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SAM

Shamrock Asset Management Portfolio holdings

AUM $128M
1-Year Est. Return 2.65%
This Fund
S&P 500
This Quarter Est. Return
+5.05%
1 Year Est. Return
+2.65%
3 Year Est. Return
+30.96%
5 Year Est. Return
+49.25%
10 Year Est. Return
–
AUM
$156M
AUM Growth
-$4.1M
Cap. Flow
-$11.6M
Cap. Flow %
-7.43%
Top 10 Hldgs %
55.17%
Holding
304
New
16
Increased
29
Reduced
106
Closed
26

Top Buys

Rank Stock Value
1
IXUS icon
iShares Core MSCI Total International Stock ETF
IXUS
+$2.73M
2
FYC icon
First Trust Small Cap Growth AlphaDEX Fund
FYC
+$2.4M
3
EMB icon
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
+$1.29M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$1.13M
5
AWK icon
American Water Works
AWK
+$911K

Top Sells

Rank Stock Value
1
FXR icon
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
+$5.51M
2
FNY icon
First Trust Mid Cap Growth AlphaDEX Fund
FNY
+$2.68M
3
FPA icon
First Trust Asia Pacific ex-Japan AlphaDEX Fund
FPA
+$2.58M
4
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$1.97M
5
FXL icon
First Trust Technology AlphaDEX Fund
FXL
+$928K

Sector Composition

Rank Sector Weight
1 Energy 4.05%
2 Technology 3.75%
3 Healthcare 3.54%
4 Industrials 3.29%
5 Consumer Discretionary 2.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EEM icon
226
iShares MSCI Emerging Markets ETF
EEM
$28.8B
$9K 0.01%
+195
New +$8.58K
IYR icon
227
iShares US Real Estate ETF
IYR
$4.66B
$9K 0.01%
107
-86
-45% -$6.91K
MBB icon
228
iShares MBS ETF
MBB
$38.9B
$9K 0.01%
83
-175
-68% -$18.7K
KBWY icon
229
Invesco KBW Premium Yield Equity REIT ETF
KBWY
$313M
$8K 0.01%
214
+4
+2% +$148
RFEU
230
DELISTED
First Trust RiverFront Dynamic Europe ETF
RFEU
$8K 0.01%
120
– –
XLK icon
231
State Street Technology Select Sector SPDR ETF
XLK
$115B
$8K 0.01%
270
– –
ACWX icon
232
iShares MSCI ACWI ex US ETF
ACWX
$11.5B
$7K ﹤0.01%
150
– –
FIS icon
233
Fidelity National Information Services
FIS
$23.1B
$7K ﹤0.01%
75
– –
IUSV icon
234
iShares Core S&P US Value ETF
IUSV
$27.2B
$7K ﹤0.01%
+129
New +$6.62K
NOC icon
235
Northrop Grumman
NOC
$77.1B
$7K ﹤0.01%
24
– –
PANW icon
236
Palo Alto Networks
PANW
$270B
$7K ﹤0.01%
300
– –
TXN icon
237
Texas Instruments
TXN
$252B
$7K ﹤0.01%
81
– –
VBR icon
238
Vanguard Morningstar Small-Cap Value ETF
VBR
$37.1B
$7K ﹤0.01%
56
– –
BAC icon
239
Bank of America
BAC
$435B
$6K ﹤0.01%
218
-150
-41% -$3.64K
FPA icon
240
First Trust Asia Pacific ex-Japan AlphaDEX Fund
FPA
$100M
$6K ﹤0.01%
184
-76,615
-100% -$2.58M
GLW icon
241
Corning
GLW
$119B
$6K ﹤0.01%
197
– –
IJT icon
242
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.26B
$6K ﹤0.01%
68
– –
VXX
243
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
$6K ﹤0.01%
150
– –
AMAT icon
244
Applied Materials
AMAT
$403B
$5K ﹤0.01%
100
-100
-50% -$4.52K
ICF icon
245
iShares Select U.S. REIT ETF
ICF
$2.09B
$5K ﹤0.01%
+92
New +$4.67K
MA icon
246
Mastercard
MA
$502B
$5K ﹤0.01%
33
– –
SEIC icon
247
SEI Investments
SEIC
$12.4B
$5K ﹤0.01%
77
– –
WOR icon
248
Worthington Enterprises
WOR
$2.75B
$5K ﹤0.01%
162
-767
-83% -$23.9K
FVL
249
DELISTED
First TrustValue Line 100 Exchange-Traded
FVL
$5K ﹤0.01%
242
– –
DWTR
250
DELISTED
Invesco DWA Tactical Sector Rotation ETF
DWTR
$5K ﹤0.01%
199
– –
8 9
10
11 12

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AIM
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MHIM
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MF
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WPSG
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AGPM
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NCM
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WAM
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GPC
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Shamrock Asset Management's Q3 2017 Portfolio in Review

As of Q3 2017, Shamrock Asset Management held 304 positions worth $156M, down 2.6% from $160M the previous quarter. Its ten largest holdings account for 55% of the portfolio.

Shamrock Asset Management withdrew a net $11.6M in Q3 2017, closing 26 positions and reducing 106 holdings. Its most notable exit was First Trust Industrials/Producer Durables AlphaDEX Fund, an estimated $5.51M position sold in full.

By sector, the portfolio is most concentrated in Energy at 4% of assets, up from 3.6% a quarter earlier, followed by Technology and Healthcare.

Against the trend, Shamrock Asset Management opened a new position in iShares JPMorgan USD Emerging Markets Bond ETF worth $1.3M.

  • Shamrock Asset Management's largest Q3 2017 buy was iShares JPMorgan USD Emerging Markets Bond ETF: 11,128 shares worth $1.3M.
  • Shamrock Asset Management added most to iShares Core MSCI Total International Stock ETF in Q3 2017, an estimated $2.73M increase.
  • Shamrock Asset Management's biggest Q3 2017 reduction was First Trust Asia Pacific ex-Japan AlphaDEX Fund, cutting an estimated $2.58M.
  • Shamrock Asset Management fully exited First Trust Industrials/Producer Durables AlphaDEX Fund in Q3 2017, selling an estimated $5.51M.
  • Shamrock Asset Management's ten largest holdings make up 55% of its $156M portfolio in Q3 2017.
  • Shamrock Asset Management opened 16 new positions and closed 26 in Q3 2017.
  • Shamrock Asset Management's portfolio value fell 2.6% quarter-over-quarter to $156M.

Based on Shamrock Asset Management's 13F filing for Q3 2017, filed 9 Nov 2017.