Principal Securities’s First Trust Energy AlphaDEX Fund FXN Stock Holding History

Principal Securities’s Portfolio FXN Stock Details FXN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q4	–	Sell	-3,810	Closed	-$62.1K	–	2180
2025 Q3	$62.1K	Buy	3,810 +253	+7%	+$4.02K	﹤0.01%	1847
2025 Q2	$54K	Buy	3,557 +158	+5%	+$2.33K	﹤0.01%	1828
2025 Q1	$55.5K	Hold	3,399	–	–	﹤0.01%	1713
2024 Q4	$55.5K	Sell	3,399 -122	-3%	-$2.05K	﹤0.01%	1713
2024 Q3	$57.1K	Buy	3,521 +121	+4%	+$2.09K	﹤0.01%	1631
2024 Q2	$61.9K	Buy	3,400 +2,481	+270%	+$46.1K	﹤0.01%	1520
2024 Q1	$17.2K	Buy	919 +220	+31%	+$3.72K	﹤0.01%	2083
2023 Q4	$11.7K	Buy	+699	New	+$11.9K	﹤0.01%	2163

Other funds holding FXN

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return

Crumly & Associates Springfield, Illinois $563M AUM 13.12% 1-Year Est. Return

Summit Financial Parsippany, New Jersey $9.12B AUM 27.44% 1-Year Est. Return

IAA

Independent Advisor Alliance Charlotte, North Carolina $4.27B AUM 45.92% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

Principal Securities's FXN Position: Q4 2025 in Review

Principal Securities sold out of First Trust Energy AlphaDEX Fund (FXN) in Q4 2025, closing a stake of 3,810 shares — an estimated $62.1K sold.

Principal Securities first reported a position in FXN in Q4 2023 and held it in 8 quarters. The position peaked at $62.1K in Q3 2025. 122 funds tracked by Wall St. Rank hold FXN as of Q4 2025.

Principal Securities reported no remaining First Trust Energy AlphaDEX Fund position as of Q4 2025 after selling out during the quarter.
Principal Securities sold 3,810 First Trust Energy AlphaDEX Fund shares in Q4 2025, an estimated $62.1K.
Principal Securities first reported a position in First Trust Energy AlphaDEX Fund in Q4 2023 and held it in 8 quarters.
Principal Securities's First Trust Energy AlphaDEX Fund position peaked at $62.1K in Q3 2025.
122 funds tracked by Wall St. Rank held First Trust Energy AlphaDEX Fund as of Q4 2025.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.