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RRA

Round Rock Advisors Portfolio holdings

AUM $776M
1-Year Est. Return 39.53%
This Fund
S&P 500
This Quarter Est. Return
-0.72%
1 Year Est. Return
+39.53%
3 Year Est. Return
+87.36%
5 Year Est. Return
+92.88%
10 Year Est. Return
–
AUM
$135M
AUM Growth
-$1.99M
Cap. Flow
-$809K
Cap. Flow %
-0.6%
Top 10 Hldgs %
71.45%
Holding
70
New
2
Increased
14
Reduced
24
Closed
10

Top Buys

Rank Stock Value
1
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$4.97M
2
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$3.22M
3
SMH icon
VanEck Semiconductor ETF
SMH
+$1.72M
4
OPER icon
ClearShares Ultra-Short Maturity ETF
OPER
+$1.07M
5
DVY icon
iShares Select Dividend ETF
DVY
+$529K

Top Sells

Rank Stock Value
1
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$4.75M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$2.8M
3
VO icon
Vanguard Morningstar Mid-Cap ETF
VO
+$2.1M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$504K
5
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$375K

Sector Composition

Rank Sector Weight
1 Technology 3.4%
2 Consumer Discretionary 2.68%
3 Industrials 2.11%
4 Consumer Staples 1.24%
5 Communication Services 1.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VYM icon
1
Vanguard High Dividend Yield ETF
VYM
$84.2B
$18.9M 14.01%
183,285
+881
+0.5% +$93.1K
QQQ icon
2
Invesco QQQ Trust
QQQ
$487B
$18.1M 13.42%
50,693
+1,291
+3% +$475K
VO icon
3
Vanguard Morningstar Mid-Cap ETF
VO
$111B
$13.2M 9.76%
222,808
-34,696
-13% -$2.1M
IJR icon
4
iShares Core S&P Small-Cap ETF
IJR
$113B
$12M 8.89%
110,088
-4,580
-4% -$504K
SMH icon
5
VanEck Semiconductor ETF
SMH
$72.5B
$7.09M 5.25%
55,338
+13,060
+31% +$1.72M
DVY icon
6
iShares Select Dividend ETF
DVY
$24B
$6.21M 4.6%
54,166
+4,525
+9% +$529K
XLI icon
7
State Street Industrial Select Sector SPDR ETF
XLI
$34.7B
$6.14M 4.54%
62,739
+1,237
+2% +$127K
RSP icon
8
Invesco S&P 500 Equal Weight ETF
RSP
$100B
$5.38M 3.98%
35,884
+32,445
+943% +$4.97M
VCIT icon
9
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$67.8B
$5.18M 3.83%
54,826
+2,751
+5% +$263K
USMV icon
10
iShares MSCI USA Min Vol Factor ETF
USMV
$24.6B
$4.3M 3.18%
58,445
-36,707
-39% -$2.8M
XLV icon
11
State Street Health Care Select Sector SPDR ETF
XLV
$44B
$3.46M 2.56%
27,156
+24,383
+879% +$3.22M
XLK icon
12
State Street Technology Select Sector SPDR ETF
XLK
$125B
$2.62M 1.94%
35,142
-2,760
-7% -$213K
AAPL icon
13
Apple
AAPL
$4.46T
$2.46M 1.82%
17,358
-694
-4% -$102K
IVW icon
14
iShares S&P 500 Growth ETF
IVW
$77.9B
$2.36M 1.75%
31,991
-1,316
-4% -$100K
ITT icon
15
ITT
ITT
$19.4B
$1.78M 1.32%
20,730
– –
SPY icon
16
State Street SPDR S&P 500 ETF Trust
SPY
$815B
$1.65M 1.22%
3,847
-281
-7% -$124K
IWM icon
17
iShares Russell 2000 ETF
IWM
$82.4B
$1.47M 1.09%
6,705
+826
+14% +$183K
IVOG icon
18
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
$1.73B
$1.41M 1.04%
14,296
+678
+5% +$68.3K
PEP icon
19
PepsiCo
PEP
$192B
$1.29M 0.95%
8,554
-1,107
-11% -$171K
RH icon
20
RH
RH
$3.4B
$1.27M 0.94%
1,900
– –
TSLA icon
21
Tesla
TSLA
$1.34T
$1.12M 0.83%
4,332
+66
+2% +$15.5K
OPER icon
22
ClearShares Ultra-Short Maturity ETF
OPER
$105M
$1.07M 0.79%
+10,703
New +$1.07M
VCSH icon
23
Vanguard Short-Term Corporate Bond ETF
VCSH
$45.1B
$930K 0.69%
11,288
+2,014
+22% +$166K
SHYG icon
24
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.62B
$929K 0.69%
20,323
-875
-4% -$40K
IWP icon
25
iShares Russell Mid-Cap Growth ETF
IWP
$21.1B
$923K 0.68%
8,237
-622
-7% -$71.5K
1
2 3

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Round Rock Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Round Rock Advisors held 70 positions worth $135M, down 1.4% from $137M the previous quarter. Its ten largest holdings account for 71% of the portfolio.

Round Rock Advisors's Q3 2021 filing shows 2 new, 14 increased, 24 reduced and 10 closed positions. Its largest new stake was ClearShares Ultra-Short Maturity ETF: 10,703 shares worth $1.07M. The largest sale was iShares MSCI Emerging Markets ETF, an estimated $4.75M.

By sector, the portfolio is most concentrated in Technology at 3.4% of assets, up from 3.4% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Round Rock Advisors's largest Q3 2021 buy was ClearShares Ultra-Short Maturity ETF: 10,703 shares worth $1.07M.
  • Round Rock Advisors added most to Invesco S&P 500 Equal Weight ETF in Q3 2021, an estimated $4.97M increase.
  • Round Rock Advisors's biggest Q3 2021 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $2.8M.
  • Round Rock Advisors fully exited iShares MSCI Emerging Markets ETF in Q3 2021, selling an estimated $4.75M.
  • Round Rock Advisors's ten largest holdings make up 71% of its $135M portfolio in Q3 2021.
  • Round Rock Advisors opened 2 new positions and closed 10 in Q3 2021.
  • Round Rock Advisors's portfolio value fell 1.4% quarter-over-quarter to $135M.

Based on Round Rock Advisors's 13F filing for Q3 2021, filed 25 Oct 2021.