FCTE
SMI 3Fourteen Full-Cycle Trend ETF
FCTE
+$1.29M

Sector Composition

Rank Sector Weight
1 Technology 0.4%
2 Financials 0.31%
3 Energy 0.26%
4 Healthcare 0.26%
5 Communication Services 0.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SUSC icon
51
iShares ESG Aware USD Corporate Bond ETF
SUSC
$1.29B
$1.04M 0.37%
43,788
+2,553
+6% +$59.5K
LCTU icon
52
iShares U.S. Carbon Transition Readiness Aware Active ETF
LCTU
$1.19B
$1.01M 0.36%
13,846
-348
-2% -$24.3K
OEF icon
53
iShares S&P 100 ETF
OEF
$19.5B
$982K 0.35%
2,917
-373
-11% -$119K
EAGG icon
54
iShares ESG Aware US Aggregate Bond ETF
EAGG
$4.97B
$968K 0.34%
19,993
-105
-0.5% -$4.99K
AVEM icon
55
Avantis Emerging Markets Equity ETF
AVEM
$24.4B
$898K 0.32%
+11,656
New +$833K
EMB icon
56
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.9B
$840K 0.3%
8,734
+408
+5% +$38.2K
ESGU icon
57
iShares ESG Aware MSCI USA ETF
ESGU
$17.5B
$808K 0.29%
5,506
+2,437
+79% +$341K
SHLD icon
58
Global X Defense Tech ETF
SHLD
$6.92B
$750K 0.26%
+11,168
New +$701K
DSI icon
59
iShares MSCI KLD 400 Social ETF
DSI
$5.1B
$729K 0.26%
5,739
-174
-3% -$21K
HIMU
60
iShares High Yield Muni Active ETF
HIMU
$2.39B
$683K 0.24%
+13,841
New +$664K
STIP icon
61
iShares 0-5 Year TIPS Bond ETF
STIP
$15.9B
$622K 0.22%
6,017
+1,386
+30% +$143K
BRK.B icon
62
Berkshire Hathaway Class B
BRK.B
$1.1T
$604K 0.21%
1,223
+15
+1% +$7.26K
AAPL icon
63
Apple
AAPL
$4.97T
$531K 0.19%
2,023
– –
GOOGL icon
64
Alphabet (Google) Class A
GOOGL
$4.12T
$518K 0.18%
2,020
-44
-2% -$9.22K
EUSB icon
65
iShares ESG Advanced Universal USD Bond ETF
EUSB
$711M
$509K 0.18%
11,493
-4,178
-27% -$182K
AMZN icon
66
Amazon
AMZN
$2.44T
$491K 0.17%
2,268
-30
-1% -$6.79K
USXF icon
67
iShares ESG Advanced MSCI USA ETF
USXF
$1.37B
$465K 0.16%
8,084
-4,104
-34% -$229K
SCHV
68
Schwab US Large-Cap Value ETF
SCHV
$15.6B
$456K 0.16%
15,618
– –
VUG icon
69
Vanguard Morningstar Growth ETF
VUG
$212B
$453K 0.16%
5,604
– –
IEFA icon
70
iShares Core MSCI EAFE ETF
IEFA
$186B
$409K 0.14%
4,604
– –
CVX icon
71
Chevron
CVX
$382B
$384K 0.14%
2,485
– –
GOVT icon
72
iShares US Treasury Bond ETF
GOVT
$43.7B
$379K 0.13%
16,265
+4,383
+37% +$101K
XOM icon
73
ExxonMobil
XOM
$650B
$359K 0.13%
3,183
– –
IYW icon
74
iShares US Technology ETF
IYW
$22.6B
$354K 0.12%
1,773
-8,832
-83% -$1.62M
IAU icon
75
iShares Gold Trust
IAU
$62.8B
$345K 0.12%
4,177
+836
+25% +$54.5K
1 2
3
4

Similar funds

WW
Westshore Wealth Newport Beach, California $285M AUM 18.12% 1-Year Est. Return
VPF
Vantage Point Financial Lisle, Illinois $285M AUM 21.31% 1-Year Est. Return
WFI
West Family Investments Carlsbad, California $285M AUM 30.42% 1-Year Est. Return
FFL
Future Fund LLC Chicago, Illinois $284M AUM 28.58% 1-Year Est. Return
ONPI
Owls Nest Partners IA Chadds Ford, Pennsylvania $286M AUM 16.4% 1-Year Est. Return
SIIL
Sinvest Investments II Ltd Nassau, New Providence $286M AUM
AFS
Axiom Financial Strategies New Albany, Indiana $284M AUM 17.5% 1-Year Est. Return
MAM
MMA Asset Management Conshohocken, Pennsylvania $284M AUM 17.22% 1-Year Est. Return

Theory Financial's Q3 2025 Portfolio in Review

As of Q3 2025, Theory Financial held 93 positions worth $284M, up 7.6% from $264M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Theory Financial's Q3 2025 filing shows 9 new, 38 increased, 28 reduced and 3 closed positions. Its largest new stake was State Street Health Care Select Sector SPDR ETF: 20,270 shares worth $2.93M. The largest sale was Vanguard Financials ETF, an estimated $11.9M.

By sector, the portfolio is most concentrated in Technology at 0.4% of assets, up from 0.38% a quarter earlier, followed by Financials and Energy.

  • Theory Financial's largest Q3 2025 buy was State Street Health Care Select Sector SPDR ETF: 20,270 shares worth $2.93M.
  • Theory Financial added most to FundStrat Granny Shots US Large Cap ETF in Q3 2025, an estimated $2.54M increase.
  • Theory Financial's biggest Q3 2025 reduction was Vanguard Financials ETF, cutting an estimated $11.9M.
  • Theory Financial fully exited State Street Industrial Select Sector SPDR ETF in Q3 2025, selling an estimated $730K.
  • Theory Financial's ten largest holdings make up 47% of its $284M portfolio in Q3 2025.
  • Theory Financial opened 9 new positions and closed 3 in Q3 2025.
  • Theory Financial's portfolio value rose 7.6% quarter-over-quarter to $284M.

Based on Theory Financial's 13F filing for Q3 2025, filed 29 Oct 2025.