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Pointe Capital Management Portfolio holdings

AUM $202M
1-Year Est. Return 17.2%
This Fund
S&P 500
This Quarter Est. Return
+0.51%
1 Year Est. Return
+17.2%
3 Year Est. Return
+57.59%
5 Year Est. Return
+69.98%
10 Year Est. Return
+176.84%
AUM
$136M
AUM Growth
-$3.69M
Cap. Flow
-$3.69M
Cap. Flow %
-2.72%
Top 10 Hldgs %
26.82%
Holding
170
New
4
Increased
46
Reduced
55
Closed
17

Top Buys

Rank Stock Value
1
OKE icon
Oneok
OKE
+$2.47M
2
PAA icon
Plains All American Pipeline
PAA
+$735K
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$317K
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$269K
5
NVS icon
Novartis
NVS
+$252K

Top Sells

Rank Stock Value
1
OKS
Oneok Partners LP
OKS
+$2.43M
2
MMP
Magellan Midstream Partners, L.P.
MMP
+$657K
3
JHB
Nuveen Corporate Income November 2021 Target Term Fund
JHB
+$505K
4
QCOM icon
Qualcomm
QCOM
+$498K
5
BMY icon
Bristol-Myers Squibb
BMY
+$467K

Sector Composition

Rank Sector Weight
1 Energy 25.4%
2 Financials 14.64%
3 Healthcare 4.02%
4 Technology 3.73%
5 Industrials 3.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NLY icon
151
Annaly Capital Management
NLY
$16.9B
$128K 0.09%
2,625
– –
KYE
152
DELISTED
Kayne Anderson Energy
KYE
$127K 0.09%
11,447
– –
GSAT icon
153
Globalstar
GSAT
$10.2B
$49K 0.04%
2,002
– –
GSK icon
154
GSK
GSK
$103B
– –
-5,296
Closed -$285K
MDLZ icon
155
Mondelez International
MDLZ
$77.7B
– –
-4,676
Closed -$202K
MO icon
156
Altria Group
MO
$122B
– –
-3,150
Closed -$235K
MUJ icon
157
BlackRock MuniHoldings New Jersey Quality Fund
MUJ
$640M
– –
-11,000
Closed -$159K
NKE icon
158
Nike
NKE
$61.9B
– –
-3,798
Closed -$224K
NXJ
159
DELISTED
Nuveen New Jersey Quality Municipal Income Fund
NXJ
– –
-12,118
Closed -$166K
O icon
160
Realty Income
O
$61.2B
– –
-5,160
Closed -$276K
OXY icon
161
Occidental Petroleum
OXY
$57B
– –
-3,710
Closed -$222K
PAGP icon
162
Plains GP Holdings
PAGP
$5.23B
– –
-8,607
Closed -$225K
QCOM icon
163
Qualcomm
QCOM
$176B
– –
-7,200
Closed -$498K
THW
164
abrdn World Healthcare Fund
THW
$530M
– –
-10,000
Closed -$151K
TRV icon
165
Travelers Companies
TRV
$80.8B
– –
-1,600
Closed -$202K
MR
166
DELISTED
Montage Resources Corporation Common Stock
MR
– –
-1,000
Closed -$43K
AGN
167
DELISTED
Allergan plc
AGN
– –
-941
Closed -$229K
VTTI
168
DELISTED
VTTI Energy Partners LP
VTTI
– –
-17,604
Closed -$346K
OKS
169
DELISTED
Oneok Partners LP
OKS
– –
-47,608
Closed -$2.43M
FNBC
170
DELISTED
First NBC Bank Holding Company
FNBC
– –
-10,100
Closed -$1K
3 4 5 6
7

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HWMO
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MFG
Marmo Financial Group Johnson City, Tennessee $202M AUM 13.32% 1-Year Est. Return
PCMK
Paragon Capital Management (Kansas) Overland Park, Kansas $202M AUM 26.44% 1-Year Est. Return
SFG
Sowa Financial Group Lincoln, Rhode Island $202M AUM 26.95% 1-Year Est. Return
GW
Griffith & Werner Canton, Georgia $202M AUM
BFA
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TI
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Pointe Capital Management's Q3 2017 Portfolio in Review

As of Q3 2017, Pointe Capital Management held 170 positions worth $136M, down 2.6% from $139M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Pointe Capital Management's Q3 2017 filing shows 4 new, 46 increased, 55 reduced and 17 closed positions. Its largest new stake was Oneok: 45,677 shares worth $2.53M. The largest sale was Oneok Partners LP, an estimated $2.43M.

By sector, the portfolio is most concentrated in Energy at 25% of assets, down from 26% a quarter earlier, followed by Financials and Healthcare.

  • Pointe Capital Management's largest Q3 2017 buy was Oneok: 45,677 shares worth $2.53M.
  • Pointe Capital Management added most to Plains All American Pipeline in Q3 2017, an estimated $735K increase.
  • Pointe Capital Management's biggest Q3 2017 reduction was Magellan Midstream Partners, L.P., cutting an estimated $657K.
  • Pointe Capital Management fully exited Oneok Partners LP in Q3 2017, selling an estimated $2.43M.
  • Pointe Capital Management's ten largest holdings make up 27% of its $136M portfolio in Q3 2017.
  • Pointe Capital Management opened 4 new positions and closed 17 in Q3 2017.
  • Pointe Capital Management's portfolio value fell 2.6% quarter-over-quarter to $136M.

Based on Pointe Capital Management's 13F filing for Q3 2017, filed 16 Oct 2017.