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RRA

Round Rock Advisors Portfolio holdings

AUM $654M
1-Year Est. Return 22.95%
This Fund
S&P 500
This Quarter Est. Return
+1.09%
1 Year Est. Return
+22.95%
3 Year Est. Return
+62.63%
5 Year Est. Return
+67.85%
10 Year Est. Return
–
AUM
$654M
AUM Growth
-$11.3M
Cap. Flow
-$6.48M
Cap. Flow %
-0.99%
Top 10 Hldgs %
45.5%
Holding
363
New
37
Increased
114
Reduced
109
Closed
45

Top Buys

1
SDSI icon
American Century Short Duration Strategic Income ETF
SDSI
+$2.56M
2
SSYS icon
Stratasys
SSYS
+$2.19M
3
LOKV
Live Oak Acquisition Corp V
LOKV
+$1.41M
4
NBSD
Neuberger Short Duration Income ETF
NBSD
+$1.09M
5
CPSH icon
CPS Technologies
CPSH
+$1.08M

Top Sells

1
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$2.71M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$2.26M
3
LZ icon
LegalZoom.com
LZ
+$1.58M
4
TE
T1 Energy
TE
+$1.2M
5
ODC icon
Oil-Dri
ODC
+$1.05M

Sector Composition

1 Technology 9.72%
2 Financials 6.44%
3 Healthcare 5.12%
4 Industrials 4.91%
5 Energy 3.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VYM icon
1
Vanguard High Dividend Yield ETF
VYM
$80.4B
$46.3M 7.09%
312,896
+5,263
+2% +$791K
QQQ icon
2
Invesco QQQ Trust
QQQ
$473B
$46.2M 7.07%
80,064
-1,038
-1% -$631K
JPST icon
3
JPMorgan Ultra-Short Income ETF
JPST
$39.8B
$45.9M 7.02%
906,061
+5,135
+0.6% +$260K
SMH icon
4
VanEck Semiconductor ETF
SMH
$69B
$33.3M 5.09%
86,792
-1,473
-2% -$585K
IJR icon
5
iShares Core S&P Small-Cap ETF
IJR
$111B
$29.7M 4.55%
238,982
-2,665
-1% -$339K
VO icon
6
Vanguard Mid-Cap ETF
VO
$106B
$27.6M 4.22%
383,828
+4,840
+1% +$360K
XLI icon
7
State Street Industrial Select Sector SPDR ETF
XLI
$33.5B
$18.2M 2.79%
112,725
+1,639
+1% +$275K
DVY icon
8
iShares Select Dividend ETF
DVY
$23.9B
$17.4M 2.66%
114,647
+3,734
+3% +$564K
AAPL icon
9
Apple
AAPL
$4.89T
$17M 2.6%
66,821
-172
-0.3% -$44.8K
XLV icon
10
State Street Health Care Select Sector SPDR ETF
XLV
$41.5B
$15.8M 2.42%
107,918
+4,691
+5% +$724K
SDSI icon
11
American Century Short Duration Strategic Income ETF
SDSI
$233M
$14.7M 2.26%
287,522
+49,629
+21% +$2.56M
BRK.A icon
12
Berkshire Hathaway Class A
BRK.A
$1.06T
$13.6M 2.09%
19
– –
NBSD
13
Neuberger Short Duration Income ETF
NBSD
$1.16B
$12.6M 1.93%
248,191
+21,356
+9% +$1.09M
MSFT icon
14
Microsoft
MSFT
$2.98T
$11.8M 1.8%
31,839
-61
-0.2% -$25.5K
GOOG icon
15
Alphabet (Google) Class C
GOOG
$4.32T
$10.7M 1.63%
37,230
-31
-0.1% -$9.74K
RSP icon
16
Invesco S&P 500 Equal Weight ETF
RSP
$97.2B
$8.64M 1.32%
45,026
+117
+0.3% +$23.2K
XLK icon
17
State Street Technology Select Sector SPDR ETF
XLK
$116B
$7.67M 1.17%
57,712
-1,703
-3% -$240K
AMZN icon
18
Amazon
AMZN
$2.69T
$7.1M 1.09%
34,077
-4,441
-12% -$978K
XLU icon
19
State Street Utilities Select Sector SPDR ETF
XLU
$23.7B
$5.8M 0.89%
126,323
+4,977
+4% +$223K
SPY icon
20
State Street SPDR S&P 500 ETF Trust
SPY
$782B
$5.69M 0.87%
8,745
-3,324
-28% -$2.26M
XOM icon
21
ExxonMobil
XOM
$605B
$5.37M 0.82%
31,660
-367
-1% -$53.6K
USMV icon
22
iShares MSCI USA Min Vol Factor ETF
USMV
$23.2B
$4.22M 0.65%
45,539
-399
-0.9% -$37.9K
NVDA icon
23
NVIDIA
NVDA
$5.02T
$4.15M 0.63%
23,775
-3
-0% -$550
ABBV icon
24
AbbVie
ABBV
$449B
$3.93M 0.6%
18,080
-1,532
-8% -$340K
ICE icon
25
Intercontinental Exchange
ICE
$80.2B
$3.75M 0.57%
23,854
-2,182
-8% -$356K
1
2 3 4 5

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FMN
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GPSPJS
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Round Rock Advisors's Q1 2026 Portfolio in Review

As of Q1 2026, Round Rock Advisors held 363 positions worth $654M, down 1.7% from $665M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Round Rock Advisors's Q1 2026 filing shows 37 new, 114 increased, 109 reduced and 45 closed positions. Its largest new stake was Stratasys: 223,922 shares worth $1.75M. The largest sale was State Street Energy Select Sector SPDR ETF, an estimated $2.71M.

By sector, the portfolio is most concentrated in Technology at 9.7% of assets, down from 11% a quarter earlier, followed by Financials and Healthcare.

  • Round Rock Advisors's largest Q1 2026 buy was Stratasys: 223,922 shares worth $1.75M.
  • Round Rock Advisors added most to American Century Short Duration Strategic Income ETF in Q1 2026, an estimated $2.56M increase.
  • Round Rock Advisors's biggest Q1 2026 reduction was State Street Energy Select Sector SPDR ETF, cutting an estimated $2.71M.
  • Round Rock Advisors fully exited LegalZoom.com in Q1 2026, selling an estimated $1.58M.
  • Round Rock Advisors's ten largest holdings make up 45% of its $654M portfolio in Q1 2026.
  • Round Rock Advisors opened 37 new positions and closed 45 in Q1 2026.
  • Round Rock Advisors's portfolio value fell 1.7% quarter-over-quarter to $654M.

Based on Round Rock Advisors's 13F filing for Q1 2026, filed 15 May 2026.