Principal Securities’s First Trust Utilities AlphaDEX Fund FXU Stock Holding History

Principal Securities’s Portfolio FXU Stock Details FXU Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q4	–	Sell	-840	Closed	-$38.2K	–	2182
2025 Q3	$38.2K	Hold	840	–	–	﹤0.01%	2080
2025 Q2	$35.6K	Sell	840 -7	-0.8%	-$291	﹤0.01%	2041
2025 Q1	$32K	Hold	847	–	–	﹤0.01%	1960
2024 Q4	$32K	Hold	847	–	–	﹤0.01%	1957
2024 Q3	$32.6K	Hold	847	–	–	﹤0.01%	1884
2024 Q2	$28K	Hold	847	–	–	﹤0.01%	1888
2024 Q1	$27.5K	Hold	847	–	–	﹤0.01%	1849
2023 Q4	$26.8K	Buy	+847	New	+$25.2K	﹤0.01%	1770

Other funds holding FXU

First Trust Advisors Wheaton, Illinois $170B AUM 46.21% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Nilsine Partners Greenwood Village, Colorado $1.45B AUM 47.06% 1-Year Est. Return

NewEdge Advisors New Orleans, Louisiana $33.6B AUM 31.03% 1-Year Est. Return

ASN

Advisory Services Network Atlanta, Georgia $8.83B AUM 38.5% 1-Year Est. Return

Principal Securities's FXU Position: Q4 2025 in Review

Principal Securities sold out of First Trust Utilities AlphaDEX Fund (FXU) in Q4 2025, closing a stake of 840 shares — an estimated $38.2K sold.

Principal Securities first reported a position in FXU in Q4 2023 and held it in 8 quarters. The position peaked at $38.2K in Q3 2025. 199 funds tracked by Wall St. Rank hold FXU as of Q4 2025.

Principal Securities reported no remaining First Trust Utilities AlphaDEX Fund position as of Q4 2025 after selling out during the quarter.
Principal Securities sold 840 First Trust Utilities AlphaDEX Fund shares in Q4 2025, an estimated $38.2K.
Principal Securities first reported a position in First Trust Utilities AlphaDEX Fund in Q4 2023 and held it in 8 quarters.
Principal Securities's First Trust Utilities AlphaDEX Fund position peaked at $38.2K in Q3 2025.
199 funds tracked by Wall St. Rank held First Trust Utilities AlphaDEX Fund as of Q4 2025.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.