Principal Securities’s Gabelli Equity Trust GAB Stock Holding History

Principal Securities’s Portfolio GAB Stock Details GAB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q4	–	Sell	-4,247	Closed	-$25.9K	–	2186
2025 Q3	$25.9K	Buy	4,247 +100	+2%	+$600	﹤0.01%	2284
2025 Q2	$24.1K	Buy	4,147 +214	+5%	+$1.19K	﹤0.01%	2229
2025 Q1	$21.2K	Hold	3,933	–	–	﹤0.01%	2165
2024 Q4	$21.2K	Buy	3,933 +108	+3%	+$598	﹤0.01%	2161
2024 Q3	$21K	Buy	3,825 +103	+3%	+$556	﹤0.01%	2097
2024 Q2	$19.4K	Buy	3,722 +105	+3%	+$566	﹤0.01%	2076
2024 Q1	$20K	Buy	3,617 +96	+3%	+$508	﹤0.01%	2004
2023 Q4	$17.9K	Buy	+3,521	New	+$17.6K	﹤0.01%	1984

Other funds holding GAB

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

JWCA

J.W. Cole Advisors Tampa, Florida $2.96B AUM 23.14% 1-Year Est. Return

PTC

Philadelphia Trust Company Philadelphia, Pennsylvania $1.42B AUM 43.77% 1-Year Est. Return

GAMCO Investors Greenwich, Connecticut $10.2B AUM 30.27% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Principal Securities's GAB Position: Q4 2025 in Review

Principal Securities sold out of Gabelli Equity Trust (GAB) in Q4 2025, closing a stake of 4,247 shares — an estimated $25.9K sold.

Principal Securities first reported a position in GAB in Q4 2023 and held it in 8 quarters. The position peaked at $25.9K in Q3 2025. 191 funds tracked by Wall St. Rank hold GAB as of Q4 2025.

Principal Securities reported no remaining Gabelli Equity Trust position as of Q4 2025 after selling out during the quarter.
Principal Securities sold 4,247 Gabelli Equity Trust shares in Q4 2025, an estimated $25.9K.
Principal Securities first reported a position in Gabelli Equity Trust in Q4 2023 and held it in 8 quarters.
Principal Securities's Gabelli Equity Trust position peaked at $25.9K in Q3 2025.
191 funds tracked by Wall St. Rank held Gabelli Equity Trust as of Q4 2025.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.