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SAM

Shamrock Asset Management Portfolio holdings

AUM $128M
1-Year Est. Return 2.65%
This Fund
S&P 500
This Quarter Est. Return
+5.05%
1 Year Est. Return
+2.65%
3 Year Est. Return
+30.96%
5 Year Est. Return
+49.25%
10 Year Est. Return
–
AUM
$156M
AUM Growth
-$4.1M
Cap. Flow
-$11.6M
Cap. Flow %
-7.43%
Top 10 Hldgs %
55.17%
Holding
304
New
16
Increased
29
Reduced
106
Closed
26

Top Buys

Rank Stock Value
1
IXUS icon
iShares Core MSCI Total International Stock ETF
IXUS
+$2.73M
2
FYC icon
First Trust Small Cap Growth AlphaDEX Fund
FYC
+$2.4M
3
EMB icon
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
+$1.29M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$1.13M
5
AWK icon
American Water Works
AWK
+$911K

Top Sells

Rank Stock Value
1
FXR icon
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
+$5.51M
2
FNY icon
First Trust Mid Cap Growth AlphaDEX Fund
FNY
+$2.68M
3
FPA icon
First Trust Asia Pacific ex-Japan AlphaDEX Fund
FPA
+$2.58M
4
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$1.97M
5
FXL icon
First Trust Technology AlphaDEX Fund
FXL
+$928K

Sector Composition

Rank Sector Weight
1 Energy 4.05%
2 Technology 3.75%
3 Healthcare 3.54%
4 Industrials 3.29%
5 Consumer Discretionary 2.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LHX icon
26
L3Harris
LHX
$55.4B
$1.21M 0.77%
9,149
-156
-2% -$18.7K
NAD icon
27
Nuveen Quality Municipal Income Fund
NAD
$2.75B
$1.2M 0.77%
84,821
– –
JPM icon
28
JPMorgan Chase
JPM
$933B
$1.11M 0.71%
11,580
-539
-4% -$49.7K
RTN
29
DELISTED
Raytheon Company
RTN
$1.07M 0.69%
5,731
-169
-3% -$29.8K
COP icon
30
ConocoPhillips
COP
$144B
$1.06M 0.68%
21,248
-306
-1% -$13.7K
MCHP icon
31
Microchip Technology
MCHP
$39.8B
$950K 0.61%
21,162
-818
-4% -$34.3K
MCD icon
32
McDonald's
MCD
$193B
$941K 0.6%
6,006
-272
-4% -$42.6K
IWR icon
33
iShares Russell Mid-Cap ETF
IWR
$56.1B
$930K 0.6%
18,860
-288
-2% -$13.9K
AWK icon
34
American Water Works
AWK
$27B
$928K 0.6%
11,466
+11,251
+5,233% +$911K
JNJ icon
35
Johnson & Johnson
JNJ
$642B
$844K 0.54%
6,491
-723
-10% -$95.8K
NVS icon
36
Novartis
NVS
$300B
$833K 0.53%
10,823
-229
-2% -$17.3K
ACN icon
37
Accenture
ACN
$106B
$831K 0.53%
6,154
-196
-3% -$25.5K
ABT icon
38
Abbott
ABT
$190B
$769K 0.49%
14,412
-387
-3% -$19.4K
ADI icon
39
Analog Devices
ADI
$175B
$735K 0.47%
8,532
-144
-2% -$11.6K
PEP icon
40
PepsiCo
PEP
$197B
$734K 0.47%
6,585
-314
-5% -$36.3K
AJG icon
41
Arthur J. Gallagher & Co
AJG
$69B
$731K 0.47%
11,883
-366
-3% -$21.5K
EMQQ icon
42
EMQQ The Emerging Markets Internet & Ecommerce ETF
EMQQ
$269M
$726K 0.47%
19,965
-1,395
-7% -$48.9K
DIVY
43
DELISTED
Reality Shares DIVS ETF
DIVY
$720K 0.46%
27,917
+1,604
+6% +$41.3K
VIG icon
44
Vanguard Dividend Appreciation ETF
VIG
$112B
$682K 0.44%
7,193
-57
-0.8% -$5.32K
GE icon
45
GE Aerospace
GE
$368B
$665K 0.43%
5,740
-207
-3% -$25K
HYLS icon
46
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.6B
$648K 0.42%
13,204
-18,059
-58% -$890K
HON icon
47
Honeywell
HON
$76.8B
$643K 0.41%
5,024
-78
-2% -$9.68K
AMGN icon
48
Amgen
AMGN
$212B
$612K 0.39%
3,283
-51
-2% -$9.04K
UPS icon
49
United Parcel Service
UPS
$89.3B
$611K 0.39%
5,087
-153
-3% -$17.4K
PG icon
50
Procter & Gamble
PG
$338B
$608K 0.39%
6,688
-240
-3% -$21.9K
1
2
3 4 5

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MHIM
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MF
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WPSG
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AGPM
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NCM
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WAM
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Shamrock Asset Management's Q3 2017 Portfolio in Review

As of Q3 2017, Shamrock Asset Management held 304 positions worth $156M, down 2.6% from $160M the previous quarter. Its ten largest holdings account for 55% of the portfolio.

Shamrock Asset Management withdrew a net $11.6M in Q3 2017, closing 26 positions and reducing 106 holdings. Its most notable exit was First Trust Industrials/Producer Durables AlphaDEX Fund, an estimated $5.51M position sold in full.

By sector, the portfolio is most concentrated in Energy at 4% of assets, up from 3.6% a quarter earlier, followed by Technology and Healthcare.

Against the trend, Shamrock Asset Management opened a new position in iShares JPMorgan USD Emerging Markets Bond ETF worth $1.3M.

  • Shamrock Asset Management's largest Q3 2017 buy was iShares JPMorgan USD Emerging Markets Bond ETF: 11,128 shares worth $1.3M.
  • Shamrock Asset Management added most to iShares Core MSCI Total International Stock ETF in Q3 2017, an estimated $2.73M increase.
  • Shamrock Asset Management's biggest Q3 2017 reduction was First Trust Asia Pacific ex-Japan AlphaDEX Fund, cutting an estimated $2.58M.
  • Shamrock Asset Management fully exited First Trust Industrials/Producer Durables AlphaDEX Fund in Q3 2017, selling an estimated $5.51M.
  • Shamrock Asset Management's ten largest holdings make up 55% of its $156M portfolio in Q3 2017.
  • Shamrock Asset Management opened 16 new positions and closed 26 in Q3 2017.
  • Shamrock Asset Management's portfolio value fell 2.6% quarter-over-quarter to $156M.

Based on Shamrock Asset Management's 13F filing for Q3 2017, filed 9 Nov 2017.