Principal Securities’s First Trust Technology AlphaDEX Fund FXL Stock Holding History

Principal Securities’s Portfolio FXL Stock Details FXL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q4	–	Sell	-1,063	Closed	-$179K	–	2179
2025 Q3	$179K	Hold	1,063	–	–	﹤0.01%	1338
2025 Q2	$167K	Hold	1,063	–	–	﹤0.01%	1312
2025 Q1	$158K	Hold	1,063	–	–	﹤0.01%	1233
2024 Q4	$158K	Sell	1,063 -50	-4%	-$7.39K	﹤0.01%	1231
2024 Q3	$154K	Hold	1,113	–	–	﹤0.01%	1211
2024 Q2	$152K	Buy	1,113 +10	+0.9%	+$1.32K	﹤0.01%	1162
2024 Q1	$149K	Sell	1,103 -20	-2%	-$2.65K	﹤0.01%	1130
2023 Q4	$144K	Buy	+1,123	New	+$131K	0.01%	1045

Other funds holding FXL

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

GCA

Genesee Capital Advisors Auburn, New York $317M AUM 35.41% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Truist Financial Charlotte, North Carolina $83.7B AUM 27.22% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $495B AUM 43.24% 1-Year Est. Return

Principal Securities's FXL Position: Q4 2025 in Review

Principal Securities sold out of First Trust Technology AlphaDEX Fund (FXL) in Q4 2025, closing a stake of 1,063 shares — an estimated $179K sold.

Principal Securities first reported a position in FXL in Q4 2023 and held it in 8 quarters. The position peaked at $179K in Q3 2025. 265 funds tracked by Wall St. Rank hold FXL as of Q4 2025.

Principal Securities reported no remaining First Trust Technology AlphaDEX Fund position as of Q4 2025 after selling out during the quarter.
Principal Securities sold 1,063 First Trust Technology AlphaDEX Fund shares in Q4 2025, an estimated $179K.
Principal Securities first reported a position in First Trust Technology AlphaDEX Fund in Q4 2023 and held it in 8 quarters.
Principal Securities's First Trust Technology AlphaDEX Fund position peaked at $179K in Q3 2025.
265 funds tracked by Wall St. Rank held First Trust Technology AlphaDEX Fund as of Q4 2025.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.