SAM

Shamrock Asset Management Portfolio holdings

AUM $128M
1-Year Return 2.66%
This Quarter Return
+4.33%
1 Year Return
+2.66%
3 Year Return
+30.97%
5 Year Return
+49.27%
10 Year Return
–
AUM
$169M
AUM Growth
-$9.02M
Cap. Flow
-$10.7M
Cap. Flow %
-6.32%
Top 10 Hldgs %
66.9%
Holding
305
New
28
Increased
38
Reduced
106
Closed
44

Top Buys

1
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
$34.5M
2
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
$17.3M
3
FXU icon
First Trust Utilities AlphaDEX Fund
FXU
$17M
4
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$6.11M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
$4.3M

Top Sells

1
FXG icon
First Trust Consumer Staples AlphaDEX Fund
FXG
$19.3M
2
FTC icon
First Trust Large Cap Growth AlphaDEX Fund
FTC
$18.7M
3
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$18M
4
FXO icon
First Trust Financials AlphaDEX Fund
FXO
$17.9M
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
$3.87M

Sector Composition

1 Healthcare 3.13%
2 Technology 3.05%
3 Industrials 2.69%
4 Consumer Staples 2.48%
5 Energy 2.2%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
FTR
301
DELISTED
Frontier Communications Corp.
FTR
$0 ﹤0.01%
3
-2
-40% –
SHPG
302
DELISTED
Shire pic
SHPG
– –
-100
Closed -$20K
AMTG
303
DELISTED
APOLLO RESIDENTIAL MTG INC COM STK
AMTG
– –
0
– –
FRP
304
DELISTED
FAIRPOINT COMMUNICATIONS INC.
FRP
– –
-91
Closed –
9 10 11 12
13