Round Rock Advisors’s State Street SPDR Dow Jones Industrial Average ETF Trust DIA Stock Holding History

Round Rock Advisors’s Portfolio DIA Stock Details DIA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q3	$1.57M	Sell	3,096 -103	-3%	-$54.2K	0.22%	63
2026 Q2	$1.67M	Buy	3,199 +11	+0.3%	+$5.49K	0.22%	71
2026 Q1	$1.48M	Sell	3,188 -77	-2%	-$37.3K	0.23%	62
2025 Q4	$1.57M	Buy	3,265 +16	+0.5%	+$7.57K	0.24%	60
2025 Q3	$1.51M	Hold	3,249	–	–	0.24%	62
2025 Q2	$1.43M	Hold	3,249	–	–	0.25%	66
2025 Q1	$1.36M	Buy	3,249 +5	+0.2%	+$2.16K	0.25%	63
2024 Q4	$1.38M	Buy	3,244 +6	+0.2%	+$2.6K	0.28%	56
2024 Q3	$1.37M	Hold	3,238	–	–	0.32%	55
2024 Q2	$1.27M	Hold	3,238	–	–	0.31%	56
2024 Q1	$1.29M	Buy	3,238 +122	+4%	+$47K	0.31%	60
2023 Q4	$1.17M	Buy	3,116 +526	+20%	+$184K	0.3%	62
2023 Q3	$867K	Hold	2,590	–	–	0.33%	51
2023 Q2	$891K	Buy	2,590 +2	+0.1%	+$673	0.32%	53
2023 Q1	$861K	Buy	2,588 +1,758	+212%	+$584K	0.33%	54
2022 Q4	$275K	Hold	830	–	–	0.11%	122
2022 Q3	$238K	Hold	830	–	–	0.11%	123
2022 Q2	$255K	Hold	830	–	–	0.11%	117
2022 Q1	$288K	Buy	830 +40	+5%	+$13.9K	0.12%	107
2021 Q4	$287K	Buy	+790	New	+$281K	0.13%	101

Other funds holding DIA

LPL Financial San Diego, California $468B AUM 17.69% 1-Year Est. Return

UBS Group Zurich, Switzerland $765B AUM 28.39% 1-Year Est. Return

Bank of Montreal Toronto, Ontario, Canada $313B AUM 26.62% 1-Year Est. Return

JP Morgan Chase New York $1.84T AUM 33.86% 1-Year Est. Return

Focus Partners Wealth Boston, Massachusetts $96.6B AUM 22.52% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $375B AUM 21.05% 1-Year Est. Return

IMC Chicago Chicago, Illinois $483B AUM 41.26% 1-Year Est. Return

BNP Paribas Financial Markets Paris, France $294B AUM 47.59% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $45.2B AUM 20.72% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $83.6B AUM 19.78% 1-Year Est. Return

Round Rock Advisors's DIA Position: Q3 2026 in Review

Round Rock Advisors reduced its State Street SPDR Dow Jones Industrial Average ETF Trust (DIA) stake by 3.2% in Q3 2026, selling an estimated $54.2K and leaving 3,096 shares worth $1.57M. The position accounts for 0.22% of the portfolio, ranked #63.

Round Rock Advisors first reported a position in DIA in Q4 2021 and has held it in 20 quarters since. The position peaked at $1.67M in Q2 2026. 1,159 funds tracked by Wall St. Rank hold DIA as of Q3 2026.

Round Rock Advisors held 3,096 shares of State Street SPDR Dow Jones Industrial Average ETF Trust worth $1.57M as of Q3 2026.
Round Rock Advisors sold 103 State Street SPDR Dow Jones Industrial Average ETF Trust shares in Q3 2026, an estimated $54.2K.
State Street SPDR Dow Jones Industrial Average ETF Trust made up 0.22% of Round Rock Advisors's portfolio in Q3 2026, its #63 holding.
Round Rock Advisors first reported a position in State Street SPDR Dow Jones Industrial Average ETF Trust in Q4 2021 and has held it in 20 quarters since.
Round Rock Advisors's State Street SPDR Dow Jones Industrial Average ETF Trust position peaked at $1.67M in Q2 2026.
1,159 funds tracked by Wall St. Rank held State Street SPDR Dow Jones Industrial Average ETF Trust as of Q3 2026.

Based on Round Rock Advisors's 13F filing for Q3 2026, filed 12 Nov 2026.