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Smith Asset Management Portfolio holdings

AUM $127M
1-Year Est. Return 5.85%
This Fund
S&P 500
This Quarter Est. Return
+3.35%
1 Year Est. Return
+5.85%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$117M
AUM Growth
+$1.57M
Cap. Flow
+$573K
Cap. Flow %
0.49%
Top 10 Hldgs %
41.93%
Holding
71
New
2
Increased
31
Reduced
28
Closed
4

Top Buys

Rank Stock Value
1
JPC icon
Nuveen Preferred & Income Opportunities Fund
JPC
+$4.79M
2
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$506K
3
GOF icon
Guggenheim Strategic Opportunities Fund
GOF
+$466K
4
PFD
Flaherty & Crumrine Preferred and Income Fund
PFD
+$357K
5
VGT icon
Vanguard Information Technology ETF
VGT
+$243K

Top Sells

Rank Stock Value
1
JPI
Nuveen Preferred Securities & Income Opportunities Fund
JPI
+$5.03M
2
FENG
Phoenix New Media
FENG
+$722K
3
PTY icon
PIMCO Corporate & Income Opportunity Fund
PTY
+$346K
4
BTT icon
BlackRock Municipal 2030 Target Term Trust
BTT
+$322K
5
PFO
Flaherty & Crumrine Preferred and Income Opportunity Fund
PFO
+$298K

Sector Composition

Rank Sector Weight
1 Financials 16.23%
2 Real Estate 3.93%
3 Technology 2.17%
4 Utilities 0.97%
5 Consumer Discretionary 0.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QQQ icon
51
Invesco QQQ Trust
QQQ
$449B
$524K 0.45%
872
+158
+22% +$90.5K
MSD
52
Morgan Stanley Emerging Markets Debt Fund
MSD
$147M
$498K 0.42%
67,556
-243
-0.4% -$1.83K
WMT icon
53
Walmart Inc
WMT
$889B
$456K 0.39%
4,425
+15
+0.3% +$1.49K
BME icon
54
BlackRock Health Sciences Trust
BME
$558M
$394K 0.34%
10,584
+918
+9% +$33.4K
VDE icon
55
Vanguard Energy ETF
VDE
$9.87B
$386K 0.33%
3,067
+44
+1% +$5.42K
DUK icon
56
Duke Energy
DUK
$100B
$354K 0.3%
2,858
– –
SEVN
57
Seven Hills Realty Trust
SEVN
$181M
$341K 0.29%
33,035
– –
XLF icon
58
State Street Financial Select Sector SPDR ETF
XLF
$56.7B
$273K 0.23%
5,069
+133
+3% +$7.05K
MO icon
59
Altria Group
MO
$122B
$259K 0.22%
3,921
– –
ASG
60
Liberty All-Star Growth Fund
ASG
$325M
$235K 0.2%
42,263
+34
+0.1% +$187
LDP icon
61
Cohen & Steers Duration Preferred & Income Fund
LDP
$598M
$220K 0.19%
+10,171
New +$218K
AFB
62
AllianceBernstein National Municipal Income Fund
AFB
$314M
$198K 0.17%
18,203
– –
WEA
63
Western Asset Premier Bond Fund
WEA
$123M
$152K 0.13%
13,537
+1,108
+9% +$12.2K
USA icon
64
Liberty All-Star Equity Fund
USA
$1.76B
$118K 0.1%
18,651
– –
DHC
65
Diversified Healthcare Trust
DHC
$2.28B
$99.6K 0.08%
22,593
-150
-0.7% -$571
SVC
66
Service Properties Trust
SVC
$1.08B
$49.8K 0.04%
3,675
-90
-2% -$1.22K
UTF.RT
67
DELISTED
Cohen & Steers Infrastructure Fund Rights exp Oct 16 2025
UTF.RT
$7.7K 0.01%
+98,699
New +$7.44K
BTT icon
68
BlackRock Municipal 2030 Target Term Trust
BTT
$1.43B
– –
-14,689
Closed -$322K
FENG
69
Phoenix New Media
FENG
$17.4M
– –
-332,777
Closed -$722K
JPI
70
DELISTED
Nuveen Preferred Securities & Income Opportunities Fund
JPI
– –
-241,976
Closed -$5.03M
PFO
71
Flaherty & Crumrine Preferred and Income Opportunity Fund
PFO
$118M
– –
-32,193
Closed -$298K
1 2
3

Similar funds

SAP
Strategic Advisory Partners Greensboro, North Carolina $127M AUM
MF
Midwestern Financial Iowa City, Iowa $127M AUM 13.96% 1-Year Est. Return
PIP
PB Investment Partners Burlingame, California $127M AUM 0.83% 1-Year Est. Return
VDC
Van Diest Capital Poly City, Iowa $127M AUM
PA
Persium Advisors Atlanta, Georgia $127M AUM 18.78% 1-Year Est. Return
ACM
ACT Capital Management Wayne, Pennsylvania $127M AUM
CF
Concorde Financial Dallas, Texas $127M AUM 24.97% 1-Year Est. Return
VB
Value Base Tel Aviv, Israel $127M AUM 12.37% 1-Year Est. Return

Smith Asset Management's Q3 2025 Portfolio in Review

As of Q3 2025, Smith Asset Management held 71 positions worth $117M, up 1.4% from $116M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Smith Asset Management's Q3 2025 filing shows 2 new, 31 increased, 28 reduced and 4 closed positions. Its largest new stake was Cohen & Steers Duration Preferred & Income Fund: 10,171 shares worth $220K. The largest sale was Nuveen Preferred Securities & Income Opportunities Fund, an estimated $5.03M.

By sector, the portfolio is most concentrated in Financials at 16% of assets, down from 18% a quarter earlier, followed by Real Estate and Technology.

  • Smith Asset Management's largest Q3 2025 buy was Cohen & Steers Duration Preferred & Income Fund: 10,171 shares worth $220K.
  • Smith Asset Management added most to Nuveen Preferred & Income Opportunities Fund in Q3 2025, an estimated $4.79M increase.
  • Smith Asset Management's biggest Q3 2025 reduction was PIMCO Corporate & Income Opportunity Fund, cutting an estimated $346K.
  • Smith Asset Management fully exited Nuveen Preferred Securities & Income Opportunities Fund in Q3 2025, selling an estimated $5.03M.
  • Smith Asset Management's ten largest holdings make up 42% of its $117M portfolio in Q3 2025.
  • Smith Asset Management opened 2 new positions and closed 4 in Q3 2025.
  • Smith Asset Management's portfolio value rose 1.4% quarter-over-quarter to $117M.

Based on Smith Asset Management's 13F filing for Q3 2025, filed 3 Nov 2025.