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RRA

Round Rock Advisors Portfolio holdings

AUM $654M
1-Year Est. Return 22.95%
This Fund
S&P 500
This Quarter Est. Return
+1.09%
1 Year Est. Return
+22.95%
3 Year Est. Return
+62.63%
5 Year Est. Return
+67.85%
10 Year Est. Return
–
AUM
$654M
AUM Growth
-$11.3M
Cap. Flow
-$6.48M
Cap. Flow %
-0.99%
Top 10 Hldgs %
45.5%
Holding
363
New
37
Increased
114
Reduced
109
Closed
45

Top Buys

1
SDSI icon
American Century Short Duration Strategic Income ETF
SDSI
+$2.56M
2
SSYS icon
Stratasys
SSYS
+$2.19M
3
LOKV
Live Oak Acquisition Corp V
LOKV
+$1.41M
4
NBSD
Neuberger Short Duration Income ETF
NBSD
+$1.09M
5
CPSH icon
CPS Technologies
CPSH
+$1.08M

Top Sells

1
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$2.71M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$2.26M
3
LZ icon
LegalZoom.com
LZ
+$1.58M
4
TE
T1 Energy
TE
+$1.2M
5
ODC icon
Oil-Dri
ODC
+$1.05M

Sector Composition

1 Technology 9.72%
2 Financials 6.44%
3 Healthcare 5.12%
4 Industrials 4.91%
5 Energy 3.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SXI icon
101
Standex International
SXI
$3.69B
$1.03M 0.16%
4,031
+14
+0.3% +$3.51K
META icon
102
Meta Platforms (Facebook)
META
$1.69T
$1.02M 0.16%
1,791
-304
-15% -$195K
ICSH icon
103
iShares Ultra Short Duration Bond Active ETF
ICSH
$7.85B
$1.02M 0.16%
20,226
-188
-0.9% -$9.52K
WMT icon
104
Walmart Inc
WMT
$915B
$1.02M 0.16%
8,228
-3,394
-29% -$417K
JEPQ icon
105
JPMorgan Nasdaq Equity Premium Income ETF
JEPQ
$39.6B
$1.01M 0.15%
18,185
-1,180
-6% -$68.2K
BNY
106
Bank of New York Mellon
BNY
$110B
$998K 0.15%
8,413
-1,000
-11% -$119K
VTIP icon
107
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$985K 0.15%
19,727
-492
-2% -$24.5K
MYRG icon
108
MYR Group
MYRG
$6.21B
$983K 0.15%
3,483
-1,513
-30% -$393K
ARRY icon
109
Array Technologies
ARRY
$961M
$967K 0.15%
133,803
+305
+0.2% +$2.82K
NFLX icon
110
Netflix
NFLX
$313B
$966K 0.15%
10,050
+170
+2% +$15K
USLM icon
111
United States Lime & Minerals
USLM
$3.13B
$958K 0.15%
7,335
-3,552
-33% -$427K
HAPN
112
Happen Inc
HAPN
$2.27B
$939K 0.14%
65,554
-9,950
-13% -$167K
LASR icon
113
nLIGHT
LASR
$3.71B
$932K 0.14%
16,339
+9,645
+144% +$523K
IWY icon
114
iShares Russell Top 200 Growth ETF
IWY
$16.5B
$931K 0.14%
3,742
+15
+0.4% +$3.97K
SCHD icon
115
Schwab US Dividend Equity ETF
SCHD
$100B
$929K 0.14%
30,277
-629
-2% -$19.1K
SPLV icon
116
Invesco S&P 500 Low Volatility ETF
SPLV
$7.22B
$919K 0.14%
12,558
– –
DE icon
117
Deere & Co
DE
$162B
$917K 0.14%
1,628
– –
VIGI icon
118
Vanguard International Dividend Appreciation ETF
VIGI
$8.91B
$907K 0.14%
10,250
-11
-0.1% -$1.01K
CVS icon
119
CVS Health
CVS
$136B
$905K 0.14%
12,599
-2,472
-16% -$190K
AMP icon
120
Ameriprise Financial
AMP
$47.9B
$899K 0.14%
2,023
– –
SWIM icon
121
Latham Group
SWIM
$712M
$884K 0.14%
164,558
+1,192
+0.7% +$7.59K
GRBK icon
122
Green Brick Partners
GRBK
$3.24B
$882K 0.14%
13,692
+76
+0.6% +$5.35K
ITA icon
123
iShares US Aerospace & Defense ETF
ITA
$13.7B
$865K 0.13%
3,954
+754
+24% +$176K
ORCL icon
124
Oracle
ORCL
$358B
$851K 0.13%
5,783
-732
-11% -$119K
PFE icon
125
Pfizer
PFE
$143B
$848K 0.13%
30,216
-1,544
-5% -$41.1K
3 4
5
6 7

Similar funds

NGM
North Growth Management Vancouver, British Columbia, Canada $653M AUM 88.28% 1-Year Est. Return
PAI
Palo Alto Investors Palo Alto, California $654M AUM 77.8% 1-Year Est. Return
FMN
Financial Management Network Mission Viejo, California $653M AUM 17.76% 1-Year Est. Return
GPSPJS
General Pension Society PZU Joint Stock Warsaw, Poland $654M AUM 55.85% 1-Year Est. Return
W
WPWealth Fort Worth, Texas $654M AUM 13.19% 1-Year Est. Return
WIM
Westside Investment Management Santa Monica, California $653M AUM 28.36% 1-Year Est. Return
AG
Alibaba Group Causeway Bay, Hong Kong $653M AUM 16.11% 1-Year Est. Return
JJ
Johnson & Johnson New Brunswick, New Jersey $652M AUM 198.07% 1-Year Est. Return

Round Rock Advisors's Q1 2026 Portfolio in Review

As of Q1 2026, Round Rock Advisors held 363 positions worth $654M, down 1.7% from $665M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Round Rock Advisors's Q1 2026 filing shows 37 new, 114 increased, 109 reduced and 45 closed positions. Its largest new stake was Stratasys: 223,922 shares worth $1.75M. The largest sale was State Street Energy Select Sector SPDR ETF, an estimated $2.71M.

By sector, the portfolio is most concentrated in Technology at 9.7% of assets, down from 11% a quarter earlier, followed by Financials and Healthcare.

  • Round Rock Advisors's largest Q1 2026 buy was Stratasys: 223,922 shares worth $1.75M.
  • Round Rock Advisors added most to American Century Short Duration Strategic Income ETF in Q1 2026, an estimated $2.56M increase.
  • Round Rock Advisors's biggest Q1 2026 reduction was State Street Energy Select Sector SPDR ETF, cutting an estimated $2.71M.
  • Round Rock Advisors fully exited LegalZoom.com in Q1 2026, selling an estimated $1.58M.
  • Round Rock Advisors's ten largest holdings make up 45% of its $654M portfolio in Q1 2026.
  • Round Rock Advisors opened 37 new positions and closed 45 in Q1 2026.
  • Round Rock Advisors's portfolio value fell 1.7% quarter-over-quarter to $654M.

Based on Round Rock Advisors's 13F filing for Q1 2026, filed 15 May 2026.