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Pointe Capital Management Portfolio holdings

AUM $202M
1-Year Est. Return 17.2%
This Fund
S&P 500
This Quarter Est. Return
+4.16%
1 Year Est. Return
+17.2%
3 Year Est. Return
+57.59%
5 Year Est. Return
+69.98%
10 Year Est. Return
+176.84%
AUM
$139M
AUM Growth
+$8.77M
Cap. Flow
+$4.69M
Cap. Flow %
3.37%
Top 10 Hldgs %
34.9%
Holding
408
New
260
Increased
36
Reduced
75
Closed
–

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$2.63M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$351K
3
XOM icon
ExxonMobil
XOM
+$316K
4
CVX icon
Chevron
CVX
+$275K
5
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$243K

Top Sells

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$4.47M
2
CRGY icon
Crescent Energy
CRGY
+$1.67M
3
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$400K
4
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$283K
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$276K

Sector Composition

Rank Sector Weight
1 Financials 11.74%
2 Energy 9.33%
3 Technology 7.28%
4 Healthcare 5.47%
5 Consumer Staples 5.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCZ icon
151
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.4B
$172K 0.12%
+2,895
New +$172K
SILC icon
152
Silicom
SILC
$221M
$169K 0.12%
+4,500
New +$183K
VO icon
153
Vanguard Morningstar Mid-Cap ETF
VO
$106B
$165K 0.12%
+3,136
New +$167K
WMT icon
154
Walmart Inc
WMT
$884B
$164K 0.12%
+3,333
New +$158K
SWK icon
155
Stanley Black & Decker
SWK
$14.4B
$157K 0.11%
+1,949
New +$164K
AY
156
DELISTED
Atlantica Sustainable Infrastructure plc Ordinary Shares
AY
$157K 0.11%
+5,298
New +$144K
SUSA icon
157
iShares ESG Optimized MSCI USA ETF
SUSA
$4B
$154K 0.11%
+1,752
New +$151K
USB icon
158
US Bancorp
USB
$98B
$151K 0.11%
4,180
-855
-17% -$38.1K
NOC icon
159
Northrop Grumman
NOC
$76B
$146K 0.11%
+317
New +$147K
CSX icon
160
CSX Corp
CSX
$93B
$146K 0.1%
+4,860
New +$149K
EFAV icon
161
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.4B
$144K 0.1%
+2,127
New +$140K
DSL
162
DoubleLine Income Solutions Fund
DSL
$1.23B
$142K 0.1%
12,519
+14
+0.1% +$167
TOTL icon
163
State Street DoubleLine Total Return Tactical ETF
TOTL
$4.1B
$138K 0.1%
+3,372
New +$138K
EOG icon
164
EOG Resources
EOG
$77.5B
$137K 0.1%
+1,198
New +$145K
IYG icon
165
iShares US Financial Services ETF
IYG
$2.16B
$135K 0.1%
2,676
-2,550
-49% -$139K
GEHC icon
166
GE HealthCare
GEHC
$31.6B
$132K 0.09%
+1,606
New +$115K
BXMX
167
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$132K 0.09%
10,059
– –
KMF
168
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
$130K 0.09%
16,977
+228
+1% +$1.7K
TSLA icon
169
Tesla
TSLA
$1.22T
$130K 0.09%
+627
New +$109K
CHKP icon
170
Check Point Software Technologies
CHKP
$13.1B
$130K 0.09%
+1,000
New +$127K
MUB icon
171
iShares National Muni Bond ETF
MUB
$45.2B
$129K 0.09%
+1,195
New +$128K
VEU icon
172
Vanguard FTSE All-World ex-US ETF
VEU
$66.8B
$124K 0.09%
+2,315
New +$123K
EVG
173
Eaton Vance Short Duration Diversified Income Fund
EVG
$141M
$122K 0.09%
11,684
– –
TSM icon
174
TSMC
TSM
$2.09T
$121K 0.09%
+1,300
New +$117K
IWO icon
175
iShares Russell 2000 Growth ETF
IWO
$14.4B
$120K 0.09%
+531
New +$121K
5 6
7
8 9

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BFA
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PRI
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NIMC
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AFWM
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IFU
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Pointe Capital Management's Q1 2023 Portfolio in Review

As of Q1 2023, Pointe Capital Management held 408 positions worth $139M, up 6.7% from $130M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Pointe Capital Management deployed $4.69M of net new capital in Q1 2023, opening 260 new positions and adding to 36 existing holdings. Its largest new stake was iShares Russell Mid-Cap Growth ETF: 3,934 shares worth $358K.

By sector, the portfolio is most concentrated in Financials at 12% of assets, down from 13% a quarter earlier, followed by Energy and Technology.

On the sell side, the largest reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, an estimated $4.47M trimmed.

  • Pointe Capital Management's largest Q1 2023 buy was iShares Russell Mid-Cap Growth ETF: 3,934 shares worth $358K.
  • Pointe Capital Management added most to State Street SPDR S&P 500 ETF Trust in Q1 2023, an estimated $2.63M increase.
  • Pointe Capital Management's biggest Q1 2023 reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, cutting an estimated $4.47M.
  • Pointe Capital Management's ten largest holdings make up 35% of its $139M portfolio in Q1 2023.
  • Pointe Capital Management opened 260 new positions and closed 0 in Q1 2023.
  • Pointe Capital Management's portfolio value rose 6.7% quarter-over-quarter to $139M.

Based on Pointe Capital Management's 13F filing for Q1 2023, filed 15 May 2023.