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Pointe Capital Management Portfolio holdings

AUM $202M
1-Year Est. Return 17.2%
This Fund
S&P 500
This Quarter Est. Return
+2.75%
1 Year Est. Return
+17.2%
3 Year Est. Return
+57.59%
5 Year Est. Return
+69.98%
10 Year Est. Return
+176.84%
AUM
$138M
AUM Growth
+$131K
Cap. Flow
-$3.28M
Cap. Flow %
-2.39%
Top 10 Hldgs %
29.67%
Holding
153
New
4
Increased
32
Reduced
87
Closed
6

Top Buys

Rank Stock Value
1
AMLP icon
Alerian MLP ETF
AMLP
+$1.34M
2
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$779K
3
IWN icon
iShares Russell 2000 Value ETF
IWN
+$509K
4
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$279K
5
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$220K

Top Sells

Rank Stock Value
1
KMI icon
Kinder Morgan
KMI
+$2.91M
2
EEQ
Enbridge Energy Management Llc
EEQ
+$569K
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$268K
4
ALLY icon
Ally Financial
ALLY
+$255K
5
ET icon
Energy Transfer Partners
ET
+$243K

Sector Composition

Rank Sector Weight
1 Energy 32.78%
2 Financials 11.18%
3 Healthcare 3.56%
4 Technology 3.5%
5 Consumer Staples 2.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NVS icon
151
Novartis
NVS
$295B
– –
-2,975
Closed -$220K
RC
152
Ready Capital
RC
$265M
– –
-12,300
Closed -$169K
EEQ
153
DELISTED
Enbridge Energy Management Llc
EEQ
– –
-31,244
Closed -$569K
3 4 5 6
7

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MFG
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PCMK
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SFG
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GW
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BFA
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Pointe Capital Management's Q3 2016 Portfolio in Review

As of Q3 2016, Pointe Capital Management held 153 positions worth $138M, up 0.1% from $137M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Pointe Capital Management's Q3 2016 filing shows 4 new, 32 increased, 87 reduced and 6 closed positions. Its largest new stake was iShares Russell 2000 Value ETF: 4,968 shares worth $520K. The largest sale was Kinder Morgan, an estimated $2.91M.

By sector, the portfolio is most concentrated in Energy at 33% of assets, down from 35% a quarter earlier, followed by Financials and Healthcare.

  • Pointe Capital Management's largest Q3 2016 buy was iShares Russell 2000 Value ETF: 4,968 shares worth $520K.
  • Pointe Capital Management added most to Alerian MLP ETF in Q3 2016, an estimated $1.34M increase.
  • Pointe Capital Management's biggest Q3 2016 reduction was Kinder Morgan, cutting an estimated $2.91M.
  • Pointe Capital Management fully exited Enbridge Energy Management Llc in Q3 2016, selling an estimated $569K.
  • Pointe Capital Management's ten largest holdings make up 30% of its $138M portfolio in Q3 2016.
  • Pointe Capital Management opened 4 new positions and closed 6 in Q3 2016.
  • Pointe Capital Management's portfolio value rose 0.1% quarter-over-quarter to $138M.

Based on Pointe Capital Management's 13F filing for Q3 2016, filed 2 Nov 2016.