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RRA
Round Rock Advisors Portfolio holdings
AUM
$776M
1-Year Est. Return
39.53%
This Fund
S&P 500
This Quarter
Est. Return
+1.09%
1 Year Est. Return
+39.53%
3 Year Est. Return
+87.36%
5 Year Est. Return
+92.88%
10 Year Est. Return
–
AUM
$654M
AUM Growth
-$11.3M
(-1.7%)
Cap. Flow
-$6.48M
Cap. Flow
% of AUM
-0.99%
Top 10 Holdings %
Top 10 Hldgs %
45.5%
Holding
363
New
37
Increased
114
Reduced
109
Closed
45
Avg Time Held
7.8
quarters
Top 10 Avg Time Held
14.9
quarters
Top 20 Avg Time Held
15.1
quarters
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
American Century Short Duration Strategic Income ETF
SDSI
|
+$2.56M |
| 2 |
Stratasys
SSYS
|
+$2.19M |
| 3 |
LOKV
Live Oak Acquisition Corp V
LOKV
|
+$1.41M |
| 4 |
Neuberger Short Duration Income ETF
NBSD
|
+$1.09M |
| 5 |
CPS Technologies
CPSH
|
+$1.08M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street Energy Select Sector SPDR ETF
XLE
|
+$2.71M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$2.26M |
| 3 |
LegalZoom.com
LZ
|
+$1.58M |
| 4 |
T1 Energy
TE
|
+$1.2M |
| 5 |
Oil-Dri
ODC
|
+$1.05M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 61.93% |
| 2 | Technology | 9.72% |
| 3 | Financials | 6.44% |
| 4 | Healthcare | 5.12% |
| 5 | Industrials | 4.91% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
1
Vanguard High Dividend Yield ETF
VYM
$81B
| $46.3M | 7.09% |
312,896
+5,263
| +2% | +$791K |
2020 Q4
21 quarters
|
|
2
Invesco QQQ Trust
QQQ
$499B
| $46.2M | 7.07% |
80,064
-1,038
| -1% | -$631K |
2020 Q4
21 quarters
|
|
3
JPMorgan Ultra-Short Income ETF
JPST
$42.4B
| $45.9M | 7.02% |
906,061
+5,135
| +0.6% | +$260K |
2021 Q4
17 quarters
|
|
4
VanEck Semiconductor ETF
SMH
$72B
| $33.3M | 5.09% |
86,792
-1,473
| -2% | -$585K |
2021 Q1
20 quarters
|
|
5
iShares Core S&P Small-Cap ETF
IJR
$103B
| $29.7M | 4.55% |
238,982
-2,665
| -1% | -$339K |
2020 Q4
21 quarters
|
|
6
Vanguard Morningstar Mid-Cap ETF
VO
$107B
| $27.6M | 4.22% |
383,828
+4,840
| +1% | +$360K |
2020 Q4
21 quarters
|
|
7
State Street Industrial Select Sector SPDR ETF
XLI
$30.8B
| $18.2M | 2.79% |
112,725
+1,639
| +1% | +$275K |
2020 Q4
21 quarters
|
|
8
iShares Select Dividend ETF
DVY
$22.6B
| $17.4M | 2.66% |
114,647
+3,734
| +3% | +$564K |
2021 Q1
20 quarters
|
|
9
Apple
AAPL
$4.98T
| $17M | 2.6% |
66,821
-172
| -0.3% | -$44.8K |
2020 Q4
21 quarters
|
|
10
State Street Health Care Select Sector SPDR ETF
XLV
$44.5B
| $15.8M | 2.42% |
107,918
+4,691
| +5% | +$724K |
2020 Q4
21 quarters
|
|
|
11
American Century Short Duration Strategic Income ETF
SDSI
$328M
| $14.7M | 2.26% |
287,522
+49,629
| +21% | +$2.56M |
2025 Q3
2 quarters
|
|
12
Berkshire Hathaway Class A
BRK.A
$1.11T
| $13.6M | 2.09% |
19
| – | – |
2023 Q4
9 quarters
|
|
|
13
Neuberger Short Duration Income ETF
NBSD
$1.58B
| $12.6M | 1.93% |
248,191
+21,356
| +9% | +$1.09M |
2025 Q3
2 quarters
|
|
14
Microsoft
MSFT
$4.02T
| $11.8M | 1.8% |
31,839
-61
| -0.2% | -$25.5K |
2020 Q4
21 quarters
|
|
15
Alphabet (Google) Class C
GOOG
$4.27T
| $10.7M | 1.63% |
37,230
-31
| -0.1% | -$9.74K |
2020 Q4
21 quarters
|
|
16
Invesco S&P 500 Equal Weight ETF
RSP
$97.4B
| $8.64M | 1.32% |
45,026
+117
| +0.3% | +$23.2K |
2020 Q4
21 quarters
|
|
17
State Street Technology Select Sector SPDR ETF
XLK
$129B
| $7.67M | 1.17% |
57,712
-1,703
| -3% | -$240K |
2020 Q4
21 quarters
|
|
18
Amazon
AMZN
$2.8T
| $7.1M | 1.09% |
34,077
-4,441
| -12% | -$978K |
2020 Q4
21 quarters
|
|
19
State Street Utilities Select Sector SPDR ETF
XLU
$24.1B
| $5.8M | 0.89% |
126,323
+4,977
| +4% | +$223K |
2025 Q1
4 quarters
|
|
|
20
State Street SPDR S&P 500 ETF Trust
SPY
$822B
| $5.69M | 0.87% |
8,745
-3,324
| -28% | -$2.26M |
2020 Q4
21 quarters
|
|
21
ExxonMobil
XOM
$708B
| $5.37M | 0.82% |
31,660
-367
| -1% | -$53.6K |
2020 Q4
21 quarters
|
|
22
iShares MSCI USA Min Vol Factor ETF
USMV
$23.9B
| $4.22M | 0.65% |
45,539
-399
| -0.9% | -$37.9K |
2020 Q4
21 quarters
|
|
23
NVIDIA
NVDA
$5.46T
| $4.15M | 0.63% |
23,775
-3
| -0% | -$550 |
2022 Q4
13 quarters
|
|
24
AbbVie
ABBV
$497B
| $3.93M | 0.6% |
18,080
-1,532
| -8% | -$340K |
2023 Q4
9 quarters
|
|
25
Intercontinental Exchange
ICE
$88.4B
| $3.75M | 0.57% |
23,854
-2,182
| -8% | -$356K |
2023 Q4
9 quarters
|
|
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Round Rock Advisors's Q1 2026 Portfolio in Review
As of Q1 2026, Round Rock Advisors held 363 positions worth $654M, down 1.7% from $665M the previous quarter. Its ten largest holdings account for 45% of the portfolio.
Round Rock Advisors's Q1 2026 filing shows 37 new, 114 increased, 109 reduced and 45 closed positions. Its largest new stake was Stratasys: 223,922 shares worth $1.75M. The largest sale was State Street Energy Select Sector SPDR ETF, an estimated $2.71M.
By sector, the portfolio is most concentrated in Miscellaneous at 62% of assets, up from 61% a quarter earlier, followed by Technology and Financials.
- Round Rock Advisors's largest Q1 2026 buy was Stratasys: 223,922 shares worth $1.75M.
- Round Rock Advisors added most to American Century Short Duration Strategic Income ETF in Q1 2026, an estimated $2.56M increase.
- Round Rock Advisors's biggest Q1 2026 reduction was State Street Energy Select Sector SPDR ETF, cutting an estimated $2.71M.
- Round Rock Advisors fully exited LegalZoom.com in Q1 2026, selling an estimated $1.58M.
- Round Rock Advisors's ten largest holdings make up 45% of its $654M portfolio in Q1 2026.
- Round Rock Advisors opened 37 new positions and closed 45 in Q1 2026.
- Round Rock Advisors's portfolio value fell 1.7% quarter-over-quarter to $654M.
Based on Round Rock Advisors's 13F filing for Q1 2026, filed 15 May 2026.