Sigma Planning Corp’s Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF PDN Stock Holding History

Sigma Planning Corp’s Portfolio PDN Stock Details PDN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q1	–	Sell	-7,514	Closed	-$203K	–	802
2016 Q4	$203K	Sell	7,514 -200	-3%	-$5.42K	0.02%	640
2016 Q3	$215K	Buy	+7,714	New	+$209K	0.03%	631
2016 Q2	–	Sell	-8,171	Closed	-$214K	–	745
2016 Q1	$214K	Sell	8,171 -270	-3%	-$6.66K	0.03%	579
2015 Q4	$219K	Sell	8,441 -790	-9%	-$20.7K	0.03%	567
2015 Q3	$234K	Buy	9,231 +1	+0%	+$27	0.04%	515
2015 Q2	$260K	Sell	9,230 -1,466	-14%	-$41.8K	0.04%	530
2015 Q1	$290K	Buy	10,696 +123	+1%	+$3.28K	0.04%	542
2014 Q4	$275K	Buy	+10,573	New	+$279K	0.04%	531

Other funds holding PDN

CSIA

Charles Schwab Investment Advisory San Francisco, California $72.8B AUM 10.03% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

FWM

Frontier Wealth Management Kansas City, Missouri $1.38B AUM 6.3% 1-Year Est. Return

CIC

Cutler Investment Counsel Jacksonville, Oregon $1.06B AUM 20.29% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

CFA

Carroll Financial Associates Charlotte, North Carolina $1.88B AUM 20.52% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

JWA

JFS Wealth Advisors Hermitage, Pennsylvania $2.01B AUM 21.74% 1-Year Est. Return

Sigma Planning Corp's PDN Position: Q1 2017 in Review

Sigma Planning Corp sold out of Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF (PDN) in Q1 2017, closing a stake of 7,514 shares — an estimated $203K sold.

Sigma Planning Corp first reported a position in PDN in Q4 2014 and held it in 8 quarters. The position peaked at $290K in Q1 2015. 42 funds tracked by Wall St. Rank hold PDN as of Q1 2017.

Sigma Planning Corp reported no remaining Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF position as of Q1 2017 after selling out during the quarter.
Sigma Planning Corp sold 7,514 Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF shares in Q1 2017, an estimated $203K.
Sigma Planning Corp first reported a position in Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF in Q4 2014 and held it in 8 quarters.
Sigma Planning Corp's Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF position peaked at $290K in Q1 2015.
42 funds tracked by Wall St. Rank held Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF as of Q1 2017.

Based on Sigma Planning Corp's 13F filing for Q1 2017, filed 24 Apr 2017.