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RRA

Round Rock Advisors Portfolio holdings

AUM $776M
1-Year Est. Return 39.53%
This Fund
S&P 500
This Quarter Est. Return
+9.26%
1 Year Est. Return
+39.53%
3 Year Est. Return
+87.36%
5 Year Est. Return
+92.88%
10 Year Est. Return
–
AUM
$631M
AUM Growth
+$51.5M
Cap. Flow
+$9.53M
Cap. Flow %
1.51%
Top 10 Hldgs %
45.72%
Holding
364
New
149
Increased
66
Reduced
67
Closed
37

Top Buys

Rank Stock Value
1
SDSI icon
American Century Short Duration Strategic Income ETF
SDSI
+$8.61M
2
NBSD
Neuberger Short Duration Income ETF
NBSD
+$8.58M
3
SWIM icon
Latham Group
SWIM
+$1.68M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.52M
5
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$1.49M

Top Sells

Rank Stock Value
1
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$15.3M
2
DMLP icon
Dorchester Minerals
DMLP
+$8.63M
3
TRIN icon
Trinity Capital Inc.
TRIN
+$8.17M
4
TSLX icon
Sixth Street Specialty
TSLX
+$6.69M
5
MPV
Barings Participation Investors
MPV
+$4.14M

Sector Composition

Rank Sector Weight
1 Technology 11.04%
2 Financials 6.88%
3 Industrials 4.36%
4 Healthcare 4.03%
5 Consumer Discretionary 3.67%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AEM icon
51
Agnico Eagle Mines
AEM
$91.3B
$1.77M 0.28%
10,500
-65
-0.6% -$8.93K
SWIM icon
52
Latham Group
SWIM
$889M
$1.76M 0.28%
+228,696
New +$1.68M
IVV icon
53
iShares Core S&P 500 ETF
IVV
$910B
$1.74M 0.27%
2,598
+47
+2% +$30.3K
C icon
54
Citigroup
C
$233B
$1.73M 0.27%
17,085
+103
+0.6% +$9.77K
NFLX icon
55
Netflix
NFLX
$326B
$1.63M 0.26%
13,570
+930
+7% +$114K
JPM icon
56
JPMorgan Chase
JPM
$965B
$1.59M 0.25%
5,030
+17
+0.3% +$5.06K
VV icon
57
Vanguard Morningstar Large-Cap ETF
VV
$54.9B
$1.56M 0.25%
5,052
-39
-0.8% -$11.5K
NXPI icon
58
NXP Semiconductors
NXPI
$58.5B
$1.55M 0.25%
6,802
+51
+0.8% +$11.5K
META icon
59
Meta Platforms (Facebook)
META
$1.52T
$1.54M 0.24%
2,094
-46
-2% -$34.2K
VOO icon
60
Vanguard S&P 500 ETF
VOO
$1.04T
$1.53M 0.24%
2,498
+57
+2% +$33.6K
ANET icon
61
Arista Networks
ANET
$257B
$1.53M 0.24%
10,491
+2
+0% +$258
DIA icon
62
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$48.3B
$1.51M 0.24%
3,249
– –
VCSH icon
63
Vanguard Short-Term Corporate Bond ETF
VCSH
$45.1B
$1.49M 0.24%
18,641
+100
+0.5% +$7.95K
PEP icon
64
PepsiCo
PEP
$192B
$1.42M 0.23%
10,131
+7
+0.1% +$1K
TDOC icon
65
Teladoc Health
TDOC
$1.26B
$1.42M 0.22%
+170,313
New +$1.33M
BN icon
66
Brookfield
BN
$111B
$1.4M 0.22%
30,713
– –
WMT icon
67
Walmart Inc
WMT
$921B
$1.21M 0.19%
11,702
+842
+8% +$83.8K
EPD icon
68
Enterprise Products Partners
EPD
$82.1B
$1.2M 0.19%
38,435
-520
-1% -$16.4K
SUSA icon
69
iShares ESG Optimized MSCI USA ETF
SUSA
$4.21B
$1.17M 0.19%
8,616
– –
CVS icon
70
CVS Health
CVS
$121B
$1.13M 0.18%
15,041
-70
-0.5% -$4.8K
GS icon
71
Goldman Sachs
GS
$304B
$1.12M 0.18%
1,412
+66
+5% +$48.9K
EFAV icon
72
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.46B
$1.12M 0.18%
13,184
-160
-1% -$13.5K
PLUS icon
73
ePlus
PLUS
$2.31B
$1.11M 0.18%
+15,302
New +$1.08M
IWY icon
74
iShares Russell Top 200 Growth ETF
IWY
$16.7B
$1.11M 0.18%
4,047
+15
+0.4% +$3.88K
PLPC icon
75
Preformed Line Products
PLPC
$2.19B
$1.1M 0.17%
+4,703
New +$826K
1 2
3
4 5

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Round Rock Advisors's Q3 2025 Portfolio in Review

As of Q3 2025, Round Rock Advisors held 364 positions worth $631M, up 8.9% from $580M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Round Rock Advisors's Q3 2025 filing shows 149 new, 66 increased, 67 reduced and 37 closed positions. Its largest new stake was American Century Short Duration Strategic Income ETF: 167,279 shares worth $8.65M. The largest sale was JPMorgan Ultra-Short Income ETF, an estimated $15.3M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 9.5% a quarter earlier, followed by Financials and Industrials.

  • Round Rock Advisors's largest Q3 2025 buy was American Century Short Duration Strategic Income ETF: 167,279 shares worth $8.65M.
  • Round Rock Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2025, an estimated $1.52M increase.
  • Round Rock Advisors's biggest Q3 2025 reduction was JPMorgan Ultra-Short Income ETF, cutting an estimated $15.3M.
  • Round Rock Advisors fully exited Dorchester Minerals in Q3 2025, selling an estimated $8.63M.
  • Round Rock Advisors's ten largest holdings make up 46% of its $631M portfolio in Q3 2025.
  • Round Rock Advisors opened 149 new positions and closed 37 in Q3 2025.
  • Round Rock Advisors's portfolio value rose 8.9% quarter-over-quarter to $631M.

Based on Round Rock Advisors's 13F filing for Q3 2025, filed 14 Nov 2025.