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SAM

Shamrock Asset Management Portfolio holdings

AUM $128M
1-Year Est. Return 2.65%
This Fund
S&P 500
This Quarter Est. Return
+5.05%
1 Year Est. Return
+2.65%
3 Year Est. Return
+30.96%
5 Year Est. Return
+49.25%
10 Year Est. Return
–
AUM
$156M
AUM Growth
-$4.1M
Cap. Flow
-$11.6M
Cap. Flow %
-7.43%
Top 10 Hldgs %
55.17%
Holding
304
New
16
Increased
29
Reduced
106
Closed
26

Top Buys

Rank Stock Value
1
IXUS icon
iShares Core MSCI Total International Stock ETF
IXUS
+$2.73M
2
FYC icon
First Trust Small Cap Growth AlphaDEX Fund
FYC
+$2.4M
3
EMB icon
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
+$1.29M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$1.13M
5
AWK icon
American Water Works
AWK
+$911K

Top Sells

Rank Stock Value
1
FXR icon
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
+$5.51M
2
FNY icon
First Trust Mid Cap Growth AlphaDEX Fund
FNY
+$2.68M
3
FPA icon
First Trust Asia Pacific ex-Japan AlphaDEX Fund
FPA
+$2.58M
4
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$1.97M
5
FXL icon
First Trust Technology AlphaDEX Fund
FXL
+$928K

Sector Composition

Rank Sector Weight
1 Energy 4.05%
2 Technology 3.75%
3 Healthcare 3.54%
4 Industrials 3.29%
5 Consumer Discretionary 2.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UN
101
DELISTED
Unilever NV New York Registry Shares
UN
$123K 0.08%
2,075
-281
-12% -$16.4K
KHC icon
102
Kraft Heinz
KHC
$31.3B
$113K 0.07%
1,453
-1,058
-42% -$88.5K
COST icon
103
Costco
COST
$423B
$109K 0.07%
662
+418
+171% +$65.7K
SHV icon
104
iShares 0-1 Year Treasury Bond ETF
SHV
$20.8B
$100K 0.06%
907
– –
MAIN icon
105
Main Street Capital
MAIN
$5.06B
$88K 0.06%
2,220
– –
SPY icon
106
State Street SPDR S&P 500 ETF Trust
SPY
$784B
$82K 0.05%
325
– –
GOOGL icon
107
Alphabet (Google) Class A
GOOGL
$4.08T
$74K 0.05%
1,520
-560
-27% -$26.6K
NVDA icon
108
NVIDIA
NVDA
$4.72T
$72K 0.05%
16,000
– –
JPEM icon
109
JPMorgan Diversified Return Emerging Markets Equity ETF
JPEM
$389M
$71K 0.05%
1,256
– –
FTEC icon
110
Fidelity MSCI Information Technology Index ETF
FTEC
$19.9B
$69K 0.04%
1,504
-9,214
-86% -$414K
DNP icon
111
DNP Select Income Fund
DNP
$4.12B
$68K 0.04%
5,960
– –
IDV icon
112
iShares International Select Dividend ETF
IDV
$8.46B
$66K 0.04%
1,956
– –
EWY icon
113
iShares MSCI South Korea ETF
EWY
$22.5B
$62K 0.04%
898
+289
+47% +$19.9K
BIV icon
114
Vanguard Intermediate-Term Bond ETF
BIV
$28.9B
$61K 0.04%
725
– –
ET icon
115
Energy Transfer Partners
ET
$69.6B
$61K 0.04%
3,500
– –
ETV
116
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.7B
$61K 0.04%
4,000
– –
IJR icon
117
iShares Core S&P Small-Cap ETF
IJR
$110B
$60K 0.04%
809
-634
-44% -$44.4K
MO icon
118
Altria Group
MO
$113B
$59K 0.04%
931
– –
HYG icon
119
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$15.9B
$56K 0.04%
630
-2,394
-79% -$211K
EWZ icon
120
iShares MSCI Brazil ETF
EWZ
$9.25B
$55K 0.04%
1,312
-444
-25% -$17.4K
FIDU icon
121
Fidelity MSCI Industrials Index ETF
FIDU
$2.29B
$55K 0.04%
1,504
– –
RQI icon
122
Cohen & Steers Quality Income Realty Fund
RQI
$1.7B
$51K 0.03%
4,035
– –
EZA icon
123
iShares MSCI South Africa ETF
EZA
$551M
$49K 0.03%
834
+177
+27% +$10.6K
MMM icon
124
3M
MMM
$90.8B
$47K 0.03%
267
– –
LEA icon
125
Lear
LEA
$7.33B
$46K 0.03%
264
– –
3 4
5
6 7

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AIM
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MHIM
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MF
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WPSG
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AGPM
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NCM
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WAM
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GPC
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Shamrock Asset Management's Q3 2017 Portfolio in Review

As of Q3 2017, Shamrock Asset Management held 304 positions worth $156M, down 2.6% from $160M the previous quarter. Its ten largest holdings account for 55% of the portfolio.

Shamrock Asset Management withdrew a net $11.6M in Q3 2017, closing 26 positions and reducing 106 holdings. Its most notable exit was First Trust Industrials/Producer Durables AlphaDEX Fund, an estimated $5.51M position sold in full.

By sector, the portfolio is most concentrated in Energy at 4% of assets, up from 3.6% a quarter earlier, followed by Technology and Healthcare.

Against the trend, Shamrock Asset Management opened a new position in iShares JPMorgan USD Emerging Markets Bond ETF worth $1.3M.

  • Shamrock Asset Management's largest Q3 2017 buy was iShares JPMorgan USD Emerging Markets Bond ETF: 11,128 shares worth $1.3M.
  • Shamrock Asset Management added most to iShares Core MSCI Total International Stock ETF in Q3 2017, an estimated $2.73M increase.
  • Shamrock Asset Management's biggest Q3 2017 reduction was First Trust Asia Pacific ex-Japan AlphaDEX Fund, cutting an estimated $2.58M.
  • Shamrock Asset Management fully exited First Trust Industrials/Producer Durables AlphaDEX Fund in Q3 2017, selling an estimated $5.51M.
  • Shamrock Asset Management's ten largest holdings make up 55% of its $156M portfolio in Q3 2017.
  • Shamrock Asset Management opened 16 new positions and closed 26 in Q3 2017.
  • Shamrock Asset Management's portfolio value fell 2.6% quarter-over-quarter to $156M.

Based on Shamrock Asset Management's 13F filing for Q3 2017, filed 9 Nov 2017.