SAM

Shamrock Asset Management Portfolio holdings

AUM $128M
This Quarter Return
+5.05%
1 Year Return
+2.66%
3 Year Return
+30.97%
5 Year Return
+49.27%
10 Year Return
–
AUM
$156M
AUM Growth
+$156M
Cap. Flow
-$11.3M
Cap. Flow %
-7.28%
Top 10 Hldgs %
55.17%
Holding
308
New
16
Increased
29
Reduced
107
Closed
26

Top Buys

1
IXUS icon
iShares Core MSCI Total International Stock ETF
IXUS
$2.8M
2
FYC icon
First Trust Small Cap Growth AlphaDEX Fund
FYC
$2.54M
3
EMB icon
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$1.3M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$1.14M
5
AWK icon
American Water Works
AWK
$911K

Top Sells

1
FXR icon
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$5.46M
2
FNY icon
First Trust Mid Cap Growth AlphaDEX Fund
FNY
$2.68M
3
FPA icon
First Trust Asia Pacific ex-Japan AlphaDEX Fund
FPA
$2.5M
4
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
$2.02M
5
FXL icon
First Trust Technology AlphaDEX Fund
FXL
$972K

Sector Composition

1 Energy 4.05%
2 Technology 3.75%
3 Healthcare 3.54%
4 Industrials 3.29%
5 Consumer Discretionary 2.62%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
UN
101
DELISTED
Unilever NV New York Registry Shares
UN
$123K 0.08%
2,075
-281
-12% -$16.7K
KHC icon
102
Kraft Heinz
KHC
$33.1B
$113K 0.07%
1,453
-1,058
-42% -$82.3K
COST icon
103
Costco
COST
$418B
$109K 0.07%
662
+418
+171% +$68.8K
SHV icon
104
iShares Short Treasury Bond ETF
SHV
$20.8B
$100K 0.06%
907
– –
MAIN icon
105
Main Street Capital
MAIN
$5.93B
$88K 0.06%
2,220
– –
SPY icon
106
SPDR S&P 500 ETF Trust
SPY
$658B
$82K 0.05%
325
– –
GOOGL icon
107
Alphabet (Google) Class A
GOOGL
$2.57T
$74K 0.05%
76
-28
-27% -$27.3K
NVDA icon
108
NVIDIA
NVDA
$4.24T
$72K 0.05%
400
– –
JPEM icon
109
JPMorgan Diversified Return Emerging Markets Equity ETF
JPEM
$335M
$71K 0.05%
1,256
– –
FTEC icon
110
Fidelity MSCI Information Technology Index ETF
FTEC
$15.1B
$69K 0.04%
1,504
-9,214
-86% -$423K
DNP icon
111
DNP Select Income Fund
DNP
$3.68B
$68K 0.04%
5,960
– –
IDV icon
112
iShares International Select Dividend ETF
IDV
$5.77B
$66K 0.04%
1,956
– –
EWY icon
113
iShares MSCI South Korea ETF
EWY
$5.13B
$62K 0.04%
898
+289
+47% +$20K
BIV icon
114
Vanguard Intermediate-Term Bond ETF
BIV
$24.1B
$61K 0.04%
725
– –
ET icon
115
Energy Transfer Partners
ET
$60.8B
$61K 0.04%
3,500
– –
ETV
116
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.63B
$61K 0.04%
4,000
– –
IJR icon
117
iShares Core S&P Small-Cap ETF
IJR
$85.2B
$60K 0.04%
809
-634
-44% -$47K
MO icon
118
Altria Group
MO
$113B
$59K 0.04%
931
– –
HYG icon
119
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.8B
$56K 0.04%
630
-2,394
-79% -$213K
EWZ icon
120
iShares MSCI Brazil ETF
EWZ
$5.45B
$55K 0.04%
1,312
-444
-25% -$18.6K
FIDU icon
121
Fidelity MSCI Industrials Index ETF
FIDU
$1.51B
$55K 0.04%
1,504
– –
RQI icon
122
Cohen & Steers Quality Income Realty Fund
RQI
$1.69B
$51K 0.03%
4,035
– –
EZA icon
123
iShares MSCI South Africa ETF
EZA
$421M
$49K 0.03%
834
+177
+27% +$10.4K
MMM icon
124
3M
MMM
$82.8B
$47K 0.03%
223
– –
LEA icon
125
Lear
LEA
$5.85B
$46K 0.03%
264
– –
3 4
5
6 7