We are live on ! Find out more
SAM

Smith Asset Management Portfolio holdings

AUM $127M
1-Year Est. Return 5.85%
This Fund
S&P 500
This Quarter Est. Return
-3.86%
1 Year Est. Return
+5.85%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$117M
AUM Growth
-$4.6M
Cap. Flow
+$360K
Cap. Flow %
0.31%
Top 10 Hldgs %
40.25%
Holding
73
New
3
Increased
33
Reduced
31
Closed
2

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$767K
2
ARCC icon
Ares Capital
ARCC
+$563K
3
QQQ icon
Invesco QQQ Trust
QQQ
+$321K
4
PFO
Flaherty & Crumrine Preferred and Income Opportunity Fund
PFO
+$300K
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$294K

Top Sells

Rank Stock Value
1
EQH icon
Equitable Holdings
EQH
+$3.91M
2
PFD
Flaherty & Crumrine Preferred and Income Fund
PFD
+$374K
3
ETG
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
+$206K
4
JPC icon
Nuveen Preferred & Income Opportunities Fund
JPC
+$118K
5
AWF
AllianceBernstein Global High Income Fund
AWF
+$83.7K

Sector Composition

Rank Sector Weight
1 Financials 15.09%
2 Real Estate 3.96%
3 Technology 3.62%
4 Consumer Discretionary 1.16%
5 Utilities 1.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WMT icon
51
Walmart Inc
WMT
$902B
$554K 0.48%
4,459
+10
+0.2% +$1.23K
VOT icon
52
Vanguard Mid-Cap Growth ETF
VOT
$19.1B
$512K 0.44%
1,991
-2
-0.1% -$549
MSD
53
Morgan Stanley Emerging Markets Debt Fund
MSD
$148M
$505K 0.43%
71,947
+4,621
+7% +$35K
IRM icon
54
Iron Mountain
IRM
$37.3B
$486K 0.42%
4,756
-165
-3% -$16.4K
GOOGL icon
55
Alphabet (Google) Class A
GOOGL
$4.1T
$454K 0.39%
1,580
+560
+55% +$176K
DOC icon
56
Healthpeak Properties
DOC
$15.7B
$450K 0.39%
27,393
-50
-0.2% -$857
LDP icon
57
Cohen & Steers Duration Preferred & Income Fund
LDP
$599M
$380K 0.33%
19,016
+7,231
+61% +$152K
DUK icon
58
Duke Energy
DUK
$102B
$348K 0.3%
2,654
-49
-2% -$6.13K
PFO
59
Flaherty & Crumrine Preferred and Income Opportunity Fund
PFO
$118M
$288K 0.25%
+31,818
New +$300K
SEVN
60
Seven Hills Realty Trust
SEVN
$182M
$263K 0.23%
32,053
-540
-2% -$4.68K
MO icon
61
Altria Group
MO
$125B
$247K 0.21%
3,736
-135
-3% -$8.69K
XLF icon
62
State Street Financial Select Sector SPDR ETF
XLF
$57.2B
$234K 0.2%
4,742
-327
-6% -$17K
AMGN icon
63
Amgen
AMGN
$211B
$233K 0.2%
661
– –
ASG
64
Liberty All-Star Growth Fund
ASG
$324M
$197K 0.17%
41,379
-500
-1% -$2.57K
AFB
65
AllianceBernstein National Municipal Income Fund
AFB
$314M
$195K 0.17%
18,203
– –
WEA
66
Western Asset Premier Bond Fund
WEA
$123M
$194K 0.17%
18,367
+3,404
+23% +$37.3K
DHC
67
Diversified Healthcare Trust
DHC
$2.25B
$148K 0.13%
22,293
– –
PMO
68
Franklin Municipal Opportunities Trust
PMO
$283M
$142K 0.12%
+13,742
New +$145K
USA icon
69
Liberty All-Star Equity Fund
USA
$1.79B
$103K 0.09%
18,552
-99
-0.5% -$592
SVC
70
Service Properties Trust
SVC
$1.09B
$24.3K 0.02%
3,580
-70
-2% -$728
BUI.RT
71
DELISTED
BlackRock Utilities, Infrastructure & Power Opportunities Trust Rights (expiring April 2, 2026)
BUI.RT
$426 ﹤0.01%
+53,294
New +$959
EQH icon
72
Equitable Holdings
EQH
$13.5B
– –
-82,004
Closed -$3.91M
ETG
73
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
$1.75B
– –
-8,928
Closed -$206K
1 2
3

Similar funds

SAP
Strategic Advisory Partners Greensboro, North Carolina $127M AUM
MF
Midwestern Financial Iowa City, Iowa $127M AUM 13.96% 1-Year Est. Return
PIP
PB Investment Partners Burlingame, California $127M AUM 0.83% 1-Year Est. Return
VDC
Van Diest Capital Poly City, Iowa $127M AUM
PA
Persium Advisors Atlanta, Georgia $127M AUM 18.78% 1-Year Est. Return
ACM
ACT Capital Management Wayne, Pennsylvania $127M AUM
CF
Concorde Financial Dallas, Texas $127M AUM 24.97% 1-Year Est. Return
VB
Value Base Tel Aviv, Israel $127M AUM 12.37% 1-Year Est. Return

Smith Asset Management's Q1 2026 Portfolio in Review

As of Q1 2026, Smith Asset Management held 73 positions worth $117M, down 3.8% from $121M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Smith Asset Management's Q1 2026 filing shows 3 new, 33 increased, 31 reduced and 2 closed positions. Its largest new stake was Flaherty & Crumrine Preferred and Income Opportunity Fund: 31,818 shares worth $288K. The largest sale was Equitable Holdings, an estimated $3.91M.

By sector, the portfolio is most concentrated in Financials at 15% of assets, down from 18% a quarter earlier, followed by Real Estate and Technology.

  • Smith Asset Management's largest Q1 2026 buy was Flaherty & Crumrine Preferred and Income Opportunity Fund: 31,818 shares worth $288K.
  • Smith Asset Management added most to Microsoft in Q1 2026, an estimated $767K increase.
  • Smith Asset Management's biggest Q1 2026 reduction was Flaherty & Crumrine Preferred and Income Fund, cutting an estimated $374K.
  • Smith Asset Management fully exited Equitable Holdings in Q1 2026, selling an estimated $3.91M.
  • Smith Asset Management's ten largest holdings make up 40% of its $117M portfolio in Q1 2026.
  • Smith Asset Management opened 3 new positions and closed 2 in Q1 2026.
  • Smith Asset Management's portfolio value fell 3.8% quarter-over-quarter to $117M.

Based on Smith Asset Management's 13F filing for Q1 2026, filed 15 May 2026.