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Pointe Capital Management Portfolio holdings

AUM $202M
1-Year Est. Return 17.2%
This Fund
S&P 500
This Quarter Est. Return
+2.64%
1 Year Est. Return
+17.2%
3 Year Est. Return
+57.59%
5 Year Est. Return
+69.98%
10 Year Est. Return
+176.84%
AUM
$175M
AUM Growth
+$37.7M
Cap. Flow
+$34M
Cap. Flow %
19.41%
Top 10 Hldgs %
38.78%
Holding
263
New
116
Increased
14
Reduced
16
Closed
117

Top Buys

Rank Stock Value
1
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$9.42M
2
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$8.95M
3
DES icon
WisdomTree US SmallCap Dividend Fund
DES
+$8.45M
4
VNQ icon
Vanguard Real Estate ETF
VNQ
+$7.77M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$7.32M

Top Sells

Rank Stock Value
1
EPD icon
Enterprise Products Partners
EPD
+$5.3M
2
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$5.23M
3
ETY icon
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
+$4.42M
4
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$4.36M
5
MMP
Magellan Midstream Partners, L.P.
MMP
+$4.22M

Sector Composition

Rank Sector Weight
1 Healthcare 2.74%
2 Industrials 1.78%
3 Communication Services 1.7%
4 Energy 1.7%
5 Technology 1.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NZF icon
201
Nuveen Municipal Credit Income Fund
NZF
$2.4B
– –
-20,539
Closed -$323K
ODFL icon
202
Old Dominion Freight Line
ODFL
$48.5B
– –
-18,189
Closed -$416K
PAGP icon
203
Plains GP Holdings
PAGP
$5.23B
– –
-10,771
Closed -$371K
PM icon
204
Philip Morris
PM
$301B
– –
-3,746
Closed -$364K
PSX icon
205
Phillips 66
PSX
$82.9B
– –
-5,618
Closed -$453K
RTX icon
206
RTX Corp
RTX
$287B
– –
-15,402
Closed -$985K
SLB icon
207
SLB Ltd
SLB
$77.8B
– –
-7,469
Closed -$587K
SYK icon
208
Stryker
SYK
$127B
– –
-2,060
Closed -$240K
T icon
209
AT&T
T
$165B
– –
-20,109
Closed -$617K
TJX icon
210
TJX Companies
TJX
$170B
– –
-13,538
Closed -$506K
TXN icon
211
Texas Instruments
TXN
$255B
– –
-9,070
Closed -$637K
TYG
212
Tortoise Energy Infrastructure Corp
TYG
$1.14B
– –
-4,401
Closed -$541K
USB icon
213
US Bancorp
USB
$99.6B
– –
-11,085
Closed -$475K
V icon
214
Visa
V
$677B
– –
-3,368
Closed -$278K
VCSH icon
215
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
– –
-6,395
Closed -$515K
VYM icon
216
Vanguard High Dividend Yield ETF
VYM
$81.1B
– –
-29,565
Closed -$2.13M
WFC icon
217
Wells Fargo
WFC
$261B
– –
-19,753
Closed -$875K
ZBH icon
218
Zimmer Biomet
ZBH
$17.7B
– –
-2,705
Closed -$341K
ENLC
219
DELISTED
ENLINK MIDSTREAM, LLC
ENLC
– –
-57,127
Closed -$957K
PXD
220
DELISTED
Pioneer Natural Resource Co.
PXD
– –
-2,303
Closed -$428K
KMF
221
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
– –
-115,386
Closed -$1.82M
MMP
222
DELISTED
Magellan Midstream Partners, L.P.
MMP
– –
-59,633
Closed -$4.22M
SHLX
223
DELISTED
Shell Midstream Partners, L.P.
SHLX
– –
-39,987
Closed -$1.28M
MIC
224
DELISTED
Macquarie Infrastructure Holdings, LLC
MIC
– –
-10,128
Closed -$843K
ENBL
225
DELISTED
ENABLE MIDSTREAM PARTNERS, LP
ENBL
– –
-14,430
Closed -$220K
6 7 8
9
10

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HWMO
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MFG
Marmo Financial Group Johnson City, Tennessee $202M AUM 13.32% 1-Year Est. Return
PCMK
Paragon Capital Management (Kansas) Overland Park, Kansas $202M AUM 26.44% 1-Year Est. Return
SFG
Sowa Financial Group Lincoln, Rhode Island $202M AUM 26.95% 1-Year Est. Return
GW
Griffith & Werner Canton, Georgia $202M AUM
BFA
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TI
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Pointe Capital Management's Q4 2016 Portfolio in Review

As of Q4 2016, Pointe Capital Management held 263 positions worth $175M, up 27% from $138M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Pointe Capital Management deployed $34M of net new capital in Q4 2016, opening 116 new positions and adding to 14 existing holdings. Its largest new stake was Vanguard Dividend Appreciation ETF: 112,072 shares worth $9.55M.

By sector, the portfolio is most concentrated in Healthcare at 2.7% of assets, down from 3.6% a quarter earlier, followed by Industrials and Communication Services.

On the sell side, the largest reduction was Enterprise Products Partners, an estimated $5.3M trimmed.

  • Pointe Capital Management's largest Q4 2016 buy was Vanguard Dividend Appreciation ETF: 112,072 shares worth $9.55M.
  • Pointe Capital Management added most to Invesco QQQ Trust in Q4 2016, an estimated $7.32M increase.
  • Pointe Capital Management's biggest Q4 2016 reduction was Enterprise Products Partners, cutting an estimated $5.3M.
  • Pointe Capital Management fully exited Berkshire Hathaway Class B in Q4 2016, selling an estimated $5.23M.
  • Pointe Capital Management's ten largest holdings make up 39% of its $175M portfolio in Q4 2016.
  • Pointe Capital Management opened 116 new positions and closed 117 in Q4 2016.
  • Pointe Capital Management's portfolio value rose 27% quarter-over-quarter to $175M.

Based on Pointe Capital Management's 13F filing for Q4 2016, filed 10 Feb 2017.