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RRA

Round Rock Advisors Portfolio holdings

AUM $654M
1-Year Est. Return 22.95%
This Fund
S&P 500
This Quarter Est. Return
+1.09%
1 Year Est. Return
+22.95%
3 Year Est. Return
+62.63%
5 Year Est. Return
+67.85%
10 Year Est. Return
–
AUM
$654M
AUM Growth
-$11.3M
Cap. Flow
-$6.48M
Cap. Flow %
-0.99%
Top 10 Hldgs %
45.5%
Holding
363
New
37
Increased
114
Reduced
109
Closed
45

Top Buys

1
SDSI icon
American Century Short Duration Strategic Income ETF
SDSI
+$2.56M
2
SSYS icon
Stratasys
SSYS
+$2.19M
3
LOKV
Live Oak Acquisition Corp V
LOKV
+$1.41M
4
NBSD
Neuberger Short Duration Income ETF
NBSD
+$1.09M
5
CPSH icon
CPS Technologies
CPSH
+$1.08M

Top Sells

1
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$2.71M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$2.26M
3
LZ icon
LegalZoom.com
LZ
+$1.58M
4
TE
T1 Energy
TE
+$1.2M
5
ODC icon
Oil-Dri
ODC
+$1.05M

Sector Composition

1 Technology 9.72%
2 Financials 6.44%
3 Healthcare 5.12%
4 Industrials 4.91%
5 Energy 3.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IBDT icon
201
iShares iBonds Dec 2028 Term Corporate ETF
IBDT
$4.04B
$464K 0.07%
18,302
– –
SHOP icon
202
Shopify
SHOP
$158B
$460K 0.07%
3,880
– –
AEIS icon
203
Advanced Energy
AEIS
$11.1B
$460K 0.07%
1,426
-1,418
-50% -$411K
FTK icon
204
Flotek Industries
FTK
$931M
$456K 0.07%
+26,851
New +$461K
ABCB icon
205
Ameris Bancorp
ABCB
$6.22B
$453K 0.07%
+5,805
New +$461K
IGA
206
Voya Global Advantage and Premium Opportunity Fund
IGA
$154M
$451K 0.07%
47,168
– –
PLXS icon
207
Plexus
PLXS
$6.64B
$446K 0.07%
2,202
+39
+2% +$7.41K
GRDN
208
Guardian Pharmacy Services
GRDN
$2.55B
$444K 0.07%
11,795
– –
AAON icon
209
Aaon
AAON
$9.01B
$442K 0.07%
5,345
+87
+2% +$7.91K
YUM icon
210
Yum! Brands
YUM
$43B
$442K 0.07%
2,843
– –
AMAT icon
211
Applied Materials
AMAT
$425B
$441K 0.07%
+1,291
New +$434K
CFR icon
212
Cullen/Frost Bankers
CFR
$10.2B
$436K 0.07%
3,183
+1,219
+62% +$168K
MEM icon
213
Matthews Emerging Markets Equity Active ETF
MEM
$51M
$432K 0.07%
11,634
– –
EVLV icon
214
Evolv Technologies
EVLV
$1.03B
$429K 0.07%
+70,991
New +$415K
IEFA icon
215
iShares Core MSCI EAFE ETF
IEFA
$185B
$423K 0.06%
4,673
– –
BW icon
216
Babcock & Wilcox
BW
$1.46B
$417K 0.06%
+28,382
New +$298K
PLX icon
217
Protalix BioTherapeutics
PLX
$186M
$417K 0.06%
192,080
+36,978
+24% +$91.8K
PLTR icon
218
Palantir
PLTR
$314B
$414K 0.06%
2,831
+54
+2% +$8.26K
VHT icon
219
Vanguard Health Care ETF
VHT
$18.2B
$413K 0.06%
1,516
– –
SDY icon
220
State Street SPDR S&P Dividend ETF
SDY
$22.1B
$410K 0.06%
2,808
– –
AMPH icon
221
Amphastar Pharmaceuticals
AMPH
$886M
$401K 0.06%
20,495
+18
+0.1% +$440
UNP icon
222
Union Pacific
UNP
$180B
$400K 0.06%
1,647
+30
+2% +$7.35K
IGV icon
223
iShares Expanded Tech-Software Sector ETF
IGV
$13.8B
$393K 0.06%
+4,910
New +$435K
BUFQ icon
224
FT Vest Fund of Nasdaq-100 Buffer ETFs
BUFQ
$1.49B
$389K 0.06%
11,000
– –
GSIE icon
225
Goldman Sachs ActiveBeta International Equity ETF
GSIE
$5.86B
$380K 0.06%
8,820
-68
-0.8% -$3.02K
7 8
9
10 11

Similar funds

NGM
North Growth Management Vancouver, British Columbia, Canada $653M AUM 88.28% 1-Year Est. Return
PAI
Palo Alto Investors Palo Alto, California $654M AUM 77.8% 1-Year Est. Return
FMN
Financial Management Network Mission Viejo, California $653M AUM 17.76% 1-Year Est. Return
GPSPJS
General Pension Society PZU Joint Stock Warsaw, Poland $654M AUM 55.85% 1-Year Est. Return
W
WPWealth Fort Worth, Texas $654M AUM 13.19% 1-Year Est. Return
WIM
Westside Investment Management Santa Monica, California $653M AUM 28.36% 1-Year Est. Return
AG
Alibaba Group Causeway Bay, Hong Kong $653M AUM 16.11% 1-Year Est. Return
JJ
Johnson & Johnson New Brunswick, New Jersey $652M AUM 198.07% 1-Year Est. Return

Round Rock Advisors's Q1 2026 Portfolio in Review

As of Q1 2026, Round Rock Advisors held 363 positions worth $654M, down 1.7% from $665M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Round Rock Advisors's Q1 2026 filing shows 37 new, 114 increased, 109 reduced and 45 closed positions. Its largest new stake was Stratasys: 223,922 shares worth $1.75M. The largest sale was State Street Energy Select Sector SPDR ETF, an estimated $2.71M.

By sector, the portfolio is most concentrated in Technology at 9.7% of assets, down from 11% a quarter earlier, followed by Financials and Healthcare.

  • Round Rock Advisors's largest Q1 2026 buy was Stratasys: 223,922 shares worth $1.75M.
  • Round Rock Advisors added most to American Century Short Duration Strategic Income ETF in Q1 2026, an estimated $2.56M increase.
  • Round Rock Advisors's biggest Q1 2026 reduction was State Street Energy Select Sector SPDR ETF, cutting an estimated $2.71M.
  • Round Rock Advisors fully exited LegalZoom.com in Q1 2026, selling an estimated $1.58M.
  • Round Rock Advisors's ten largest holdings make up 45% of its $654M portfolio in Q1 2026.
  • Round Rock Advisors opened 37 new positions and closed 45 in Q1 2026.
  • Round Rock Advisors's portfolio value fell 1.7% quarter-over-quarter to $654M.

Based on Round Rock Advisors's 13F filing for Q1 2026, filed 15 May 2026.