RRA

Round Rock Advisors Portfolio holdings

AUM $539M

AUM

$539M

AUM Growth

+$51.7M (+11%)

Cap. Flow

+$69.4M

Cap. Flow % of AUM

12.88%

Top 10 Holdings %Top 10 Hldgs %

47.01%

Holding

233

New

16

Increased

112

Reduced

62

Closed

17

Top Buys

1	JPMorgan Ultra-Short Income ETF JPST	$14.5M
2	Trinity Capital TRIN	$5.17M
3	Dorchester Minerals DMLP	$4.9M
4	Sixth Street Specialty TSLX	$4.26M
5	Invesco QQQ Trust QQQ	$3.93M

Top Sells

1	Apple AAPL	$2.24M
2	Amazon AMZN	$1.24M
3	Schwab US Large- Cap ETF SCHX	$758K
4	SPDR S&P 500 ETF Trust SPY	$567K
5	Schwab U.S Small- Cap ETF SCHA	$376K

Sector Composition

1	Financials	12.68%
2	Technology	8.83%
3	Energy	3.68%
4	Healthcare	3.47%
5	Communication Services	2.51%

#	Name	Market Value	Portfolio Weight	Shares or Principal	Shares Change %	Capital Flow
226	226 PIMCO Enhanced Short Maturity Active Exchange-Traded Fund MINT $13.2B	$0	0%	0 -2,375	Closed	–
227	227 iShares Preferred and Income Securities ETF PFF $13.6B	$0	0%	0 -8,145	Closed	–
228	228 Schwab US Broad Market ETF SCHB $33.1B	$0	0%	0 -9,098	Closed	–
229	229 Schwab US Large-Cap Growth ETF SCHG $41.7B	$0	0%	0 -7,617	Closed	–
230	230 SPDR Portfolio S&P 600 Small Cap ETF SPSM $10.9B	$0	0%	0 -4,610	Closed	–
231	231 State Street STT $27.4B	$0	0%	0 -2,203	Closed	–
232	232 Visa V $676B	$0	0%	0 -938	Closed	–
233	233 SPDR S&P Semiconductor ETF XSD $1.22B	$0	0%	0 -1,076	Closed	–