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SAM
Shamrock Asset Management Portfolio holdings
AUM
$128M
1-Year Est. Return
2.65%
This Fund
S&P 500
This Quarter
Est. Return
+3.15%
1 Year Est. Return
+2.65%
3 Year Est. Return
+30.96%
5 Year Est. Return
+49.25%
10 Year Est. Return
–
AUM
$164M
AUM Growth
-$10.3M
(-5.9%)
Cap. Flow
-$11.4M
Cap. Flow
% of AUM
-6.95%
Top 10 Holdings %
Top 10 Hldgs %
53.26%
Holding
304
New
44
Increased
33
Reduced
93
Closed
41
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$18.3M |
| 2 |
iShares Core S&P Small-Cap ETF
IJR
|
+$6.13M |
| 3 |
First Trust Technology AlphaDEX Fund
FXL
|
+$5.95M |
| 4 |
First Trust Financials AlphaDEX Fund
FXO
|
+$5.94M |
| 5 |
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
|
+$5.9M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Morningstar Dividend Leaders Index Fund
FDL
|
+$14.9M |
| 2 |
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
|
+$12.6M |
| 3 |
First Trust Consumer Staples AlphaDEX Fund
FXG
|
+$12.6M |
| 4 |
First Trust Materials AlphaDEX Fund
FXZ
|
+$7.44M |
| 5 |
First Trust S&P REIT Index Fund
FRI
|
+$5.98M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Energy | 4.41% |
| 2 | Consumer Staples | 3.21% |
| 3 | Industrials | 2.85% |
| 4 | Healthcare | 2.78% |
| 5 | Consumer Discretionary | 2.45% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
NVO
76
Novo Nordisk
NVO
$208B
| $360K | 0.22% |
20,088
-2,534
| -11% | -$45.9K |
|
77
Microsoft
MSFT
$3.45T
| $351K | 0.21% |
5,648
+582
| +11% | +$35K |
|
78
Sonoco
SON
$5.57B
| $348K | 0.21% |
6,749
-632
| -9% | -$33K |
|
79
Stryker
SYK
$125B
| $323K | 0.2% |
2,697
-288
| -10% | -$33.1K |
|
80
Invesco California Value Municipal Income Trust
VCV
$518M
| $314K | 0.19% |
25,858
-474
| -2% | -$5.98K |
|
81
LyondellBasell Industries
LYB
$20B
| $313K | 0.19% |
3,651
-354
| -9% | -$29.7K |
|
82
Lockheed Martin
LMT
$134B
| $307K | 0.19% |
1,228
+118
| +11% | +$29.5K |
|
83
Travelers Companies
TRV
$78.1B
| $296K | 0.18% |
2,417
+199
| +9% | +$22.7K |
|
84
iShares Preferred and Income Securities ETF
PFF
$13.3B
| $293K | 0.18% |
7,825
-12,425
| -61% | -$472K |
|
85
Qualcomm
QCOM
$155B
| $283K | 0.17% |
4,333
+629
| +17% | +$42.3K |
|
86
Sempra
SRE
$57.9B
| $277K | 0.17% |
5,504
-572
| -9% | -$29.1K |
|
87
Sysco
SYY
$40.8B
| $276K | 0.17% |
4,986
+1,007
| +25% | +$52.3K |
|
88
AT&T
T
$159B
| $273K | 0.17% |
8,572
-210
| -2% | -$6.2K |
|
89
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.3B
| $270K | 0.16% |
2,308
-5,101
| -69% | -$606K |
|
90
Southern Company
SO
$109B
| $257K | 0.16% |
5,261
-5,959
| -53% | -$293K |
|
91
Target
TGT
$65.6B
| $256K | 0.16% |
3,547
+768
| +28% | +$55.6K |
|
92
Walmart Inc
WMT
$885B
| $230K | 0.14% |
9,969
+726
| +8% | +$16.9K |
|
93
Kimberly-Clark
KMB
$36.3B
| $228K | 0.14% |
2,002
+227
| +13% | +$26.3K |
|
94
Pfizer
PFE
$143B
| $225K | 0.14% |
7,289
+960
| +15% | +$29.3K |
|
95
Amazon
AMZN
$2.92T
| $217K | 0.13% |
5,800
+1,000
| +21% | +$39.2K |
|
96
Duke Energy
DUK
$97.8B
| $215K | 0.13% |
2,771
+325
| +13% | +$24.9K |
|
97
Vanguard Short-Term Bond ETF
BSV
$44.7B
| $206K | 0.13% |
2,595
-362
| -12% | -$29K |
|
98
Brookfield Infrastructure Partners
BIP
$19.2B
| $183K | 0.11% |
9,173
-4,637
| -34% | -$91.4K |
|
99
iShares MBS ETF
MBB
$38.9B
| $176K | 0.11% |
1,656
-114
| -6% | -$12.3K |
|
100
Apple
AAPL
$4.54T
| $170K | 0.1% |
5,876
| – | – |
|
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Shamrock Asset Management's Q4 2016 Portfolio in Review
As of Q4 2016, Shamrock Asset Management held 304 positions worth $164M, down 5.9% from $174M the previous quarter. Its ten largest holdings account for 53% of the portfolio.
Shamrock Asset Management withdrew a net $11.4M in Q4 2016, closing 41 positions and reducing 93 holdings. Its most notable exit was First Trust Consumer Staples AlphaDEX Fund, an estimated $12.6M position sold in full.
By sector, the portfolio is most concentrated in Energy at 4.4% of assets, up from 2.5% a quarter earlier, followed by Consumer Staples and Industrials.
Against the trend, Shamrock Asset Management opened a new position in iShares Core S&P Small-Cap ETF worth $6.54M.
- Shamrock Asset Management's largest Q4 2016 buy was iShares Core S&P Small-Cap ETF: 95,084 shares worth $6.54M.
- Shamrock Asset Management added most to PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q4 2016, an estimated $18.3M increase.
- Shamrock Asset Management's biggest Q4 2016 reduction was First Trust Morningstar Dividend Leaders Index Fund, cutting an estimated $14.9M.
- Shamrock Asset Management fully exited First Trust Consumer Staples AlphaDEX Fund in Q4 2016, selling an estimated $12.6M.
- Shamrock Asset Management's ten largest holdings make up 53% of its $164M portfolio in Q4 2016.
- Shamrock Asset Management opened 44 new positions and closed 41 in Q4 2016.
- Shamrock Asset Management's portfolio value fell 5.9% quarter-over-quarter to $164M.
Based on Shamrock Asset Management's 13F filing for Q4 2016, filed 10 Feb 2017.