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Principal Securities’s FT Vest US Equity Moderate Buffer ETF August GAUG Stock Holding History

Principal Securities’s Portfolio GAUG Stock Details GAUG Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2025
Q4 		– Sell
-1,965
Closed -$75.9K – 2192
2025
Q3 		$75.9K Buy
1,965
+825
+72% +$31.2K ﹤0.01% 1739
2025
Q2 		$42.2K Hold
1,140
– – ﹤0.01% 1966
2025
Q1 		$40.2K Hold
1,140
– – ﹤0.01% 1846
2024
Q4 		$40.2K Hold
1,140
– – ﹤0.01% 1844
2024
Q3 		$39.6K Buy
1,140
+575
+102% +$19.6K ﹤0.01% 1794
2024
Q2 		$19K Sell
565
-535
-49% -$17.7K ﹤0.01% 2083
2024
Q1 		$36.3K Sell
1,100
-800
-42% -$25.8K ﹤0.01% 1713
2023
Q4 		$60K Buy
+1,900
New +$57.6K ﹤0.01% 1406

Other funds holding GAUG

Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return
Raymond James Financial
Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return
AP
Americana Partners Houston, Texas $3.85B AUM 23.11% 1-Year Est. Return
KAS
Kestra Advisory Services Austin, Texas $26.4B AUM 21.05% 1-Year Est. Return
MAM
Milestone Asset Management Pittsburgh, Pennsylvania $636M AUM 22.1% 1-Year Est. Return
Osaic Holdings
Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
MCM
MAI Capital Management Independence, Ohio $17.7B AUM 18.87% 1-Year Est. Return
Envestnet Asset Management
Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return
Cetera Investment Advisers
Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return

Principal Securities's GAUG Position: Q4 2025 in Review

Principal Securities sold out of FT Vest US Equity Moderate Buffer ETF August (GAUG) in Q4 2025, closing a stake of 1,965 shares — an estimated $75.9K sold.

Principal Securities first reported a position in GAUG in Q4 2023 and held it in 8 quarters. The position peaked at $75.9K in Q3 2025. 108 funds tracked by Wall St. Rank hold GAUG as of Q4 2025.

  • Principal Securities reported no remaining FT Vest US Equity Moderate Buffer ETF August position as of Q4 2025 after selling out during the quarter.
  • Principal Securities sold 1,965 FT Vest US Equity Moderate Buffer ETF August shares in Q4 2025, an estimated $75.9K.
  • Principal Securities first reported a position in FT Vest US Equity Moderate Buffer ETF August in Q4 2023 and held it in 8 quarters.
  • Principal Securities's FT Vest US Equity Moderate Buffer ETF August position peaked at $75.9K in Q3 2025.
  • 108 funds tracked by Wall St. Rank held FT Vest US Equity Moderate Buffer ETF August as of Q4 2025.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.