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RRA
Round Rock Advisors Portfolio holdings
AUM
$776M
1-Year Est. Return
39.53%
This Fund
S&P 500
This Quarter
Est. Return
+9.26%
1 Year Est. Return
+39.53%
3 Year Est. Return
+87.36%
5 Year Est. Return
+92.88%
10 Year Est. Return
–
AUM
$631M
AUM Growth
+$51.5M
(+8.9%)
Cap. Flow
+$9.53M
Cap. Flow
% of AUM
1.51%
Top 10 Holdings %
Top 10 Hldgs %
45.72%
Holding
364
New
149
Increased
66
Reduced
67
Closed
37
Avg Time Held
6.3
quarters
Top 10 Avg Time Held
13.1
quarters
Top 20 Avg Time Held
13.1
quarters
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
American Century Short Duration Strategic Income ETF
SDSI
|
+$8.61M |
| 2 |
Neuberger Short Duration Income ETF
NBSD
|
+$8.58M |
| 3 |
Latham Group
SWIM
|
+$1.68M |
| 4 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.52M |
| 5 |
iShares Core S&P Small-Cap ETF
IJR
|
+$1.49M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
JPMorgan Ultra-Short Income ETF
JPST
|
+$15.3M |
| 2 |
Dorchester Minerals
DMLP
|
+$8.63M |
| 3 |
Trinity Capital Inc
TRIN
|
+$8.17M |
| 4 |
Sixth Street Specialty
TSLX
|
+$6.69M |
| 5 |
Barings Participation Investors
MPV
|
+$4.14M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 61.85% |
| 2 | Technology | 11.04% |
| 3 | Financials | 6.88% |
| 4 | Industrials | 4.36% |
| 5 | Healthcare | 4% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
1
Invesco QQQ Trust
QQQ
$499B
| $48.4M | 7.67% |
80,588
+2,543
| +3% | +$1.46M |
2020 Q4
19 quarters
|
|
|
2
JPMorgan Ultra-Short Income ETF
JPST
$42.4B
| $44.6M | 7.07% |
879,756
-303,154
| -26% | -$15.3M |
2021 Q4
15 quarters
|
|
3
Vanguard High Dividend Yield ETF
VYM
$81B
| $42.7M | 6.77% |
303,037
+6,252
| +2% | +$859K |
2020 Q4
19 quarters
|
|
4
VanEck Semiconductor ETF
SMH
$72B
| $29.4M | 4.65% |
89,946
+90
| +0.1% | +$26.6K |
2021 Q1
18 quarters
|
|
|
5
iShares Core S&P Small-Cap ETF
IJR
$103B
| $28.3M | 4.48% |
238,195
+12,980
| +6% | +$1.49M |
2020 Q4
19 quarters
|
|
6
Vanguard Morningstar Mid-Cap ETF
VO
$107B
| $27.5M | 4.36% |
374,556
+19,100
| +5% | +$1.37M |
2020 Q4
19 quarters
|
|
7
Apple
AAPL
$4.98T
| $17.9M | 2.83% |
70,116
-13,581
| -16% | -$3.07M |
2020 Q4
19 quarters
|
|
8
Microsoft
MSFT
$4.02T
| $17.6M | 2.78% |
33,903
-2,098
| -6% | -$1.07M |
2020 Q4
19 quarters
|
|
9
State Street Industrial Select Sector SPDR ETF
XLI
$30.8B
| $16.9M | 2.68% |
109,708
+1,378
| +1% | +$209K |
2020 Q4
19 quarters
|
|
10
iShares Select Dividend ETF
DVY
$22.6B
| $15.4M | 2.43% |
108,036
+3,375
| +3% | +$467K |
2021 Q1
18 quarters
|
|
11
Berkshire Hathaway Class A
BRK.A
$1.11T
| $15.1M | 2.39% |
20
| – | – |
2023 Q4
7 quarters
|
|
12
State Street Health Care Select Sector SPDR ETF
XLV
$44.5B
| $13.9M | 2.2% |
99,958
+8,528
| +9% | +$1.15M |
2020 Q4
19 quarters
|
|
13
Invesco S&P 500 Equal Weight ETF
RSP
$97.4B
| $13.7M | 2.16% |
71,961
-2,922
| -4% | -$544K |
2020 Q4
19 quarters
|
|
14
Alphabet (Google) Class C
GOOG
$4.27T
| $9.79M | 1.55% |
40,186
-102
| -0.3% | -$21.4K |
2020 Q4
19 quarters
|
|
|
15
American Century Short Duration Strategic Income ETF
SDSI
$328M
| $8.65M | 1.37% |
+167,279
| New | +$8.61M |
2025 Q3
0 quarters
|
|
16
State Street Technology Select Sector SPDR ETF
XLK
$129B
| $8.61M | 1.36% |
61,094
-922
| -1% | -$122K |
2020 Q4
19 quarters
|
|
|
17
State Street SPDR S&P 500 ETF Trust
SPY
$822B
| $8.61M | 1.36% |
12,918
+2,372
| +22% | +$1.52M |
2020 Q4
19 quarters
|
|
|
18
Neuberger Short Duration Income ETF
NBSD
$1.58B
| $8.59M | 1.36% |
+167,892
| New | +$8.58M |
2025 Q3
0 quarters
|
|
19
Amazon
AMZN
$2.8T
| $8.27M | 1.31% |
37,646
+51
| +0.1% | +$11.5K |
2020 Q4
19 quarters
|
|
20
State Street Utilities Select Sector SPDR ETF
XLU
$24.1B
| $4.95M | 0.78% |
113,606
+6,312
| +6% | +$267K |
2025 Q1
2 quarters
|
|
21
iShares MSCI USA Min Vol Factor ETF
USMV
$23.9B
| $4.57M | 0.72% |
48,013
-761
| -2% | -$71.3K |
2020 Q4
19 quarters
|
|
22
AbbVie
ABBV
$497B
| $4.53M | 0.72% |
19,579
-926
| -5% | -$189K |
2023 Q4
7 quarters
|
|
23
IBM
IBM
$214B
| $4.46M | 0.71% |
15,798
+383
| +2% | +$100K |
2020 Q4
19 quarters
|
|
24
NVIDIA
NVDA
$5.46T
| $4.39M | 0.7% |
23,533
+161
| +0.7% | +$28.1K |
2022 Q4
11 quarters
|
|
25
Intercontinental Exchange
ICE
$88.4B
| $4.39M | 0.69% |
26,028
-109
| -0.4% | -$19.5K |
2023 Q4
7 quarters
|
|
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Round Rock Advisors's Q3 2025 Portfolio in Review
As of Q3 2025, Round Rock Advisors held 364 positions worth $631M, up 8.9% from $580M the previous quarter. Its ten largest holdings account for 46% of the portfolio.
Round Rock Advisors's Q3 2025 filing shows 149 new, 66 increased, 67 reduced and 37 closed positions. Its largest new stake was American Century Short Duration Strategic Income ETF: 167,279 shares worth $8.65M. The largest sale was JPMorgan Ultra-Short Income ETF, an estimated $15.3M.
By sector, the portfolio is most concentrated in Miscellaneous at 62% of assets, down from 63% a quarter earlier, followed by Technology and Financials.
- Round Rock Advisors's largest Q3 2025 buy was American Century Short Duration Strategic Income ETF: 167,279 shares worth $8.65M.
- Round Rock Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2025, an estimated $1.52M increase.
- Round Rock Advisors's biggest Q3 2025 reduction was JPMorgan Ultra-Short Income ETF, cutting an estimated $15.3M.
- Round Rock Advisors fully exited Dorchester Minerals in Q3 2025, selling an estimated $8.63M.
- Round Rock Advisors's ten largest holdings make up 46% of its $631M portfolio in Q3 2025.
- Round Rock Advisors opened 149 new positions and closed 37 in Q3 2025.
- Round Rock Advisors's portfolio value rose 8.9% quarter-over-quarter to $631M.
Based on Round Rock Advisors's 13F filing for Q3 2025, filed 14 Nov 2025.