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RRA

Round Rock Advisors Portfolio holdings

AUM $776M
1-Year Est. Return 39.53%
This Fund
S&P 500
This Quarter Est. Return
-3.89%
1 Year Est. Return
+39.53%
3 Year Est. Return
+87.36%
5 Year Est. Return
+92.88%
10 Year Est. Return
–
AUM
$264M
AUM Growth
-$13.2M
Cap. Flow
-$2M
Cap. Flow %
-0.76%
Top 10 Hldgs %
55.74%
Holding
147
New
2
Increased
43
Reduced
44
Closed
6

Top Buys

Rank Stock Value
1
CGXU icon
Capital Group International Focus Equity ETF
CGXU
+$919K
2
JEPQ icon
JPMorgan Nasdaq Equity Premium Income ETF
JEPQ
+$483K
3
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$315K
4
PARA
Paramount Global Class B
PARA
+$267K
5
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$247K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.71M
2
AMZN icon
Amazon
AMZN
+$422K
3
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$316K
4
T icon
AT&T
T
+$293K
5
DSU icon
BlackRock Debt Strategies Fund
DSU
+$280K

Sector Composition

Rank Sector Weight
1 Technology 5.25%
2 Industrials 1.78%
3 Healthcare 1.73%
4 Consumer Discretionary 1.54%
5 Energy 1.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VYM icon
1
Vanguard High Dividend Yield ETF
VYM
$84.2B
$27.2M 10.32%
263,153
+545
+0.2% +$58.5K
QQQ icon
2
Invesco QQQ Trust
QQQ
$487B
$26.1M 9.89%
72,787
-399
-0.5% -$148K
VO icon
3
Vanguard Morningstar Mid-Cap ETF
VO
$111B
$19.1M 7.23%
366,116
-16
-0% -$877
IJR icon
4
iShares Core S&P Small-Cap ETF
IJR
$113B
$18.1M 6.86%
191,578
+2,476
+1% +$247K
SMH icon
5
VanEck Semiconductor ETF
SMH
$72.5B
$12.8M 4.86%
88,308
-321
-0.4% -$48.6K
XLI icon
6
State Street Industrial Select Sector SPDR ETF
XLI
$34.7B
$9.63M 3.65%
94,959
-8
-0% -$856
DVY icon
7
iShares Select Dividend ETF
DVY
$24B
$9.03M 3.42%
83,856
+340
+0.4% +$38.7K
XLV icon
8
State Street Health Care Select Sector SPDR ETF
XLV
$44B
$8.78M 3.33%
68,193
+703
+1% +$93.3K
RSP icon
9
Invesco S&P 500 Equal Weight ETF
RSP
$100B
$8.41M 3.19%
59,361
+37
+0.1% +$5.53K
AAPL icon
10
Apple
AAPL
$4.46T
$7.85M 2.98%
45,857
-9,342
-17% -$1.71M
XLK icon
11
State Street Technology Select Sector SPDR ETF
XLK
$125B
$6.39M 2.42%
77,972
-570
-0.7% -$48.9K
JPST icon
12
JPMorgan Ultra-Short Income ETF
JPST
$40.6B
$5.74M 2.18%
114,406
-6,305
-5% -$316K
SPY icon
13
State Street SPDR S&P 500 ETF Trust
SPY
$815B
$4.18M 1.58%
9,772
-39
-0.4% -$17.3K
USMV icon
14
iShares MSCI USA Min Vol Factor ETF
USMV
$24.6B
$4.14M 1.57%
57,240
-870
-1% -$64.9K
VCSH icon
15
Vanguard Short-Term Corporate Bond ETF
VCSH
$45.1B
$3.47M 1.32%
46,173
-783
-2% -$59.1K
KRE icon
16
State Street SPDR S&P Regional Banking ETF
KRE
$4.67B
$2.97M 1.13%
71,121
+4,731
+7% +$211K
JEPI icon
17
JPMorgan Equity Premium Income ETF
JEPI
$46.2B
$2.89M 1.1%
53,887
+5,710
+12% +$315K
VTIP icon
18
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.8B
$2.61M 0.99%
55,183
-119
-0.2% -$5.62K
IVW icon
19
iShares S&P 500 Growth ETF
IVW
$77.9B
$2.1M 0.8%
30,694
-42
-0.1% -$2.97K
EFAV icon
20
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.46B
$2.04M 0.77%
31,235
-300
-1% -$20.2K
QQQM icon
21
Invesco NASDAQ 100 ETF
QQQM
$104B
$2.03M 0.77%
13,745
+2
+0% +$305
XOM icon
22
ExxonMobil
XOM
$652B
$1.98M 0.75%
16,814
+55
+0.3% +$6.03K
ITT icon
23
ITT
ITT
$19.4B
$1.97M 0.75%
20,079
+64
+0.3% +$6.28K
VIG icon
24
Vanguard Dividend Appreciation ETF
VIG
$115B
$1.89M 0.72%
12,161
-9
-0.1% -$1.46K
IBM icon
25
IBM
IBM
$223B
$1.83M 0.7%
13,060
+82
+0.6% +$11.7K
1
2 3 4 5

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Round Rock Advisors's Q3 2023 Portfolio in Review

As of Q3 2023, Round Rock Advisors held 147 positions worth $264M, down 4.8% from $277M the previous quarter. Its ten largest holdings account for 56% of the portfolio.

Round Rock Advisors's Q3 2023 filing shows 2 new, 43 increased, 44 reduced and 6 closed positions. Its largest new stake was Capital Group International Focus Equity ETF: 39,961 shares worth $869K. The largest sale was Apple, an estimated $1.71M.

By sector, the portfolio is most concentrated in Technology at 5.3% of assets, down from 6.1% a quarter earlier, followed by Industrials and Healthcare.

  • Round Rock Advisors's largest Q3 2023 buy was Capital Group International Focus Equity ETF: 39,961 shares worth $869K.
  • Round Rock Advisors added most to JPMorgan Nasdaq Equity Premium Income ETF in Q3 2023, an estimated $483K increase.
  • Round Rock Advisors's biggest Q3 2023 reduction was Apple, cutting an estimated $1.71M.
  • Round Rock Advisors fully exited BlackRock Debt Strategies Fund in Q3 2023, selling an estimated $280K.
  • Round Rock Advisors's ten largest holdings make up 56% of its $264M portfolio in Q3 2023.
  • Round Rock Advisors opened 2 new positions and closed 6 in Q3 2023.
  • Round Rock Advisors's portfolio value fell 4.8% quarter-over-quarter to $264M.

Based on Round Rock Advisors's 13F filing for Q3 2023, filed 16 Oct 2023.