Spot Trading’s Gladstone Capital GLAD Stock Holding History

Spot Trading’s Portfolio GLAD Stock Details GLAD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q3	–	Sell	-900	Closed	-$18K	–	3194
2017 Q2	$18K	Buy	+900	New	+$17.6K	﹤0.01%	3000
2016 Q3	–	Sell	-6,150	Closed	-$89K	–	3221
2016 Q2	$89K	Sell	6,150 -9,100	-60%	-$132K	﹤0.01%	2581
2016 Q1	$227K	Buy	+15,250	New	+$201K	﹤0.01%	2129
2015 Q4	–	Sell	-16,600	Closed	-$270K	–	3770
2015 Q3	$270K	Buy	+16,600	New	+$278K	﹤0.01%	2489
2014 Q3	–	Sell	-7,000	Closed	-$141K	–	4467
2014 Q2	$141K	Buy	+7,000	New	+$137K	﹤0.01%	3542

Other funds holding GLAD

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Bank of Montreal Toronto, Ontario, Canada $269B AUM 31.4% 1-Year Est. Return

VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Two Sigma Advisers New York $51.4B AUM 31.07% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

MCM

McKinley Capital Management Anchorage, Alaska $571M AUM 36.44% 1-Year Est. Return

Spot Trading's GLAD Position: Q3 2016 in Review

Spot Trading sold out of Gladstone Capital (GLAD) in Q3 2016, closing a stake of 144 shares — an estimated $2K sold.

Spot Trading first reported a position in GLAD in Q2 2014 and held it in 2 quarters. The position peaked at $87K in Q2 2014. 62 funds tracked by Wall St. Rank hold GLAD as of Q3 2016.

Spot Trading reported no remaining Gladstone Capital position as of Q3 2016 after selling out during the quarter.
Spot Trading sold 144 Gladstone Capital shares in Q3 2016, an estimated $2K.
Spot Trading first reported a position in Gladstone Capital in Q2 2014 and held it in 2 quarters.
Spot Trading's Gladstone Capital position peaked at $87K in Q2 2014.
62 funds tracked by Wall St. Rank held Gladstone Capital as of Q3 2016.

Based on Spot Trading's 13F filing for Q3 2016, filed 31 Oct 2016.