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RRA
Round Rock Advisors Portfolio holdings
AUM
$776M
1-Year Est. Return
39.53%
This Fund
S&P 500
This Quarter
Est. Return
-0.72%
1 Year Est. Return
+39.53%
3 Year Est. Return
+87.36%
5 Year Est. Return
+92.88%
10 Year Est. Return
–
AUM
$135M
AUM Growth
-$1.99M
(-1.4%)
Cap. Flow
-$809K
Cap. Flow
% of AUM
-0.6%
Top 10 Holdings %
Top 10 Hldgs %
71.45%
Holding
70
New
2
Increased
14
Reduced
24
Closed
10
Avg Time Held
2.6
quarters
Top 10 Avg Time Held
2.4
quarters
Top 20 Avg Time Held
2.4
quarters
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco S&P 500 Equal Weight ETF
RSP
|
+$4.97M |
| 2 |
State Street Health Care Select Sector SPDR ETF
XLV
|
+$3.22M |
| 3 |
VanEck Semiconductor ETF
SMH
|
+$1.72M |
| 4 |
ClearShares Ultra-Short Maturity ETF
OPER
|
+$1.07M |
| 5 |
iShares Select Dividend ETF
DVY
|
+$529K |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MSCI Emerging Markets ETF
EEM
|
+$4.75M |
| 2 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
+$2.8M |
| 3 |
Vanguard Morningstar Mid-Cap ETF
VO
|
+$2.1M |
| 4 |
iShares Core S&P Small-Cap ETF
IJR
|
+$504K |
| 5 |
JPMorgan Ultra-Short Income ETF
JPST
|
+$375K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 88.4% |
| 2 | Technology | 3.4% |
| 3 | Consumer Discretionary | 2.68% |
| 4 | Industrials | 2.11% |
| 5 | Consumer Staples | 1.24% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
1
Vanguard High Dividend Yield ETF
VYM
$81B
| $18.9M | 14.01% |
183,285
+881
| +0.5% | +$93.1K |
2020 Q4
3 quarters
|
|
2
Invesco QQQ Trust
QQQ
$499B
| $18.1M | 13.42% |
50,693
+1,291
| +3% | +$475K |
2020 Q4
3 quarters
|
|
|
3
Vanguard Morningstar Mid-Cap ETF
VO
$107B
| $13.2M | 9.76% |
222,808
-34,696
| -13% | -$2.1M |
2020 Q4
3 quarters
|
|
|
4
iShares Core S&P Small-Cap ETF
IJR
$103B
| $12M | 8.89% |
110,088
-4,580
| -4% | -$504K |
2020 Q4
3 quarters
|
|
|
5
VanEck Semiconductor ETF
SMH
$72B
| $7.09M | 5.25% |
55,338
+13,060
| +31% | +$1.72M |
2021 Q1
2 quarters
|
|
|
6
iShares Select Dividend ETF
DVY
$22.6B
| $6.21M | 4.6% |
54,166
+4,525
| +9% | +$529K |
2021 Q1
2 quarters
|
|
7
State Street Industrial Select Sector SPDR ETF
XLI
$30.8B
| $6.14M | 4.54% |
62,739
+1,237
| +2% | +$127K |
2020 Q4
3 quarters
|
|
|
8
Invesco S&P 500 Equal Weight ETF
RSP
$97.4B
| $5.38M | 3.98% |
35,884
+32,445
| +943% | +$4.97M |
2020 Q4
3 quarters
|
|
9
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.7B
| $5.18M | 3.83% |
54,826
+2,751
| +5% | +$263K |
2020 Q4
3 quarters
|
|
|
10
iShares MSCI USA Min Vol Factor ETF
USMV
$23.9B
| $4.3M | 3.18% |
58,445
-36,707
| -39% | -$2.8M |
2020 Q4
3 quarters
|
|
|
11
State Street Health Care Select Sector SPDR ETF
XLV
$44.5B
| $3.46M | 2.56% |
27,156
+24,383
| +879% | +$3.22M |
2020 Q4
3 quarters
|
|
12
State Street Technology Select Sector SPDR ETF
XLK
$129B
| $2.62M | 1.94% |
35,142
-2,760
| -7% | -$213K |
2020 Q4
3 quarters
|
|
13
Apple
AAPL
$4.98T
| $2.46M | 1.82% |
17,358
-694
| -4% | -$102K |
2020 Q4
3 quarters
|
|
14
iShares S&P 500 Growth ETF
IVW
$79.8B
| $2.36M | 1.75% |
31,991
-1,316
| -4% | -$100K |
2020 Q4
3 quarters
|
|
15
ITT
ITT
$18.1B
| $1.78M | 1.32% |
20,730
| – | – |
2021 Q2
1 quarter
|
|
16
State Street SPDR S&P 500 ETF Trust
SPY
$822B
| $1.65M | 1.22% |
3,847
-281
| -7% | -$124K |
2020 Q4
3 quarters
|
|
17
iShares Russell 2000 ETF
IWM
$78.3B
| $1.47M | 1.09% |
6,705
+826
| +14% | +$183K |
2021 Q1
2 quarters
|
|
18
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
$1.7B
| $1.41M | 1.04% |
14,296
+678
| +5% | +$68.3K |
2021 Q1
2 quarters
|
|
19
PepsiCo
PEP
$173B
| $1.29M | 0.95% |
8,554
-1,107
| -11% | -$171K |
2020 Q4
3 quarters
|
|
20
RH
RH
$2.21B
| $1.27M | 0.94% |
1,900
| – | – |
2020 Q4
3 quarters
|
|
21
Tesla
TSLA
$1.49T
| $1.12M | 0.83% |
4,332
+66
| +2% | +$15.5K |
2020 Q4
3 quarters
|
|
|
22
ClearShares Ultra-Short Maturity ETF
OPER
$118M
| $1.07M | 0.79% |
+10,703
| New | +$1.07M |
2021 Q3
0 quarters
|
|
23
Vanguard Short-Term Corporate Bond ETF
VCSH
$43.9B
| $930K | 0.69% |
11,288
+2,014
| +22% | +$166K |
2020 Q4
3 quarters
|
|
24
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.64B
| $929K | 0.69% |
20,323
-875
| -4% | -$40K |
2020 Q4
3 quarters
|
|
25
iShares Russell Mid-Cap Growth ETF
IWP
$19.8B
| $923K | 0.68% |
8,237
-622
| -7% | -$71.5K |
2020 Q4
3 quarters
|
|
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Round Rock Advisors's Q3 2021 Portfolio in Review
As of Q3 2021, Round Rock Advisors held 70 positions worth $135M, down 1.4% from $137M the previous quarter. Its ten largest holdings account for 71% of the portfolio.
Round Rock Advisors's Q3 2021 filing shows 2 new, 14 increased, 24 reduced and 10 closed positions. Its largest new stake was ClearShares Ultra-Short Maturity ETF: 10,703 shares worth $1.07M. The largest sale was iShares MSCI Emerging Markets ETF, an estimated $4.75M.
By sector, the portfolio is most concentrated in Miscellaneous at 88% of assets, up from 88% a quarter earlier, followed by Technology and Consumer Discretionary.
- Round Rock Advisors's largest Q3 2021 buy was ClearShares Ultra-Short Maturity ETF: 10,703 shares worth $1.07M.
- Round Rock Advisors added most to Invesco S&P 500 Equal Weight ETF in Q3 2021, an estimated $4.97M increase.
- Round Rock Advisors's biggest Q3 2021 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $2.8M.
- Round Rock Advisors fully exited iShares MSCI Emerging Markets ETF in Q3 2021, selling an estimated $4.75M.
- Round Rock Advisors's ten largest holdings make up 71% of its $135M portfolio in Q3 2021.
- Round Rock Advisors opened 2 new positions and closed 10 in Q3 2021.
- Round Rock Advisors's portfolio value fell 1.4% quarter-over-quarter to $135M.
Based on Round Rock Advisors's 13F filing for Q3 2021, filed 25 Oct 2021.