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RRA

Round Rock Advisors Portfolio holdings

AUM $776M
1-Year Est. Return 39.53%
This Fund
S&P 500
This Quarter Est. Return
-5.26%
1 Year Est. Return
+39.53%
3 Year Est. Return
+87.36%
5 Year Est. Return
+92.88%
10 Year Est. Return
–
AUM
$221M
AUM Growth
-$1.19M
Cap. Flow
+$11.7M
Cap. Flow %
5.29%
Top 10 Hldgs %
55.4%
Holding
149
New
8
Increased
58
Reduced
38
Closed
7

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$1.39M
2
IBM icon
IBM
IBM
+$1.05M
3
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$937K
4
XOM icon
ExxonMobil
XOM
+$805K
5
MRK icon
Merck
MRK
+$752K

Top Sells

Rank Stock Value
1
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$459K
2
GSIE icon
Goldman Sachs ActiveBeta International Equity ETF
GSIE
+$267K
3
BABA icon
Alibaba
BABA
+$245K
4
AXP icon
American Express
AXP
+$236K
5
META icon
Meta Platforms (Facebook)
META
+$203K

Sector Composition

Rank Sector Weight
1 Technology 5.37%
2 Consumer Discretionary 2.83%
3 Healthcare 2.38%
4 Industrials 1.83%
5 Energy 1.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UNP icon
101
Union Pacific
UNP
$177B
$312K 0.14%
1,600
-118
-7% -$26.1K
ONEQ icon
102
Fidelity Nasdaq Composite Index ETF
ONEQ
$10.9B
$306K 0.14%
7,395
– –
EMF
103
Templeton Emerging Markets Fund
EMF
$332M
$302K 0.14%
29,097
– –
SO icon
104
Southern Company
SO
$107B
$302K 0.14%
4,446
+1,200
+37% +$90.9K
VOE icon
105
Vanguard Morningstar Mid-Cap Value ETF
VOE
$24.5B
$302K 0.14%
2,483
+6
+0.2% +$812
AGO icon
106
Assured Guaranty
AGO
$3.35B
$300K 0.14%
5,400
– –
BGB
107
Blackstone Strategic Credit 2027 Term Fund
BGB
$505M
$295K 0.13%
27,798
+7,000
+34% +$80.4K
BWA icon
108
BorgWarner
BWA
$13.8B
$283K 0.13%
10,224
+568
+6% +$18.3K
VHT icon
109
Vanguard Health Care ETF
VHT
$19B
$281K 0.13%
1,257
+17
+1% +$4.06K
SHY icon
110
iShares 1-3 Year Treasury Bond ETF
SHY
$25.5B
$275K 0.12%
3,387
+11
+0.3% +$905
IGD
111
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$526M
$273K 0.12%
54,634
– –
PARA
112
DELISTED
Paramount Global Class B
PARA
$273K 0.12%
14,333
+3,000
+26% +$72K
PTEN icon
113
Patterson-UTI
PTEN
$4.16B
$271K 0.12%
20,000
– –
DGRO icon
114
iShares Core Dividend Growth ETF
DGRO
$43.9B
$269K 0.12%
6,040
– –
AAXJ icon
115
iShares MSCI All Country Asia ex Japan ETF
AAXJ
$3.85B
$268K 0.12%
4,581
– –
NVS icon
116
Novartis
NVS
$288B
$266K 0.12%
3,500
– –
MBI icon
117
MBIA
MBI
$262M
$265K 0.12%
20,000
– –
NFLX icon
118
Netflix
NFLX
$326B
$261K 0.12%
+11,070
New +$246K
BNY
119
Bank of New York Mellon
BNY
$110B
$256K 0.12%
6,645
– –
BP icon
120
BP
BP
$110B
$256K 0.12%
8,950
– –
REGN icon
121
Regeneron Pharmaceuticals
REGN
$83B
$255K 0.12%
370
– –
VSGX icon
122
Vanguard ESG International Stock ETF
VSGX
$6.83B
$254K 0.12%
5,850
+440
+8% +$21.4K
DIA icon
123
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$48.3B
$238K 0.11%
830
– –
XLF icon
124
State Street Financial Select Sector SPDR ETF
XLF
$59.5B
$238K 0.11%
7,835
-265
-3% -$8.76K
T icon
125
AT&T
T
$168B
$236K 0.11%
15,394
+1,057
+7% +$19.2K
2 3 4
5
6

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Round Rock Advisors's Q3 2022 Portfolio in Review

As of Q3 2022, Round Rock Advisors held 149 positions worth $221M, down 0.53% from $222M the previous quarter. Its ten largest holdings account for 55% of the portfolio.

Round Rock Advisors deployed $11.7M of net new capital in Q3 2022, opening 8 new positions and adding to 58 existing holdings. Its largest new stake was Coca-Cola: 9,406 shares worth $527K.

By sector, the portfolio is most concentrated in Technology at 5.4% of assets, up from 5.1% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was Goldman Sachs ActiveBeta International Equity ETF, an estimated $267K trimmed.

  • Round Rock Advisors's largest Q3 2022 buy was Coca-Cola: 9,406 shares worth $527K.
  • Round Rock Advisors added most to Invesco QQQ Trust in Q3 2022, an estimated $1.39M increase.
  • Round Rock Advisors's biggest Q3 2022 reduction was Goldman Sachs ActiveBeta International Equity ETF, cutting an estimated $267K.
  • Round Rock Advisors fully exited State Street Energy Select Sector SPDR ETF in Q3 2022, selling an estimated $459K.
  • Round Rock Advisors's ten largest holdings make up 55% of its $221M portfolio in Q3 2022.
  • Round Rock Advisors opened 8 new positions and closed 7 in Q3 2022.
  • Round Rock Advisors's portfolio value fell 0.53% quarter-over-quarter to $221M.

Based on Round Rock Advisors's 13F filing for Q3 2022, filed 20 Oct 2022.