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Pointe Capital Management Portfolio holdings

AUM $223M
1-Year Est. Return 17.12%
This Fund
S&P 500
This Quarter Est. Return
+2.64%
1 Year Est. Return
+17.12%
3 Year Est. Return
+62.56%
5 Year Est. Return
+73.92%
10 Year Est. Return
+169.48%
AUM
$175M
AUM Growth
+$37.7M
Cap. Flow
+$34M
Cap. Flow %
19.41%
Top 10 Hldgs %
38.78%
Holding
263
New
116
Increased
14
Reduced
16
Closed
117

Top Buys

Rank Stock Value
1
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$9.42M
2
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$8.95M
3
DES icon
WisdomTree US SmallCap Dividend Fund
DES
+$8.45M
4
VNQ icon
Vanguard Real Estate ETF
VNQ
+$7.77M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$7.32M

Top Sells

Rank Stock Value
1
EPD icon
Enterprise Products Partners
EPD
+$5.3M
2
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$5.23M
3
ETY icon
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
+$4.42M
4
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$4.36M
5
MMP
Magellan Midstream Partners, L.P.
MMP
+$4.22M

Sector Composition

Rank Sector Weight
1 Miscellaneous 86.3%
2 Healthcare 2.74%
3 Industrials 1.78%
4 Communication Services 1.7%
5 Energy 1.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HPE icon
176
Hewlett Packard
HPE
$81.2B
– –
-29,686
Closed -$393K
HUBB icon
177
Hubbell
HUBB
$24.4B
– –
-2,713
Closed -$292K
IAE
178
Voya Asia Pacific High Dividend Equity Income Fund
IAE
$95.1M
– –
-83,640
Closed -$823K
IGD
179
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$499M
– –
-122,444
Closed -$889K
IGSB icon
180
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23.3B
– –
-16,234
Closed -$858K
INGR icon
181
Ingredion
INGR
$6.31B
– –
-3,979
Closed -$529K
INTC icon
182
Intel
INTC
$544B
– –
-6,180
Closed -$233K
IVR icon
183
Invesco Mortgage Capital
IVR
$734M
– –
-8,500
Closed -$1.29M
KMI icon
184
Kinder Morgan
KMI
$68.9B
– –
-28,084
Closed -$650K
KYN icon
185
Kayne Anderson Energy Infrastructure Fund
KYN
$2.51B
– –
-100,681
Closed -$2.08M
LBTYA icon
186
Liberty Global Class A
LBTYA
$3.55B
– –
-8,103
Closed -$277K
LEN icon
187
Lennar Class A
LEN
$19.2B
– –
-9,428
Closed -$380K
LLY icon
188
Eli Lilly
LLY
$993B
– –
-6,225
Closed -$500K
LYB icon
189
LyondellBasell Industries
LYB
$20.6B
– –
-4,940
Closed -$398K
MDT icon
190
Medtronic
MDT
$116B
– –
-4,450
Closed -$384K
MIY icon
191
BlackRock MuniYield Michigan Quality Fund
MIY
$354M
– –
-111,668
Closed -$1.69M
MMLP icon
192
Martin Midstream Partners
MMLP
$85.3M
– –
-39,690
Closed -$795K
MPLX icon
193
MPLX
MPLX
$60.5B
– –
-92,373
Closed -$3.13M
MRK icon
194
Merck
MRK
$355B
– –
-5,435
Closed -$324K
MUJ icon
195
BlackRock MuniHoldings New Jersey Quality Fund
MUJ
$632M
– –
-11,000
Closed -$172K
NEE icon
196
NextEra Energy
NEE
$172B
– –
-16,836
Closed -$515K
NFJ
197
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.45B
– –
-192,200
Closed -$2.43M
NIE
198
Virtus Equity & Convertible Income Fund
NIE
$721M
– –
-16,215
Closed -$304K
NVG icon
199
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.49B
– –
-44,836
Closed -$721K
NXJ
200
DELISTED
Nuveen New Jersey Quality Municipal Income Fund
NXJ
– –
-12,118
Closed -$180K
6 7
8
9 10

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Pointe Capital Management's Q4 2016 Portfolio in Review

As of Q4 2016, Pointe Capital Management held 263 positions worth $175M, up 27% from $138M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Pointe Capital Management deployed $34M of net new capital in Q4 2016, opening 116 new positions and adding to 14 existing holdings. Its largest new stake was Vanguard Dividend Appreciation ETF: 112,072 shares worth $9.55M.

By sector, the portfolio is most concentrated in Miscellaneous at 86% of assets, up from 34% a quarter earlier, followed by Healthcare and Industrials.

On the sell side, the largest reduction was Enterprise Products Partners, an estimated $5.3M trimmed.

  • Pointe Capital Management's largest Q4 2016 buy was Vanguard Dividend Appreciation ETF: 112,072 shares worth $9.55M.
  • Pointe Capital Management added most to Invesco QQQ Trust in Q4 2016, an estimated $7.32M increase.
  • Pointe Capital Management's biggest Q4 2016 reduction was Enterprise Products Partners, cutting an estimated $5.3M.
  • Pointe Capital Management fully exited Berkshire Hathaway Class B in Q4 2016, selling an estimated $5.23M.
  • Pointe Capital Management's ten largest holdings make up 39% of its $175M portfolio in Q4 2016.
  • Pointe Capital Management opened 116 new positions and closed 117 in Q4 2016.
  • Pointe Capital Management's portfolio value rose 27% quarter-over-quarter to $175M.

Based on Pointe Capital Management's 13F filing for Q4 2016, filed 10 Feb 2017.