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RRA

Round Rock Advisors Portfolio holdings

AUM $776M
1-Year Est. Return 39.53%
This Fund
S&P 500
This Quarter Est. Return
+5.98%
1 Year Est. Return
+39.53%
3 Year Est. Return
+87.36%
5 Year Est. Return
+92.88%
10 Year Est. Return
–
AUM
$428M
AUM Growth
+$17.1M
Cap. Flow
-$5.16M
Cap. Flow %
-1.21%
Top 10 Hldgs %
48.54%
Holding
189
New
9
Increased
39
Reduced
81
Closed
6
Avg Time Held
8.4 quarters
Top 10 Avg Time Held
10.5 quarters
Top 20 Avg Time Held
10.6 quarters

Top Buys

Rank Stock Value
1
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$4.68M
2
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$655K
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$411K
4
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$397K
5
DVY icon
iShares Select Dividend ETF
DVY
+$268K

Top Sells

Rank Stock Value
1
KRE icon
State Street SPDR S&P Regional Banking ETF
KRE
+$3.96M
2
HD icon
Home Depot
HD
+$1.4M
3
AAPL icon
Apple
AAPL
+$963K
4
XSD icon
State Street SPDR S&P Semiconductor ETF
XSD
+$893K
5
RTX icon
RTX Corp
RTX
+$545K

Sector Composition

Rank Sector Weight
1 Miscellaneous 63.59%
2 Technology 11.2%
3 Financials 7.39%
4 Healthcare 4.61%
5 Communication Services 3.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
VYM icon
1
Vanguard High Dividend Yield ETF
VYM
$81B
$34.3M 8.01%
267,375
+3,213
+1% +$397K
2020 Q4
15 quarters
QQQ icon
2
Invesco QQQ Trust
QQQ
$499B
$33.5M 7.84%
68,732
-586
-0.8% -$277K
2020 Q4
15 quarters
IJR icon
3
iShares Core S&P Small-Cap ETF
IJR
$103B
$23.5M 5.5%
201,087
+5,797
+3% +$655K
2020 Q4
15 quarters
VO icon
4
Vanguard Morningstar Mid-Cap ETF
VO
$107B
$22.2M 5.2%
337,132
-1,884
-0.6% -$118K
2020 Q4
15 quarters
AAPL icon
5
Apple
AAPL
$4.97T
$20.2M 4.73%
86,847
-4,314
-5% -$963K
2020 Q4
15 quarters
SMH icon
6
VanEck Semiconductor ETF
SMH
$71.9B
$19.5M 4.56%
79,447
+719
+0.9% +$175K
2021 Q1
14 quarters
MSFT icon
7
Microsoft
MSFT
$4.01T
$15.7M 3.66%
36,426
+202
+0.6% +$86.3K
2020 Q4
15 quarters
BRK.A icon
8
Berkshire Hathaway Class A
BRK.A
$1.11T
$13.8M 3.23%
20
– –
2023 Q4
3 quarters
XLI icon
9
State Street Industrial Select Sector SPDR ETF
XLI
$30.9B
$13M 3.03%
95,848
+412
+0.4% +$52.4K
2020 Q4
15 quarters
DVY icon
10
iShares Select Dividend ETF
DVY
$22.6B
$11.9M 2.78%
87,921
+2,071
+2% +$268K
2021 Q1
14 quarters
XLV icon
11
State Street Health Care Select Sector SPDR ETF
XLV
$44.4B
$11.4M 2.67%
74,124
+1,472
+2% +$223K
2020 Q4
15 quarters
RSP icon
12
Invesco S&P 500 Equal Weight ETF
RSP
$97.3B
$11.2M 2.61%
62,360
+700
+1% +$120K
2020 Q4
15 quarters
XLK icon
13
State Street Technology Select Sector SPDR ETF
XLK
$129B
$7.44M 1.74%
65,908
-32
-0% -$3.51K
2020 Q4
15 quarters
GOOG icon
14
Alphabet (Google) Class C
GOOG
$4.28T
$7.32M 1.71%
43,795
-178
-0.4% -$30.1K
2020 Q4
15 quarters
AMZN icon
15
Amazon
AMZN
$2.8T
$6.97M 1.63%
37,425
+461
+1% +$84.1K
2020 Q4
15 quarters
JPST icon
16
JPMorgan Ultra-Short Income ETF
JPST
$42.4B
$6.55M 1.53%
129,040
+2,388
+2% +$121K
2021 Q4
11 quarters
UNH icon
17
UnitedHealth
UNH
$339B
$6.23M 1.46%
10,657
– –
2023 Q4
3 quarters
SPY icon
18
State Street SPDR S&P 500 ETF Trust
SPY
$821B
$5.95M 1.39%
10,371
+743
+8% +$411K
2020 Q4
15 quarters
USMV icon
19
iShares MSCI USA Min Vol Factor ETF
USMV
$23.8B
$4.73M 1.11%
51,821
-255
-0.5% -$22.5K
2020 Q4
15 quarters
XLE icon
20
State Street Energy Select Sector SPDR ETF
XLE
$42.4B
$4.6M 1.07%
+104,698
New +$4.68M
2024 Q3
0 quarters
ICE icon
21
Intercontinental Exchange
ICE
$88.2B
$4.5M 1.05%
28,012
-400
-1% -$61.7K
2023 Q4
3 quarters
ABBV icon
22
AbbVie
ABBV
$495B
$4.09M 0.96%
20,713
-48
-0.2% -$8.96K
2023 Q4
3 quarters
ELV icon
23
Elevance Health
ELV
$91.5B
$3.74M 0.87%
7,209
– –
2023 Q4
3 quarters
APD icon
24
Air Products & Chemicals
APD
$63.1B
$3.47M 0.81%
11,667
– –
2023 Q4
3 quarters
IBDR icon
25
iShares iBonds Dec 2026 Term Corporate ETF
IBDR
$3.08B
$3.14M 0.73%
129,388
-8,270
-6% -$199K
2023 Q4
3 quarters
1
2 3 4 5

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AWM
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SWM
SilverOak Wealth Management Edina, Minnesota $777M AUM 25.67% 1-Year Est. Return
NG
Northstar Group New York $777M AUM 17.64% 1-Year Est. Return
AF
Ally Financial Detroit, Michigan $775M AUM 2.43% 1-Year Est. Return
HI
Hoey Investments Coatesville, Pennsylvania $774M AUM 27.34% 1-Year Est. Return
CIA
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PM
Pembroke Management Montreal, Quebec, Canada $774M AUM 40.73% 1-Year Est. Return

Round Rock Advisors's Q3 2024 Portfolio in Review

As of Q3 2024, Round Rock Advisors held 189 positions worth $428M, up 4.2% from $411M the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Round Rock Advisors's Q3 2024 filing shows 9 new, 39 increased, 81 reduced and 6 closed positions. Its largest new stake was State Street Energy Select Sector SPDR ETF: 104,698 shares worth $4.6M. The largest sale was State Street SPDR S&P Regional Banking ETF, an estimated $3.96M.

By sector, the portfolio is most concentrated in Miscellaneous at 64% of assets, up from 63% a quarter earlier, followed by Technology and Financials.

  • Round Rock Advisors's largest Q3 2024 buy was State Street Energy Select Sector SPDR ETF: 104,698 shares worth $4.6M.
  • Round Rock Advisors added most to iShares Core S&P Small-Cap ETF in Q3 2024, an estimated $655K increase.
  • Round Rock Advisors's biggest Q3 2024 reduction was Home Depot, cutting an estimated $1.4M.
  • Round Rock Advisors fully exited State Street SPDR S&P Regional Banking ETF in Q3 2024, selling an estimated $3.96M.
  • Round Rock Advisors's ten largest holdings make up 49% of its $428M portfolio in Q3 2024.
  • Round Rock Advisors opened 9 new positions and closed 6 in Q3 2024.
  • Round Rock Advisors's portfolio value rose 4.2% quarter-over-quarter to $428M.

Based on Round Rock Advisors's 13F filing for Q3 2024, filed 4 Nov 2024.