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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+2.02%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.48B
AUM Growth
+$410M
Cap. Flow
+$322M
Cap. Flow %
4.96%
Top 10 Hldgs %
22.1%
Holding
3,741
New
9
Increased
908
Reduced
405
Closed
2,395

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$62.9M
2
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$22M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$19.8M
4
PIEQ
Principal International Equity ETF
PIEQ
+$19M
5
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$18.9M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$20.7M
2
PSET icon
Principal Exchange-Traded Funds Principal Quality ETF
PSET
+$18.7M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$11.6M
4
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$11M
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$8.76M

Sector Composition

Rank Sector Weight
1 Technology 8.7%
2 Financials 4.45%
3 Consumer Discretionary 3.26%
4 Healthcare 3.17%
5 Communication Services 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FXH icon
2176
First Trust Health Care AlphaDEX Fund
FXH
$1.05B
– –
-40
Closed -$4.39K
FXI icon
2177
iShares China Large-Cap ETF
FXI
$4.27B
– –
-1,037
Closed -$42.7K
FXL icon
2178
First Trust Technology AlphaDEX Fund
FXL
$2.45B
– –
-1,063
Closed -$179K
FXN icon
2179
First Trust Energy AlphaDEX Fund
FXN
$371M
– –
-3,810
Closed -$62.1K
FXR icon
2180
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$742M
– –
-210
Closed -$16.4K
FXU icon
2181
First Trust Utilities AlphaDEX Fund
FXU
$836M
– –
-840
Closed -$38.2K
FYBR
2182
DELISTED
Frontier Communications
FYBR
– –
-163
Closed -$6.09K
FYC icon
2183
First Trust Small Cap Growth AlphaDEX Fund
FYC
$1.26B
– –
-271
Closed -$24.6K
FYX icon
2184
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.38B
– –
-313
Closed -$34.1K
GAB icon
2185
Gabelli Equity Trust
GAB
$1.76B
– –
-4,247
Closed -$25.9K
GABC icon
2186
German American Bancorp
GABC
$1.92B
– –
-313
Closed -$12.3K
GAME icon
2187
GameSquare
GAME
$36.9M
– –
-3,000
Closed -$2.04K
GAPR icon
2188
FT Vest US Equity Moderate Buffer ETF April
GAPR
$290M
– –
-2,335
Closed -$91.6K
GASS icon
2189
StealthGas
GASS
$329M
– –
-27
Closed -$177
GATX icon
2190
GATX Corp
GATX
$6.6B
– –
-994
Closed -$174K
GAUG icon
2191
FT Vest US Equity Moderate Buffer ETF August
GAUG
$292M
– –
-1,965
Closed -$75.9K
GBCI icon
2192
Glacier Bancorp
GBCI
$6.45B
– –
-295
Closed -$14.4K
GBIL icon
2193
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
$7.64B
– –
-755
Closed -$75.7K
GBX icon
2194
The Greenbrier Companies
GBX
$1.6B
– –
-122
Closed -$5.63K
GDEC icon
2195
FT Vest US Equity Moderate Buffer ETF December
GDEC
$438M
– –
-456
Closed -$16.7K
GDMN icon
2196
WisdomTree Efficient Gold Plus Gold Miners Strategy Fund
GDMN
$139M
– –
-276
Closed -$21.9K
GDS icon
2197
GDS Holdings
GDS
$6.14B
– –
-32
Closed -$1.24K
GDXJ icon
2198
VanEck Junior Gold Miners ETF
GDXJ
$6.99B
– –
-1,654
Closed -$164K
GEL icon
2199
Genesis Energy
GEL
$1.81B
– –
-502
Closed -$8.39K
GEMD icon
2200
Goldman Sachs Access Emerging Markets USD Bond ETF
GEMD
$37.6M
– –
-87
Closed -$3.65K
86 87
88
89 90

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q4 2025 Portfolio in Review

As of Q4 2025, Principal Securities held 3,741 positions worth $6.48B, up 6.8% from $6.07B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $322M of net new capital in Q4 2025, opening 9 new positions and adding to 908 existing holdings. Its largest new stake was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, down from 8.8% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q4 2025 buy was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q4 2025, an estimated $62.9M increase.
  • Principal Securities's biggest Q4 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited Goldman Sachs ActiveBeta World Equity ETF in Q4 2025, selling an estimated $6.39M.
  • Principal Securities's ten largest holdings make up 22% of its $6.48B portfolio in Q4 2025.
  • Principal Securities opened 9 new positions and closed 2,395 in Q4 2025.
  • Principal Securities's portfolio value rose 6.8% quarter-over-quarter to $6.48B.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.