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RRA

Round Rock Advisors Portfolio holdings

AUM $776M
1-Year Est. Return 39.53%
This Fund
S&P 500
This Quarter Est. Return
+9.26%
1 Year Est. Return
+39.53%
3 Year Est. Return
+87.36%
5 Year Est. Return
+92.88%
10 Year Est. Return
–
AUM
$631M
AUM Growth
+$51.5M
Cap. Flow
+$9.53M
Cap. Flow %
1.51%
Top 10 Hldgs %
45.72%
Holding
364
New
149
Increased
66
Reduced
67
Closed
37

Top Buys

Rank Stock Value
1
SDSI icon
American Century Short Duration Strategic Income ETF
SDSI
+$8.61M
2
NBSD
Neuberger Short Duration Income ETF
NBSD
+$8.58M
3
SWIM icon
Latham Group
SWIM
+$1.68M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.52M
5
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$1.49M

Top Sells

Rank Stock Value
1
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$15.3M
2
DMLP icon
Dorchester Minerals
DMLP
+$8.63M
3
TRIN icon
Trinity Capital Inc.
TRIN
+$8.17M
4
TSLX icon
Sixth Street Specialty
TSLX
+$6.69M
5
MPV
Barings Participation Investors
MPV
+$4.14M

Sector Composition

Rank Sector Weight
1 Technology 11.04%
2 Financials 6.88%
3 Industrials 4.36%
4 Healthcare 4.03%
5 Consumer Discretionary 3.67%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QQQ icon
1
Invesco QQQ Trust
QQQ
$487B
$48.4M 7.67%
80,588
+2,543
+3% +$1.46M
JPST icon
2
JPMorgan Ultra-Short Income ETF
JPST
$40.6B
$44.6M 7.07%
879,756
-303,154
-26% -$15.3M
VYM icon
3
Vanguard High Dividend Yield ETF
VYM
$84.2B
$42.7M 6.77%
303,037
+6,252
+2% +$859K
SMH icon
4
VanEck Semiconductor ETF
SMH
$72.5B
$29.4M 4.65%
89,946
+90
+0.1% +$26.6K
IJR icon
5
iShares Core S&P Small-Cap ETF
IJR
$113B
$28.3M 4.48%
238,195
+12,980
+6% +$1.49M
VO icon
6
Vanguard Morningstar Mid-Cap ETF
VO
$111B
$27.5M 4.36%
374,556
+19,100
+5% +$1.37M
AAPL icon
7
Apple
AAPL
$4.46T
$17.9M 2.83%
70,116
-13,581
-16% -$3.07M
MSFT icon
8
Microsoft
MSFT
$3.69T
$17.6M 2.78%
33,903
-2,098
-6% -$1.07M
XLI icon
9
State Street Industrial Select Sector SPDR ETF
XLI
$34.7B
$16.9M 2.68%
109,708
+1,378
+1% +$209K
DVY icon
10
iShares Select Dividend ETF
DVY
$24B
$15.4M 2.43%
108,036
+3,375
+3% +$467K
BRK.A icon
11
Berkshire Hathaway Class A
BRK.A
$1.09T
$15.1M 2.39%
20
– –
XLV icon
12
State Street Health Care Select Sector SPDR ETF
XLV
$44B
$13.9M 2.2%
99,958
+8,528
+9% +$1.15M
RSP icon
13
Invesco S&P 500 Equal Weight ETF
RSP
$100B
$13.7M 2.16%
71,961
-2,922
-4% -$544K
GOOG icon
14
Alphabet (Google) Class C
GOOG
$4.21T
$9.79M 1.55%
40,186
-102
-0.3% -$21.4K
SDSI icon
15
American Century Short Duration Strategic Income ETF
SDSI
$256M
$8.65M 1.37%
+167,279
New +$8.61M
XLK icon
16
State Street Technology Select Sector SPDR ETF
XLK
$125B
$8.61M 1.36%
61,094
-922
-1% -$122K
SPY icon
17
State Street SPDR S&P 500 ETF Trust
SPY
$815B
$8.61M 1.36%
12,918
+2,372
+22% +$1.52M
NBSD
18
Neuberger Short Duration Income ETF
NBSD
$1.23B
$8.59M 1.36%
+167,892
New +$8.58M
AMZN icon
19
Amazon
AMZN
$2.86T
$8.27M 1.31%
37,646
+51
+0.1% +$11.5K
XLU icon
20
State Street Utilities Select Sector SPDR ETF
XLU
$22.9B
$4.95M 0.78%
113,606
+6,312
+6% +$267K
USMV icon
21
iShares MSCI USA Min Vol Factor ETF
USMV
$24.6B
$4.57M 0.72%
48,013
-761
-2% -$71.3K
ABBV icon
22
AbbVie
ABBV
$443B
$4.53M 0.72%
19,579
-926
-5% -$189K
IBM icon
23
IBM
IBM
$223B
$4.46M 0.71%
15,798
+383
+2% +$100K
NVDA icon
24
NVIDIA
NVDA
$5.46T
$4.39M 0.7%
23,533
+161
+0.7% +$28.1K
ICE icon
25
Intercontinental Exchange
ICE
$87.2B
$4.39M 0.69%
26,028
-109
-0.4% -$19.5K
1
2 3 4 5

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Round Rock Advisors's Q3 2025 Portfolio in Review

As of Q3 2025, Round Rock Advisors held 364 positions worth $631M, up 8.9% from $580M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Round Rock Advisors's Q3 2025 filing shows 149 new, 66 increased, 67 reduced and 37 closed positions. Its largest new stake was American Century Short Duration Strategic Income ETF: 167,279 shares worth $8.65M. The largest sale was JPMorgan Ultra-Short Income ETF, an estimated $15.3M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 9.5% a quarter earlier, followed by Financials and Industrials.

  • Round Rock Advisors's largest Q3 2025 buy was American Century Short Duration Strategic Income ETF: 167,279 shares worth $8.65M.
  • Round Rock Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2025, an estimated $1.52M increase.
  • Round Rock Advisors's biggest Q3 2025 reduction was JPMorgan Ultra-Short Income ETF, cutting an estimated $15.3M.
  • Round Rock Advisors fully exited Dorchester Minerals in Q3 2025, selling an estimated $8.63M.
  • Round Rock Advisors's ten largest holdings make up 46% of its $631M portfolio in Q3 2025.
  • Round Rock Advisors opened 149 new positions and closed 37 in Q3 2025.
  • Round Rock Advisors's portfolio value rose 8.9% quarter-over-quarter to $631M.

Based on Round Rock Advisors's 13F filing for Q3 2025, filed 14 Nov 2025.