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RRA

Round Rock Advisors Portfolio holdings

AUM $776M
1-Year Est. Return 39.53%
This Fund
S&P 500
This Quarter Est. Return
+8.69%
1 Year Est. Return
+39.53%
3 Year Est. Return
+87.36%
5 Year Est. Return
+92.88%
10 Year Est. Return
–
AUM
$244M
AUM Growth
+$23.4M
Cap. Flow
+$6.5M
Cap. Flow %
2.66%
Top 10 Hldgs %
53.93%
Holding
158
New
16
Increased
55
Reduced
40
Closed
5
Avg Time Held
4.4 quarters
Top 10 Avg Time Held
6.5 quarters
Top 20 Avg Time Held
5.6 quarters

Top Buys

Rank Stock Value
1
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$2.6M
2
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$2.1M
3
XSD icon
State Street SPDR S&P Semiconductor ETF
XSD
+$886K
4
RTX icon
RTX Corp
RTX
+$320K
5
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$295K

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$1.85M
2
SMH icon
VanEck Semiconductor ETF
SMH
+$796K
3
PDI icon
PIMCO Dynamic Income Fund
PDI
+$372K
4
BWA icon
BorgWarner
BWA
+$283K
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$275K

Sector Composition

Rank Sector Weight
1 Miscellaneous 81.74%
2 Technology 5.06%
3 Healthcare 2.49%
4 Consumer Discretionary 2.15%
5 Industrials 2.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
VYM icon
1
Vanguard High Dividend Yield ETF
VYM
$81B
$27.6M 11.3%
255,014
+2,611
+1% +$278K
2020 Q4
8 quarters
QQQ icon
2
Invesco QQQ Trust
QQQ
$499B
$18.3M 7.51%
68,867
-6,692
-9% -$1.85M
2020 Q4
8 quarters
VO icon
3
Vanguard Morningstar Mid-Cap ETF
VO
$107B
$17.8M 7.27%
348,668
+4,460
+1% +$227K
2020 Q4
8 quarters
IJR icon
4
iShares Core S&P Small-Cap ETF
IJR
$103B
$17.4M 7.12%
183,715
+1,378
+0.8% +$132K
2020 Q4
8 quarters
DVY icon
5
iShares Select Dividend ETF
DVY
$22.6B
$9.73M 3.98%
80,698
+1,308
+2% +$155K
2021 Q1
7 quarters
XLI icon
6
State Street Industrial Select Sector SPDR ETF
XLI
$30.9B
$9.06M 3.71%
92,292
+1,852
+2% +$176K
2020 Q4
8 quarters
SMH icon
7
VanEck Semiconductor ETF
SMH
$71.9B
$8.61M 3.52%
84,840
-7,834
-8% -$796K
2021 Q1
7 quarters
XLV icon
8
State Street Health Care Select Sector SPDR ETF
XLV
$44.4B
$8.01M 3.28%
58,949
+2,223
+4% +$295K
2020 Q4
8 quarters
RSP icon
9
Invesco S&P 500 Equal Weight ETF
RSP
$97.3B
$7.99M 3.27%
56,590
+1,693
+3% +$237K
2020 Q4
8 quarters
AAPL icon
10
Apple
AAPL
$4.97T
$7.22M 2.95%
55,534
+38
+0.1% +$5.43K
2020 Q4
8 quarters
JPST icon
11
JPMorgan Ultra-Short Income ETF
JPST
$42.4B
$6.09M 2.5%
121,553
+51,788
+74% +$2.6M
2021 Q4
4 quarters
XLK icon
12
State Street Technology Select Sector SPDR ETF
XLK
$129B
$4.72M 1.93%
75,892
+33,144
+78% +$2.1M
2020 Q4
8 quarters
USMV icon
13
iShares MSCI USA Min Vol Factor ETF
USMV
$23.8B
$4.26M 1.75%
59,146
-1,154
-2% -$82.1K
2020 Q4
8 quarters
SPY icon
14
State Street SPDR S&P 500 ETF Trust
SPY
$821B
$3.84M 1.57%
10,039
+332
+3% +$128K
2020 Q4
8 quarters
VCSH icon
15
Vanguard Short-Term Corporate Bond ETF
VCSH
$43.9B
$3.72M 1.52%
49,432
-1,165
-2% -$87.1K
2020 Q4
8 quarters
VTIP icon
16
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$20.5B
$2.83M 1.16%
60,679
-3,761
-6% -$179K
2021 Q4
4 quarters
PFE icon
17
Pfizer
PFE
$162B
$2.02M 0.83%
39,502
-107
-0.3% -$5.13K
2020 Q4
8 quarters
EFAV icon
18
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.27B
$2.02M 0.83%
31,726
-2,338
-7% -$143K
2020 Q4
8 quarters
VIG icon
19
Vanguard Dividend Appreciation ETF
VIG
$112B
$1.94M 0.79%
12,769
+105
+0.8% +$15.6K
2021 Q1
7 quarters
XOM icon
20
ExxonMobil
XOM
$707B
$1.91M 0.78%
17,313
-80
-0.5% -$8.57K
2020 Q4
8 quarters
IVW icon
21
iShares S&P 500 Growth ETF
IVW
$79.8B
$1.87M 0.76%
31,910
+204
+0.6% +$12.2K
2020 Q4
8 quarters
IBM icon
22
IBM
IBM
$214B
$1.82M 0.74%
12,896
+870
+7% +$120K
2020 Q4
8 quarters
PEP icon
23
PepsiCo
PEP
$173B
$1.74M 0.71%
9,645
-50
-0.5% -$8.92K
2020 Q4
8 quarters
HD icon
24
Home Depot
HD
$291B
$1.71M 0.7%
5,425
+28
+0.5% +$8.53K
2021 Q4
4 quarters
ITT icon
25
ITT
ITT
$18B
$1.68M 0.69%
20,730
– –
2021 Q2
6 quarters
1
2 3 4 5

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SWM
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Round Rock Advisors's Q4 2022 Portfolio in Review

As of Q4 2022, Round Rock Advisors held 158 positions worth $244M, up 11% from $221M the previous quarter. Its ten largest holdings account for 54% of the portfolio.

Round Rock Advisors's Q4 2022 filing shows 16 new, 55 increased, 40 reduced and 5 closed positions. Its largest new stake was State Street SPDR S&P Semiconductor ETF: 5,303 shares worth $887K. The largest sale was Invesco QQQ Trust, an estimated $1.85M.

By sector, the portfolio is most concentrated in Miscellaneous at 82% of assets, up from 81% a quarter earlier, followed by Technology and Healthcare.

  • Round Rock Advisors's largest Q4 2022 buy was State Street SPDR S&P Semiconductor ETF: 5,303 shares worth $887K.
  • Round Rock Advisors added most to JPMorgan Ultra-Short Income ETF in Q4 2022, an estimated $2.6M increase.
  • Round Rock Advisors's biggest Q4 2022 reduction was Invesco QQQ Trust, cutting an estimated $1.85M.
  • Round Rock Advisors fully exited PIMCO Dynamic Income Fund in Q4 2022, selling an estimated $372K.
  • Round Rock Advisors's ten largest holdings make up 54% of its $244M portfolio in Q4 2022.
  • Round Rock Advisors opened 16 new positions and closed 5 in Q4 2022.
  • Round Rock Advisors's portfolio value rose 11% quarter-over-quarter to $244M.

Based on Round Rock Advisors's 13F filing for Q4 2022, filed 19 Jan 2023.