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Pointe Capital Management Portfolio holdings

AUM $223M
1-Year Est. Return 17.12%
This Fund
S&P 500
This Quarter Est. Return
+4.15%
1 Year Est. Return
+17.12%
3 Year Est. Return
+62.56%
5 Year Est. Return
+73.92%
10 Year Est. Return
+169.48%
AUM
$131M
AUM Growth
-$44.2M
Cap. Flow
-$46.1M
Cap. Flow %
-35.18%
Top 10 Hldgs %
28.14%
Holding
259
New
113
Increased
16
Reduced
17
Closed
113

Top Buys

Rank Stock Value
1
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$5.15M
2
EPD icon
Enterprise Products Partners
EPD
+$4.14M
3
MMP
Magellan Midstream Partners, L.P.
MMP
+$4.04M
4
ETY icon
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
+$3.99M
5
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$3.72M

Top Sells

Rank Stock Value
1
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$9.55M
2
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$9.11M
3
DES icon
WisdomTree US SmallCap Dividend Fund
DES
+$9.01M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$7.93M
5
VNQ icon
Vanguard Real Estate ETF
VNQ
+$7.44M

Sector Composition

Rank Sector Weight
1 Energy 35.75%
2 Miscellaneous 34.24%
3 Financials 12.74%
4 Technology 3.71%
5 Healthcare 2.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IJH icon
176
iShares Core S&P Mid-Cap ETF
IJH
$124B
– –
-30,170
Closed -$998K
IJK icon
177
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.6B
– –
-119,620
Closed -$5.45M
IJR icon
178
iShares Core S&P Small-Cap ETF
IJR
$107B
– –
-45,126
Closed -$3.1M
IJT icon
179
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.07B
– –
-62,374
Closed -$4.68M
IMCG icon
180
iShares Morningstar Mid-Cap Growth ETF
IMCG
$4.02B
– –
-27,744
Closed -$749K
IONS icon
181
Ionis Pharmaceuticals
IONS
$9.12B
– –
-16,543
Closed -$791K
IVE icon
182
iShares S&P 500 Value ETF
IVE
$49.8B
– –
-15,129
Closed -$1.53M
IVV icon
183
iShares Core S&P 500 ETF
IVV
$869B
– –
-2,483
Closed -$559K
IVW icon
184
iShares S&P 500 Growth ETF
IVW
$76.6B
– –
-83,000
Closed -$2.53M
IWB icon
185
iShares Russell 1000 ETF
IWB
$49B
– –
-8,928
Closed -$1.11M
IWO icon
186
iShares Russell 2000 Growth ETF
IWO
$14.3B
– –
-8,247
Closed -$1.27M
IWP icon
187
iShares Russell Mid-Cap Growth ETF
IWP
$19.4B
– –
-58,902
Closed -$2.87M
IWR icon
188
iShares Russell Mid-Cap ETF
IWR
$55.9B
– –
-10,300
Closed -$461K
IWS icon
189
iShares Russell Mid-Cap Value ETF
IWS
$15.4B
– –
-22,443
Closed -$1.81M
IYE icon
190
iShares US Energy ETF
IYE
$1.89B
– –
-40,293
Closed -$1.67M
JPC icon
191
Nuveen Preferred & Income Opportunities Fund
JPC
$2.68B
– –
-69,340
Closed -$682K
JQC icon
192
Nuveen Credit Strategies Income Fund
JQC
$698M
– –
-31,160
Closed -$276K
KEYS icon
193
Keysight
KEYS
$57.4B
– –
-5,593
Closed -$205K
KMB icon
194
Kimberly-Clark
KMB
$32.7B
– –
-2,675
Closed -$305K
KO icon
195
Coca-Cola
KO
$380B
– –
-6,827
Closed -$283K
KRE icon
196
State Street SPDR S&P Regional Banking ETF
KRE
$4.26B
– –
-6,900
Closed -$383K
KTF
197
DWS Municipal Income Trust
KTF
$331M
– –
-19,575
Closed -$257K
MCD icon
198
McDonald's
MCD
$179B
– –
-2,496
Closed -$304K
MCR
199
DELISTED
MFS Charter Income Trust
MCR
– –
-68,800
Closed -$586K
MMT
200
Aberdeen Multi-Market Income Fund
MMT
$238M
– –
-38,255
Closed -$232K
6 7
8
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Pointe Capital Management's Q1 2017 Portfolio in Review

As of Q1 2017, Pointe Capital Management held 259 positions worth $131M, down 25% from $175M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Pointe Capital Management withdrew a net $46.1M in Q1 2017, closing 113 positions and reducing 17 holdings. Its most notable exit was Vanguard Dividend Appreciation ETF, an estimated $9.55M position sold in full.

By sector, the portfolio is most concentrated in Energy at 36% of assets, up from 1.7% a quarter earlier, followed by Miscellaneous and Financials.

Against the trend, Pointe Capital Management opened a new position in Berkshire Hathaway Class B worth $5.13M.

  • Pointe Capital Management's largest Q1 2017 buy was Berkshire Hathaway Class B: 30,786 shares worth $5.13M.
  • Pointe Capital Management added most to Enterprise Products Partners in Q1 2017, an estimated $4.14M increase.
  • Pointe Capital Management's biggest Q1 2017 reduction was Invesco QQQ Trust, cutting an estimated $7.93M.
  • Pointe Capital Management fully exited Vanguard Dividend Appreciation ETF in Q1 2017, selling an estimated $9.55M.
  • Pointe Capital Management's ten largest holdings make up 28% of its $131M portfolio in Q1 2017.
  • Pointe Capital Management opened 113 new positions and closed 113 in Q1 2017.
  • Pointe Capital Management's portfolio value fell 25% quarter-over-quarter to $131M.

Based on Pointe Capital Management's 13F filing for Q1 2017, filed 25 May 2017.