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RRA

Round Rock Advisors Portfolio holdings

AUM $654M
1-Year Est. Return 22.95%
This Fund
S&P 500
This Quarter Est. Return
+1.09%
1 Year Est. Return
+22.95%
3 Year Est. Return
+62.63%
5 Year Est. Return
+67.85%
10 Year Est. Return
–
AUM
$654M
AUM Growth
-$11.3M
Cap. Flow
-$6.48M
Cap. Flow %
-0.99%
Top 10 Hldgs %
45.5%
Holding
363
New
37
Increased
114
Reduced
109
Closed
45

Top Buys

1
SDSI icon
American Century Short Duration Strategic Income ETF
SDSI
+$2.56M
2
SSYS icon
Stratasys
SSYS
+$2.19M
3
LOKV
Live Oak Acquisition Corp V
LOKV
+$1.41M
4
NBSD
Neuberger Short Duration Income ETF
NBSD
+$1.09M
5
CPSH icon
CPS Technologies
CPSH
+$1.08M

Top Sells

1
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$2.71M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$2.26M
3
LZ icon
LegalZoom.com
LZ
+$1.58M
4
TE
T1 Energy
TE
+$1.2M
5
ODC icon
Oil-Dri
ODC
+$1.05M

Sector Composition

1 Technology 9.72%
2 Financials 6.44%
3 Healthcare 5.12%
4 Industrials 4.91%
5 Energy 3.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VOE icon
276
Vanguard Mid-Cap Value ETF
VOE
$23.6B
$268K 0.04%
1,453
-40
-3% -$7.47K
OCC icon
277
Optical Cable Corp
OCC
$128M
$258K 0.04%
31,272
– –
CALF icon
278
Pacer US Small Cap Cash Cows 100 ETF
CALF
$3.58B
$258K 0.04%
5,740
– –
SGU icon
279
Star Group
SGU
$431M
$257K 0.04%
20,961
– –
XLE icon
280
State Street Energy Select Sector SPDR ETF
XLE
$37.8B
$257K 0.04%
4,199
-50,435
-92% -$2.71M
BAC icon
281
Bank of America
BAC
$432B
$256K 0.04%
5,259
-2,042
-28% -$105K
ATRO icon
282
Astronics
ATRO
$3.26B
$254K 0.04%
+4,566
New +$276K
CEG icon
283
Constellation Energy
CEG
$89.9B
$253K 0.04%
906
– –
VUG icon
284
Vanguard Growth ETF
VUG
$224B
$249K 0.04%
3,426
-42
-1% -$3.27K
PRIM icon
285
Primoris Services
PRIM
$4.77B
$248K 0.04%
1,736
+12
+0.7% +$1.76K
SLV icon
286
iShares Silver Trust
SLV
$26.9B
$246K 0.04%
3,616
-2,437
-40% -$185K
RUSHA icon
287
Rush Enterprises Class A
RUSHA
$6.19B
$246K 0.04%
+3,724
New +$245K
BA icon
288
Boeing
BA
$169B
$244K 0.04%
1,227
-9
-0.7% -$2.05K
VCR icon
289
Vanguard Consumer Discretionary ETF
VCR
$6.24B
$241K 0.04%
670
– –
SPMD icon
290
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
$18.2B
$238K 0.04%
4,025
-120
-3% -$7.3K
RIGL icon
291
Rigel Pharmaceuticals
RIGL
$771M
$237K 0.04%
8,754
+9
+0.1% +$302
SMTC icon
292
Semtech
SMTC
$11.9B
$235K 0.04%
3,058
+22
+0.7% +$1.81K
HDV
293
iShares Core High Dividend ETF
HDV
$14.2B
$234K 0.04%
8,635
-2,500
-22% -$66.5K
CECO icon
294
Ceco Environmental
CECO
$4.69B
$234K 0.04%
3,921
-7,029
-64% -$452K
NEO icon
295
NeoGenomics
NEO
$1.93B
$233K 0.04%
+31,457
New +$331K
INDV icon
296
Indivior Pharmaceuticals
INDV
$4.8B
$233K 0.04%
+7,634
New +$252K
AKBA icon
297
Akebia Therapeutics
AKBA
$376M
$231K 0.04%
166,089
– –
SCHB icon
298
Schwab US Broad Market ETF
SCHB
$43.4B
$230K 0.04%
9,147
+13
+0.1% +$341
BAM icon
299
Brookfield Asset Management
BAM
$79.2B
$229K 0.04%
5,153
– –
CARR icon
300
Carrier Global
CARR
$57.6B
$227K 0.03%
4,023
+10
+0.2% +$592
10 11
12
13 14

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PAI
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FMN
Financial Management Network Mission Viejo, California $653M AUM 17.76% 1-Year Est. Return
GPSPJS
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WIM
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AG
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JJ
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Round Rock Advisors's Q1 2026 Portfolio in Review

As of Q1 2026, Round Rock Advisors held 363 positions worth $654M, down 1.7% from $665M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Round Rock Advisors's Q1 2026 filing shows 37 new, 114 increased, 109 reduced and 45 closed positions. Its largest new stake was Stratasys: 223,922 shares worth $1.75M. The largest sale was State Street Energy Select Sector SPDR ETF, an estimated $2.71M.

By sector, the portfolio is most concentrated in Technology at 9.7% of assets, down from 11% a quarter earlier, followed by Financials and Healthcare.

  • Round Rock Advisors's largest Q1 2026 buy was Stratasys: 223,922 shares worth $1.75M.
  • Round Rock Advisors added most to American Century Short Duration Strategic Income ETF in Q1 2026, an estimated $2.56M increase.
  • Round Rock Advisors's biggest Q1 2026 reduction was State Street Energy Select Sector SPDR ETF, cutting an estimated $2.71M.
  • Round Rock Advisors fully exited LegalZoom.com in Q1 2026, selling an estimated $1.58M.
  • Round Rock Advisors's ten largest holdings make up 45% of its $654M portfolio in Q1 2026.
  • Round Rock Advisors opened 37 new positions and closed 45 in Q1 2026.
  • Round Rock Advisors's portfolio value fell 1.7% quarter-over-quarter to $654M.

Based on Round Rock Advisors's 13F filing for Q1 2026, filed 15 May 2026.