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Pointe Capital Management Portfolio holdings

AUM $223M
1-Year Est. Return 17.12%
This Fund
S&P 500
This Quarter Est. Return
+2.64%
1 Year Est. Return
+17.12%
3 Year Est. Return
+62.56%
5 Year Est. Return
+73.92%
10 Year Est. Return
+169.48%
AUM
$175M
AUM Growth
+$37.7M
Cap. Flow
+$34M
Cap. Flow %
19.41%
Top 10 Hldgs %
38.78%
Holding
263
New
116
Increased
14
Reduced
16
Closed
117

Top Buys

Rank Stock Value
1
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$9.42M
2
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$8.95M
3
DES icon
WisdomTree US SmallCap Dividend Fund
DES
+$8.45M
4
VNQ icon
Vanguard Real Estate ETF
VNQ
+$7.77M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$7.32M

Top Sells

Rank Stock Value
1
EPD icon
Enterprise Products Partners
EPD
+$5.3M
2
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$5.23M
3
ETY icon
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
+$4.42M
4
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$4.36M
5
MMP
Magellan Midstream Partners, L.P.
MMP
+$4.22M

Sector Composition

Rank Sector Weight
1 Miscellaneous 86.3%
2 Healthcare 2.74%
3 Industrials 1.78%
4 Communication Services 1.7%
5 Energy 1.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CMS icon
151
CMS Energy
CMS
$21.1B
– –
-9,509
Closed -$399K
COP icon
152
ConocoPhillips
COP
$164B
– –
-10,007
Closed -$435K
COST icon
153
Costco
COST
$401B
– –
-3,444
Closed -$525K
CSQ icon
154
Calamos Strategic Total Return Fund
CSQ
$3.34B
– –
-354,510
Closed -$3.64M
CVS icon
155
CVS Health
CVS
$120B
– –
-7,582
Closed -$675K
CVX icon
156
Chevron
CVX
$420B
– –
-2,036
Closed -$210K
DEM icon
157
WisdomTree Emerging Markets High Dividend Fund
DEM
$4.25B
– –
-15,580
Closed -$585K
DHR icon
158
Danaher
DHR
$140B
– –
-5,646
Closed -$392K
DLNG icon
159
Dynagas LNG Partners
DLNG
$138M
– –
-37,839
Closed -$586K
DSL
160
DoubleLine Income Solutions Fund
DSL
$1.19B
– –
-54,956
Closed -$1.05M
DVA icon
161
DaVita
DVA
$11.6B
– –
-4,754
Closed -$314K
EFAV icon
162
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.45B
– –
-4,140
Closed -$280K
ENB icon
163
Enbridge
ENB
$104B
– –
-18,759
Closed -$830K
EOG icon
164
EOG Resources
EOG
$77.1B
– –
-7,650
Closed -$740K
ET icon
165
Energy Transfer Partners
ET
$74.2B
– –
-134,887
Closed -$2.27M
ETJ
166
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$558M
– –
-204,078
Closed -$1.92M
ETY icon
167
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.25B
– –
-412,444
Closed -$4.42M
EVG
168
Eaton Vance Short Duration Diversified Income Fund
EVG
$140M
– –
-27,065
Closed -$371K
EVV
169
Eaton Vance Limited Duration Income Fund
EVV
$1.03B
– –
-105,946
Closed -$1.45M
EXG icon
170
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.97B
– –
-420,925
Closed -$3.65M
FXB icon
171
Invesco CurrencyShares British Pound Sterling Trust
FXB
$65M
– –
-3,388
Closed -$429K
GEL icon
172
Genesis Energy
GEL
$1.91B
– –
-13,422
Closed -$510K
GILD icon
173
Gilead Sciences
GILD
$178B
– –
-4,522
Closed -$358K
GIS icon
174
General Mills
GIS
$19.1B
– –
-5,942
Closed -$380K
GSAT icon
175
Globalstar
GSAT
$10.7B
– –
-2,002
Closed -$36K
5 6
7
8 9

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Pointe Capital Management's Q4 2016 Portfolio in Review

As of Q4 2016, Pointe Capital Management held 263 positions worth $175M, up 27% from $138M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Pointe Capital Management deployed $34M of net new capital in Q4 2016, opening 116 new positions and adding to 14 existing holdings. Its largest new stake was Vanguard Dividend Appreciation ETF: 112,072 shares worth $9.55M.

By sector, the portfolio is most concentrated in Miscellaneous at 86% of assets, up from 34% a quarter earlier, followed by Healthcare and Industrials.

On the sell side, the largest reduction was Enterprise Products Partners, an estimated $5.3M trimmed.

  • Pointe Capital Management's largest Q4 2016 buy was Vanguard Dividend Appreciation ETF: 112,072 shares worth $9.55M.
  • Pointe Capital Management added most to Invesco QQQ Trust in Q4 2016, an estimated $7.32M increase.
  • Pointe Capital Management's biggest Q4 2016 reduction was Enterprise Products Partners, cutting an estimated $5.3M.
  • Pointe Capital Management fully exited Berkshire Hathaway Class B in Q4 2016, selling an estimated $5.23M.
  • Pointe Capital Management's ten largest holdings make up 39% of its $175M portfolio in Q4 2016.
  • Pointe Capital Management opened 116 new positions and closed 117 in Q4 2016.
  • Pointe Capital Management's portfolio value rose 27% quarter-over-quarter to $175M.

Based on Pointe Capital Management's 13F filing for Q4 2016, filed 10 Feb 2017.