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SAM
Shamrock Asset Management Portfolio holdings
AUM
$128M
1-Year Est. Return
2.65%
This Fund
S&P 500
This Quarter
Est. Return
+3.15%
1 Year Est. Return
+2.65%
3 Year Est. Return
+30.96%
5 Year Est. Return
+49.25%
10 Year Est. Return
–
AUM
$164M
AUM Growth
-$10.3M
(-5.9%)
Cap. Flow
-$11.4M
Cap. Flow
% of AUM
-6.95%
Top 10 Holdings %
Top 10 Hldgs %
53.26%
Holding
304
New
44
Increased
33
Reduced
93
Closed
41
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$18.3M |
| 2 |
iShares Core S&P Small-Cap ETF
IJR
|
+$6.13M |
| 3 |
First Trust Technology AlphaDEX Fund
FXL
|
+$5.95M |
| 4 |
First Trust Financials AlphaDEX Fund
FXO
|
+$5.94M |
| 5 |
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
|
+$5.9M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Morningstar Dividend Leaders Index Fund
FDL
|
+$14.9M |
| 2 |
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
|
+$12.6M |
| 3 |
First Trust Consumer Staples AlphaDEX Fund
FXG
|
+$12.6M |
| 4 |
First Trust Materials AlphaDEX Fund
FXZ
|
+$7.44M |
| 5 |
First Trust S&P REIT Index Fund
FRI
|
+$5.98M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Energy | 4.41% |
| 2 | Consumer Staples | 3.21% |
| 3 | Industrials | 2.85% |
| 4 | Healthcare | 2.78% |
| 5 | Consumer Discretionary | 2.45% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
51
United Parcel Service
UPS
$88.6B
| $659K | 0.4% |
5,786
-579
| -9% | -$65.2K |
|
52
Invesco Senior Loan ETF
BKLN
$6.97B
| $648K | 0.4% |
27,627
-9,573
| -26% | -$222K |
|
53
Vanguard Dividend Appreciation ETF
VIG
$111B
| $637K | 0.39% |
7,480
-113
| -1% | -$9.5K |
|
|
PIV
54
DELISTED
PWSHS S&P 500 HIGH QTY PORTF S&P HIGH QTY RKGS INDEX
PIV
| $631K | 0.38% |
24,295
-6,082
| -20% | -$158K |
|
55
Accenture
ACN
$102B
| $628K | 0.38% |
5,361
-586
| -10% | -$69.6K |
|
56
First Trust Senior Loan Fund ETF
FTSL
$2.32B
| $622K | 0.38% |
12,814
+2,851
| +29% | +$138K |
|
57
Wells Fargo
WFC
$261B
| $619K | 0.38% |
11,332
-6,306
| -36% | -$317K |
|
58
Verizon
VZ
$195B
| $608K | 0.37% |
11,411
-191
| -2% | -$9.55K |
|
59
iShares Core US Aggregate Bond ETF
AGG
$137B
| $604K | 0.37% |
5,585
-4,983
| -47% | -$546K |
|
60
Honeywell
HON
$77B
| $595K | 0.36% |
5,684
-624
| -10% | -$63.5K |
|
61
Diageo
DEO
$49B
| $588K | 0.36% |
5,645
-600
| -10% | -$63.1K |
|
62
Abbott
ABT
$183B
| $580K | 0.35% |
15,124
-1,099
| -7% | -$43.6K |
|
63
ExxonMobil
XOM
$644B
| $566K | 0.35% |
6,272
-30
| -0.5% | -$2.62K |
|
|
UN
64
DELISTED
Unilever NV New York Registry Shares
UN
| $542K | 0.33% |
13,211
-1,610
| -11% | -$66.6K |
|
65
iShares Core S&P US Growth ETF
IUSG
$31.7B
| $539K | 0.33% |
12,558
| – | – |
|
66
Amgen
AMGN
$208B
| $534K | 0.33% |
3,650
-387
| -10% | -$58.2K |
|
67
Starbucks
SBUX
$120B
| $525K | 0.32% |
9,460
-1,055
| -10% | -$58.4K |
|
68
ProShares Global Listed Private Equity ETF
PEX
$11.5M
| $459K | 0.28% |
11,778
+1,862
| +19% | +$70.6K |
|
69
PNC Financial Services
PNC
$99.7B
| $443K | 0.27% |
3,869
-328
| -8% | -$34.1K |
|
70
US Bancorp
USB
$98.2B
| $421K | 0.26% |
8,321
-694
| -8% | -$33K |
|
|
PARA
71
DELISTED
Paramount Global Class B
PARA
| $419K | 0.26% |
6,668
-538
| -7% | -$31.9K |
|
72
CVS Health
CVS
$133B
| $410K | 0.25% |
5,201
-850
| -14% | -$68.8K |
|
|
MMP
73
DELISTED
Magellan Midstream Partners, L.P.
MMP
| $406K | 0.25% |
5,367
| – | – |
|
74
Union Pacific
UNP
$174B
| $390K | 0.24% |
3,764
-381
| -9% | -$37.5K |
|
75
Enterprise Products Partners
EPD
$82.3B
| $362K | 0.22% |
13,403
-2,219
| -14% | -$57.8K |
|
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Shamrock Asset Management's Q4 2016 Portfolio in Review
As of Q4 2016, Shamrock Asset Management held 304 positions worth $164M, down 5.9% from $174M the previous quarter. Its ten largest holdings account for 53% of the portfolio.
Shamrock Asset Management withdrew a net $11.4M in Q4 2016, closing 41 positions and reducing 93 holdings. Its most notable exit was First Trust Consumer Staples AlphaDEX Fund, an estimated $12.6M position sold in full.
By sector, the portfolio is most concentrated in Energy at 4.4% of assets, up from 2.5% a quarter earlier, followed by Consumer Staples and Industrials.
Against the trend, Shamrock Asset Management opened a new position in iShares Core S&P Small-Cap ETF worth $6.54M.
- Shamrock Asset Management's largest Q4 2016 buy was iShares Core S&P Small-Cap ETF: 95,084 shares worth $6.54M.
- Shamrock Asset Management added most to PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q4 2016, an estimated $18.3M increase.
- Shamrock Asset Management's biggest Q4 2016 reduction was First Trust Morningstar Dividend Leaders Index Fund, cutting an estimated $14.9M.
- Shamrock Asset Management fully exited First Trust Consumer Staples AlphaDEX Fund in Q4 2016, selling an estimated $12.6M.
- Shamrock Asset Management's ten largest holdings make up 53% of its $164M portfolio in Q4 2016.
- Shamrock Asset Management opened 44 new positions and closed 41 in Q4 2016.
- Shamrock Asset Management's portfolio value fell 5.9% quarter-over-quarter to $164M.
Based on Shamrock Asset Management's 13F filing for Q4 2016, filed 10 Feb 2017.