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RRA

Round Rock Advisors Portfolio holdings

AUM $654M
1-Year Est. Return 22.95%
This Fund
S&P 500
This Quarter Est. Return
+3.57%
1 Year Est. Return
+22.95%
3 Year Est. Return
+62.63%
5 Year Est. Return
+67.85%
10 Year Est. Return
–
AUM
$665M
AUM Growth
+$33.6M
Cap. Flow
+$21M
Cap. Flow %
3.15%
Top 10 Hldgs %
44.37%
Holding
371
New
44
Increased
154
Reduced
75
Closed
45

Top Buys

1
SDSI icon
American Century Short Duration Strategic Income ETF
SDSI
+$3.65M
2
NBSD
Neuberger Short Duration Income ETF
NBSD
+$3.02M
3
EZBC icon
Franklin Bitcoin ETF
EZBC
+$2.39M
4
SPOT icon
Spotify
SPOT
+$1.67M
5
KEEL
Keel Infrastructure Corp
KEEL
+$1.12M

Top Sells

1
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$5.14M
2
ITT icon
ITT
ITT
+$3.65M
3
IBDQ
iShares iBonds Dec 2025 Term Corporate ETF
IBDQ
+$2.64M
4
TSLA icon
Tesla
TSLA
+$1.99M
5
AAMI
Acadian Asset Management
AAMI
+$1.08M

Sector Composition

1 Technology 11.12%
2 Financials 6.83%
3 Healthcare 5.21%
4 Industrials 4.22%
5 Communication Services 3.42%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QQQ icon
1
Invesco QQQ Trust
QQQ
$473B
$49.8M 7.49%
81,102
+514
+0.6% +$315K
JPST icon
2
JPMorgan Ultra-Short Income ETF
JPST
$39.8B
$45.6M 6.86%
900,926
+21,170
+2% +$1.07M
VYM icon
3
Vanguard High Dividend Yield ETF
VYM
$80.4B
$44.2M 6.64%
307,633
+4,596
+2% +$654K
SMH icon
4
VanEck Semiconductor ETF
SMH
$69B
$31.8M 4.78%
88,265
-1,681
-2% -$590K
IJR icon
5
iShares Core S&P Small-Cap ETF
IJR
$111B
$29M 4.37%
241,647
+3,452
+1% +$413K
VO icon
6
Vanguard Mid-Cap ETF
VO
$106B
$27.5M 4.14%
378,988
+4,432
+1% +$322K
AAPL icon
7
Apple
AAPL
$4.89T
$18.2M 2.74%
66,993
-3,123
-4% -$838K
XLI icon
8
State Street Industrial Select Sector SPDR ETF
XLI
$33.5B
$17.2M 2.59%
111,086
+1,378
+1% +$212K
XLV icon
9
State Street Health Care Select Sector SPDR ETF
XLV
$41.5B
$16M 2.4%
103,227
+3,269
+3% +$490K
DVY icon
10
iShares Select Dividend ETF
DVY
$23.9B
$15.7M 2.35%
110,913
+2,877
+3% +$406K
MSFT icon
11
Microsoft
MSFT
$2.98T
$15.4M 2.32%
31,900
-2,003
-6% -$1M
BRK.A icon
12
Berkshire Hathaway Class A
BRK.A
$1.06T
$14.3M 2.16%
19
-1
-5% -$746K
SDSI icon
13
American Century Short Duration Strategic Income ETF
SDSI
$233M
$12.3M 1.85%
237,893
+70,614
+42% +$3.65M
GOOG icon
14
Alphabet (Google) Class C
GOOG
$4.32T
$11.7M 1.76%
37,261
-2,925
-7% -$838K
NBSD
15
Neuberger Short Duration Income ETF
NBSD
$1.16B
$11.6M 1.75%
226,835
+58,943
+35% +$3.02M
AMZN icon
16
Amazon
AMZN
$2.69T
$8.89M 1.34%
38,518
+872
+2% +$200K
RSP icon
17
Invesco S&P 500 Equal Weight ETF
RSP
$97.2B
$8.6M 1.29%
44,909
-27,052
-38% -$5.14M
XLK icon
18
State Street Technology Select Sector SPDR ETF
XLK
$116B
$8.55M 1.29%
59,415
-1,679
-3% -$242K
SPY icon
19
State Street SPDR S&P 500 ETF Trust
SPY
$782B
$8.23M 1.24%
12,069
-849
-7% -$574K
XLU icon
20
State Street Utilities Select Sector SPDR ETF
XLU
$23.7B
$5.18M 0.78%
121,346
+7,740
+7% +$343K
ABBV icon
21
AbbVie
ABBV
$449B
$4.48M 0.67%
19,612
+33
+0.2% +$7.52K
NVDA icon
22
NVIDIA
NVDA
$5.02T
$4.43M 0.67%
23,778
+245
+1% +$45.6K
USMV icon
23
iShares MSCI USA Min Vol Factor ETF
USMV
$23.2B
$4.33M 0.65%
45,938
-2,075
-4% -$195K
ICE icon
24
Intercontinental Exchange
ICE
$80.2B
$4.22M 0.63%
26,036
+8
+0% +$1.25K
IBM icon
25
IBM
IBM
$206B
$3.98M 0.6%
13,423
-2,375
-15% -$711K
1
2 3 4 5

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PAI
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FMN
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GPSPJS
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W
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WIM
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AG
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Round Rock Advisors's Q4 2025 Portfolio in Review

As of Q4 2025, Round Rock Advisors held 371 positions worth $665M, up 5.3% from $631M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Round Rock Advisors deployed $21M of net new capital in Q4 2025, opening 44 new positions and adding to 154 existing holdings. Its largest new stake was Franklin Bitcoin ETF: 41,264 shares worth $2.09M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Invesco S&P 500 Equal Weight ETF, an estimated $5.14M trimmed.

  • Round Rock Advisors's largest Q4 2025 buy was Franklin Bitcoin ETF: 41,264 shares worth $2.09M.
  • Round Rock Advisors added most to American Century Short Duration Strategic Income ETF in Q4 2025, an estimated $3.65M increase.
  • Round Rock Advisors's biggest Q4 2025 reduction was Invesco S&P 500 Equal Weight ETF, cutting an estimated $5.14M.
  • Round Rock Advisors fully exited ITT in Q4 2025, selling an estimated $3.65M.
  • Round Rock Advisors's ten largest holdings make up 44% of its $665M portfolio in Q4 2025.
  • Round Rock Advisors opened 44 new positions and closed 45 in Q4 2025.
  • Round Rock Advisors's portfolio value rose 5.3% quarter-over-quarter to $665M.

Based on Round Rock Advisors's 13F filing for Q4 2025, filed 27 Jan 2026.