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Pointe Capital Management Portfolio holdings

AUM $202M
1-Year Est. Return 17.2%
This Fund
S&P 500
This Quarter Est. Return
+4.63%
1 Year Est. Return
+17.2%
3 Year Est. Return
+57.59%
5 Year Est. Return
+69.98%
10 Year Est. Return
+176.84%
AUM
$127M
AUM Growth
+$10.4M
Cap. Flow
+$5.87M
Cap. Flow %
4.63%
Top 10 Hldgs %
29.85%
Holding
163
New
18
Increased
61
Reduced
40
Closed
9

Top Buys

Rank Stock Value
1
WMB icon
Williams Companies
WMB
+$1.77M
2
TGE
Tallgrass Energy, LP Class A Shares
TGE
+$883K
3
BOE icon
BlackRock Enhanced Global Dividend Trust
BOE
+$685K
4
NFJ
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
+$646K
5
EQM
EQM Midstream Partners, LP
EQM
+$479K

Top Sells

Rank Stock Value
1
WPZ
Williams Partners L.P.
WPZ
+$1.71M
2
BPL
Buckeye Partners, L.P.
BPL
+$862K
3
TEP
Tallgrass Energy Partners, LP
TEP
+$843K
4
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$573K
5
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$539K

Sector Composition

Rank Sector Weight
1 Energy 19.71%
2 Financials 13.32%
3 Technology 4.14%
4 Healthcare 3.91%
5 Industrials 3.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ENBL
151
DELISTED
ENABLE MIDSTREAM PARTNERS, LP
ENBL
$171K 0.13%
10,180
– –
IHIT
152
DELISTED
Invesco High Income 2023 Target Term Fund Common Shares of Beneficial Interest, No par value per share
IHIT
$149K 0.12%
15,000
– –
JHB
153
DELISTED
Nuveen Corporate Income November 2021 Target Term Fund
JHB
$138K 0.11%
14,500
– –
CHW
154
Calamos Global Dynamic Income Fund
CHW
$544M
$98K 0.08%
10,850
– –
BIV icon
155
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
– –
-6,657
Closed -$539K
CL icon
156
Colgate-Palmolive
CL
$72.6B
– –
-4,135
Closed -$268K
GSAT icon
157
Globalstar
GSAT
$10.2B
– –
-2,002
Closed -$15K
BPL
158
DELISTED
Buckeye Partners, L.P.
BPL
– –
-24,519
Closed -$862K
KYE
159
DELISTED
Kayne Anderson Energy
KYE
– –
-10,337
Closed -$98K
RMP
160
DELISTED
Rice Midstream Partners LP
RMP
– –
-30,272
Closed -$515K
TEP
161
DELISTED
Tallgrass Energy Partners, LP
TEP
– –
-19,469
Closed -$843K
WPZ
162
DELISTED
Williams Partners L.P.
WPZ
– –
-42,105
Closed -$1.71M
3 4 5 6
7

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PCMK
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SFG
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GW
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BFA
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Pointe Capital Management's Q3 2018 Portfolio in Review

As of Q3 2018, Pointe Capital Management held 163 positions worth $127M, up 8.9% from $116M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Pointe Capital Management deployed $5.87M of net new capital in Q3 2018, opening 18 new positions and adding to 61 existing holdings. Its largest new stake was Williams Companies: 60,863 shares worth $1.66M.

By sector, the portfolio is most concentrated in Energy at 20% of assets, down from 20% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was Vanguard Short-Term Bond ETF, an estimated $573K trimmed.

  • Pointe Capital Management's largest Q3 2018 buy was Williams Companies: 60,863 shares worth $1.66M.
  • Pointe Capital Management added most to BlackRock Enhanced Global Dividend Trust in Q3 2018, an estimated $685K increase.
  • Pointe Capital Management's biggest Q3 2018 reduction was Vanguard Short-Term Bond ETF, cutting an estimated $573K.
  • Pointe Capital Management fully exited Williams Partners L.P. in Q3 2018, selling an estimated $1.71M.
  • Pointe Capital Management's ten largest holdings make up 30% of its $127M portfolio in Q3 2018.
  • Pointe Capital Management opened 18 new positions and closed 9 in Q3 2018.
  • Pointe Capital Management's portfolio value rose 8.9% quarter-over-quarter to $127M.

Based on Pointe Capital Management's 13F filing for Q3 2018, filed 13 Nov 2018.