We are live on ! Find out more
PCM

Pointe Capital Management Portfolio holdings

AUM $202M
1-Year Est. Return 17.2%
This Fund
S&P 500
This Quarter Est. Return
-1.88%
1 Year Est. Return
+17.2%
3 Year Est. Return
+57.59%
5 Year Est. Return
+69.98%
10 Year Est. Return
+176.84%
AUM
$135M
AUM Growth
+$2.95M
Cap. Flow
-$786K
Cap. Flow %
-0.58%
Top 10 Hldgs %
42.36%
Holding
151
New
2
Increased
73
Reduced
29
Closed
7

Top Buys

Rank Stock Value
1
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$386K
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$284K
3
GLD icon
SPDR Gold Trust
GLD
+$280K
4
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$217K
5
WMT icon
Walmart Inc
WMT
+$200K

Top Sells

Rank Stock Value
1
FLTR icon
VanEck IG Floating Rate ETF
FLTR
+$832K
2
TEL icon
TE Connectivity
TEL
+$223K
3
CCI icon
Crown Castle
CCI
+$214K
4
YUM icon
Yum! Brands
YUM
+$212K
5
ENB icon
Enbridge
ENB
+$209K

Sector Composition

Rank Sector Weight
1 Financials 17.61%
2 Energy 7.58%
3 Technology 7.23%
4 Consumer Staples 4.82%
5 Healthcare 4.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
YUM icon
151
Yum! Brands
YUM
$41.9B
– –
-1,532
Closed -$212K
3 4 5 6
7

Similar funds

MFG
Marmo Financial Group Johnson City, Tennessee $202M AUM 13.32% 1-Year Est. Return
PCMK
Paragon Capital Management (Kansas) Overland Park, Kansas $202M AUM 26.44% 1-Year Est. Return
GW
Griffith & Werner Canton, Georgia $202M AUM
BFA
Brendel Financial Advisors Hanover, New Hampshire $202M AUM 37.99% 1-Year Est. Return
TI
tru Independence Portland, Oregon $202M AUM 15.81% 1-Year Est. Return
PRI
Prepared Retirement Institute Lansdale, Pennsylvania $202M AUM 12.94% 1-Year Est. Return
NIMC
Nierenberg Investment Management Company Camas, Washington $201M AUM 36.3% 1-Year Est. Return
AFWM
Arta Finance Wealth Management Mountain View, California $202M AUM

Pointe Capital Management's Q3 2023 Portfolio in Review

As of Q3 2023, Pointe Capital Management held 151 positions worth $135M, up 2.2% from $132M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Pointe Capital Management's Q3 2023 filing shows 2 new, 73 increased, 29 reduced and 7 closed positions. Its largest new stake was iShares MSCI EAFE Small-Cap ETF: 3,671 shares worth $207K. The largest sale was VanEck IG Floating Rate ETF, an estimated $832K.

By sector, the portfolio is most concentrated in Financials at 18% of assets, up from 13% a quarter earlier, followed by Energy and Technology.

  • Pointe Capital Management's largest Q3 2023 buy was iShares MSCI EAFE Small-Cap ETF: 3,671 shares worth $207K.
  • Pointe Capital Management added most to Vanguard High Dividend Yield ETF in Q3 2023, an estimated $386K increase.
  • Pointe Capital Management's biggest Q3 2023 reduction was VanEck IG Floating Rate ETF, cutting an estimated $832K.
  • Pointe Capital Management fully exited TE Connectivity in Q3 2023, selling an estimated $223K.
  • Pointe Capital Management's ten largest holdings make up 42% of its $135M portfolio in Q3 2023.
  • Pointe Capital Management opened 2 new positions and closed 7 in Q3 2023.
  • Pointe Capital Management's portfolio value rose 2.2% quarter-over-quarter to $135M.

Based on Pointe Capital Management's 13F filing for Q3 2023, filed 7 Nov 2023.