PS
FYX icon

Principal Securities’s First Trust Small Cap Core AlphaDEX Fund FYX Stock Holding History

Principal Securities’s Portfolio FYX Stock Details FYX Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2025
Q4 		– Sell
-313
Closed -$34.1K – 2185
2025
Q3 		$34.1K Sell
313
-6,113
-95% -$635K ﹤0.01% 2140
2025
Q2 		$625K Buy
6,426
+416
+7% +$37.6K 0.01% 767
2025
Q1 		$607K Hold
6,010
– – 0.01% 706
2024
Q4 		$607K Sell
6,010
-589
-9% -$60.8K 0.01% 701
2024
Q3 		$657K Buy
6,599
+189
+3% +$18.1K 0.02% 670
2024
Q2 		$580K Buy
6,410
+146
+2% +$13.2K 0.02% 651
2024
Q1 		$584K Buy
6,264
+3,663
+141% +$328K 0.02% 607
2023
Q4 		$238K Buy
+2,601
New +$214K 0.01% 877

Other funds holding FYX

Morgan Stanley
Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return
Raymond James Financial
Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return
Janney Montgomery Scott
Janney Montgomery Scott Philadelphia, Pennsylvania $51.6B AUM 27.34% 1-Year Est. Return
Cetera Investment Advisers
Cetera Investment Advisers Schaumburg, Illinois $110B AUM 26.29% 1-Year Est. Return
Northwestern Mutual Wealth Management
Northwestern Mutual Wealth Management Milwaukee, Wisconsin $187B AUM 21.7% 1-Year Est. Return

Principal Securities's FYX Position: Q4 2025 in Review

Principal Securities sold out of First Trust Small Cap Core AlphaDEX Fund (FYX) in Q4 2025, closing a stake of 313 shares — an estimated $34.1K sold.

Principal Securities first reported a position in FYX in Q4 2023 and held it in 8 quarters. The position peaked at $657K in Q3 2024. 173 funds tracked by Wall St. Rank hold FYX as of Q4 2025.

  • Principal Securities reported no remaining First Trust Small Cap Core AlphaDEX Fund position as of Q4 2025 after selling out during the quarter.
  • Principal Securities sold 313 First Trust Small Cap Core AlphaDEX Fund shares in Q4 2025, an estimated $34.1K.
  • Principal Securities first reported a position in First Trust Small Cap Core AlphaDEX Fund in Q4 2023 and held it in 8 quarters.
  • Principal Securities's First Trust Small Cap Core AlphaDEX Fund position peaked at $657K in Q3 2024.
  • 173 funds tracked by Wall St. Rank held First Trust Small Cap Core AlphaDEX Fund as of Q4 2025.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.